SEC 13F Intelligence

FTXNFIRST TR EXCHANGE TRADED FD

CUSIP 33738R845 · Yahoo Finance ↗ · Google Finance ↗

First Tr Exchange Traded Fd (FTXN) has 82 institutional holders in Filings Flow’s 13F database, together reporting 2.98M shares worth $107M as of Q1 2026. The largest reported holders are Wells Fargo & Company/Mn, Morgan Stanley, and Lpl Financial LLC.

Institutional Holders
82
Q1 2026
Reported Value
$107M
Ticker
FTXN
Quarters Tracked
9

Ownership Trend

Institutional holders
Q4 ’18: 16Q4 ’18Q1 ’19: 11Q2 ’19: 9Q2 ’19Q3 ’19: 11Q2 ’21: 22Q2 ’21Q4 ’21: 54Q4 ’22: 94Q4 ’22Q4 ’25: 78Q1 ’26: 82Q1 ’26filingsflow.com
Total reported value
Q4 ’18: $25MQ4 ’18Q1 ’19: $5MQ2 ’19: $5MQ2 ’19Q3 ’19: $5MQ2 ’21: $374MQ2 ’21Q4 ’21: $1.1BQ4 ’22: $883MQ4 ’22Q4 ’25: $56MQ1 ’26: $107MQ1 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
NewSquare Capital LLC$1.2B AUM0.69%$8M206.0KQ1 2026
HFG Advisors, Inc.$142M AUM0.25%$357,8619.3KQ1 2026
ADAMSBROWN WEALTH CONSULTANTS LLC$530M AUM0.17%$624,55216.2KQ1 2026
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.09%$1M35.6KQ1 2026
Nilsine Partners, LLC$1.3B AUM0.09%$1M32.1KQ1 2026
Element Wealth, LLC$242M AUM0.09%$212,0305.5KQ1 2026
WCG Wealth Advisors LLC$3.6B AUM0.08%$3M71.8KQ1 2026
Harvest Investment Services, LLC$547M AUM0.06%$322,3108.3KQ1 2026
Quantum Private Wealth, LLC$324M AUM0.06%$200,3447.2KQ4 2025OLDER
MGB Wealth Management, LLC$350M AUM0.05%$179,4356.4KQ4 2025OLDER
LEVEL FOUR ADVISORY SERVICES, LLC$3.0B AUM0.05%$1M36.0KQ1 2026
Activest Wealth Management$569M AUM0.04%$213,2405.5KQ1 2026
Hilton Head Capital Partners, LLC$177M AUM0.02%$37,905982Q1 2026
Independent Advisor Alliance$9.3B AUM0.02%$2M51.6KQ1 2026
Regal Investment Advisors LLC$1.7B AUM0.02%$355,1209.2KQ1 2026
HighMark Wealth Management LLC$246M AUM0.02%$44,3901.1KQ1 2026
Cyndeo Wealth Partners, LLC$1.9B AUM0.02%$319,53411.2KQ3 2025OLDER
Sigma Planning Corp$3.6B AUM0.02%$606,19921.3KQ3 2025OLDER
OPPENHEIMER & CO INC$8.2B AUM0.01%$1M29.4KQ1 2026
BENJAMIN EDWARDS INC$10.1B AUM0.01%$1M30.9KQ1 2026
GTS SECURITIES LLC$2.8B AUM0.01%$312,6608.1KQ1 2026
Westfuller Advisors, LLC$232M AUM0.01%$24,948646Q1 2026
StoneX Group Inc.$1.9B AUM0.01%$248,0978.9KQ4 2025OLDER
Mutual Advisors, LLC$4.7B AUM0.01%$417,72410.8KQ1 2026
PGIM Custom Harvest LLC$6.4B AUM0.01%$522,41213.5KQ1 2026
Atria Wealth Solutions, Inc.$4.4B AUM0.01%$344,63712.5KQ2 2025OLDER
U.S. Capital Wealth Advisors, LLC$4.0B AUM0.01%$277,8817.2KQ1 2026
Signature Equity Partners, LLC$186M AUM0.01%$12,931335Q1 2026
MARK SHEPTOFF FINANCIAL PLANNING, LLC$189M AUM0.01%$12,742337Q1 2026
NBC SECURITIES, INC.$1.3B AUM0.01%$84,1192.2KQ1 2026
Stratos Wealth Partners, LTD.$8.8B AUM0.01%$529,11613.7KQ1 2026
Tower Research Capital LLC (TRC)$3.8B AUM0.01%$208,3787.3KQ3 2025OLDER
Summit Financial, LLC$7.8B AUM0.01%$375,81513.5KQ4 2025OLDER
J.W. COLE ADVISORS, INC.$3.0B AUM0.01%$219,5827.9KQ4 2025OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.01%$4M97.6KQ1 2026
FAS Wealth Partners, Inc.$1.6B AUM0.00%$75,6522.7KQ4 2025OLDER
MGO ONE SEVEN LLC$5.0B AUM0.00%$240,3246.2KQ1 2026
Concurrent Investment Advisors, LLC$9.2B AUM0.00%$428,52311.1KQ1 2026
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$24M624.5KQ1 2026
Parallel Advisors, LLC$5.6B AUM0.00%$252,3676.5KQ1 2026
Insight Inv LLC$183M AUM0.00%$7,768201Q1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$3M71.0KQ1 2026
PRIVATE TRUST CO NA$1.1B AUM0.00%$44,2361.1KQ1 2026
Sound Income Strategies, LLC$2.1B AUM0.00%$78,2232.1KQ1 2026
Kestra Advisory Services, LLC$26.4B AUM0.00%$979,25825.4KQ1 2026
CWM, LLC$38.1B AUM0.00%$1M35.6KQ1 2026
Anchor Investment Management, LLC$1.2B AUM0.00%$42,6531.1KQ1 2026
