SEC 13F Intelligence

Managers / Q1 2026

Wellington Shields Capital Management, LLC

CIK 0001506071 · 60 BROAD STREET, 39TH FLOOR, NEW YORK, NY, 10004 · 212-320-3000

Reported Value
$666M
Q1 2026
Positions
326
Filings on Record
30
2019–present window
Filed
May 4, 2026
original filing

Summary

Wellington Shields Capital Management, Llc reported $666M in U.S.-listed holdings across 326 positions for Q1 2026.

Its largest position, MSFT, represents 6.9% of the portfolio.

Compared with Q4 2025, the fund opened 27 new positions and exited 18.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $529MQ4 ’18Q1 ’19: $588MQ2 ’19: $603MQ3 ’19: $615MQ4 ’19: $651MQ4 ’19Q1 ’20: $530MQ2 ’20: $623MQ3 ’20: $631MQ4 ’20: $748MQ4 ’20Q1 ’21: $1.1BQ2 ’21: $827MQ3 ’21: $733MQ4 ’21: $781MQ4 ’21Q1 ’22: $914MQ2 ’22: $806MQ3 ’22: $421MQ4 ’22: $824.0BQ4 ’22Q1 ’23: $831MQ2 ’23: $819MQ3 ’23: $758MQ4 ’23: $802MQ4 ’23Q1 ’24: $530MQ2 ’24: $549MQ3 ’24: $575MQ4 ’24: $565MQ4 ’24Q1 ’25: $551MQ2 ’25: $591MQ3 ’25: $659MQ4 ’25: $686MQ4 ’25Q1 ’26: $666Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 84.3%ETP: 9.5%Other: 2.6%ADR: 2.4%REIT: 0.8%Other: 0.4%
  • Common Stock · 84.3% · $562M
  • ETP · 9.5% · $64M
  • Other · 2.6% · $17M
  • ADR · 2.4% · $16M
  • REIT · 0.8% · $5M
  • Other · 0.4% · $3M

Quarter-over-Quarter Changes full breakdown →

Holdings — Q1 2026

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Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$666M326May 4, 202613F-HRchanges · EDGAR ↗
Q4 2025$686M316Feb 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$659M335Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$591M322Aug 5, 202513F-HRchanges · EDGAR ↗
Q1 2025$551M313May 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$565M306Feb 10, 202513F-HRchanges · EDGAR ↗
Q3 2024$575M313Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$549M307Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$530M304May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$802M300Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$758M304Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$819M312Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$831M320May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$824.0B312Feb 15, 202313F-HRchanges · EDGAR ↗
Q3 2022$421M303Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$806M302Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$914M319May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$781M282Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$733M262Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$827M289Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.1B277May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$748M258Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$631M224Nov 10, 202013F-HRchanges · EDGAR ↗
Q2 2020$623M236Aug 5, 202013F-HRchanges · EDGAR ↗
Q1 2020$530M233May 7, 202013F-HRchanges · EDGAR ↗
Q4 2019$651M263Feb 11, 202013F-HRchanges · EDGAR ↗
Q3 2019$615M264Nov 5, 201913F-HRchanges · EDGAR ↗
Q2 2019$603M280Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$588M283May 10, 201913F-HRchanges · EDGAR ↗
Q4 2018$529M276Feb 11, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.