Cetera Investment Advisers$94.0B AUM0.00%$3M83.1KQ1 2026
Westside Investment Management, Inc.$653M AUM0.00%$21,191549Q1 2026
Nova Wealth Management, Inc.$154M AUM0.00%$4,635166Q4 2025OLDER
LPL Financial LLC$376.6B AUM0.00%$12M306.4KQ1 2026
HHM Wealth Advisors, LLC$996M AUM0.00%$25,708666Q1 2026
KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM0.00%$235,7486.1KQ1 2026
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$2M49.5KQ1 2026
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$158,0924.1KQ1 2026
Geneos Wealth Management Inc.$4.3B AUM0.00%$101,9042.6KQ1 2026
Golden State Wealth Management, LLC$915M AUM0.00%$19,388502Q1 2026
Private Advisor Group, LLC$21.3B AUM0.00%$391,04214.4KQ2 2025OLDER
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$4M100.0KQ1 2026
DAVENPORT & Co LLC$20.4B AUM0.00%$329,5728.5KQ1 2026
HB Wealth Management, LLC$15.5B AUM0.00%$214,3337.9KQ2 2025OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$99,1523.5KQ3 2025OLDER
Rossby Financial, LCC$489M AUM0.00%$7,949213Q1 2026
Hughes Financial Services, LLC$651M AUM0.00%$8,963330Q2 2025OLDER
Quantinno Capital Management LP$59.9B AUM0.00%$896,29223.2KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$5M119.0KQ1 2026
Kiker Wealth Management, LLC$209M AUM0.00%$2,78372Q1 2026
Bank Julius Baer & Co. Ltd, Zurich$33.2B AUM0.00%$470,85016.9KQ4 2025OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$435,74211.3KQ1 2026
Global Retirement Partners, LLC$5.6B AUM0.00%$63,1552.3KQ4 2025OLDER
EP Wealth Advisors, LLC$20.3B AUM0.00%$123,6694.5KQ2 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$13M476.8KQ1 2026
STIFEL FINANCIAL CORP$108.8B AUM0.00%$847,34222.0KQ1 2026
Rockefeller Capital Management L.P.$56.4B AUM0.00%$377,9889.8KQ1 2026
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$130,9703.4KQ1 2026
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$2M59.0KQ1 2026
Archer Investment Corp$469M AUM0.00%$2,61968Q1 2026
Mariner, LLC$85.7B AUM0.00%$326,3478.4KQ1 2026
HUNTINGTON NATIONAL BANK$18.1B AUM0.00%$51,7261.9KQ2 2025OLDER
Western Wealth Management, LLC$2.6B AUM0.00%$9,118236Q1 2026
NewEdge Advisors, LLC$27.7B AUM0.00%$60,4812.2KQ4 2025OLDER
Essential Partners LLC$250M AUM0.00%$54420Q1 2026
MARSHALL WACE, LLP$100.4B AUM0.00%$211,2965.5KQ1 2026
Wealthspire Advisors, LLC$12.7B AUM0.00%$29,6831.0KQ3 2025OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$841,00021.8KQ1 2026
IFP Advisors, Inc$4.8B AUM0.00%$6,176160Q1 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$1M27.9KQ1 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$481,22612.5KQ1 2026
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$607,06215.7KQ1 2026
Farther Finance Advisors, LLC$10.6B AUM0.00%$5,742206Q4 2025OLDER
Aptus Capital Advisors, LLC$12.7B AUM0.00%$7,720200Q1 2026
Transamerica Financial Advisors, LLC$1.2B AUM0.00%$59915Q1 2026
AE Wealth Management LLC$18.5B AUM0.00%$6,948180Q1 2026
Blue Trust, Inc.$8.7B AUM0.00%$1,85348Q1 2026
COMERICA BANK$25.1B AUM0.00%$3,378121Q4 2025OLDER
BANK OF MONTREAL /CAN/$268.5B AUM0.00%$29,606767Q1 2026
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$13,605500Q2 2025OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$99,6063.5KQ3 2025OLDER
Wagner Wealth Management, LLC$495M AUM0.00%$151Q3 2025OLDER
UBS Group AG$666.3B AUM0.00%$16,843619Q2 2025OLDER
FMR LLC$1.90T AUM0.00%$47,7871.2KQ1 2026
Russell Investments Group, Ltd.$93.1B AUM0.00%$2,08454Q1 2026
Advisory Services Network, LLC$7.5B AUM0.00%$80Q1 2026
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$281Q4 2025OLDER
CITIGROUP INC$234.5B AUM0.00%$281Q4 2025OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$330Q1 2026

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.