SEC 13F Intelligence

EFAAINVESCO ACTIVELY MANAGED EXC

CUSIP 46090A713 · Yahoo Finance ↗ · Google Finance ↗

Invesco Actively Managed Exc (EFAA) has 61 institutional holders in Filings Flow’s 13F database, together reporting 5.91M shares worth $310M as of Q1 2026. The largest reported holders are Invesco Ltd., Lpl Financial LLC, and Raymond James Financial Inc.

Institutional Holders
61
Q1 2026
Reported Value
$310M
Ticker
EFAA
Quarters Tracked
7

Ownership Trend

Institutional holders
Q3 ’24: 3Q3 ’24Q4 ’24: 5Q4 ’24Q1 ’25: 9Q1 ’25Q2 ’25: 21Q2 ’25Q3 ’25: 30Q3 ’25Q4 ’25: 49Q4 ’25Q1 ’26: 61Q1 ’26filingsflow.com
Total reported value
Q3 ’24: $124MQ3 ’24Q4 ’24: $102MQ4 ’24Q1 ’25: $94MQ1 ’25Q2 ’25: $45MQ2 ’25Q3 ’25: $84MQ3 ’25Q4 ’25: $237MQ4 ’25Q1 ’26: $310MQ1 ’26filingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
Invesco Ltd.$653.3B AUM0.01%$73M1.39MQ1 2026
LPL Financial LLC$376.6B AUM0.01%$37M708.3KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.01%$26M491.8KQ1 2026
MORGAN STANLEY$1.67T AUM0.00%$25M469.1KQ1 2026
Private Advisor Group, LLC$21.3B AUM0.09%$19M361.1KQ1 2026
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.01%$13M257.1KQ1 2026
LEE JOHNSON CAPITAL MANAGEMENT, LLC$279M AUM4.36%$12M230.8KQ1 2026
Steward Partners Investment Advisory, LLC$19.6B AUM0.04%$9M166.3KQ1 2026
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC$594M AUM1.40%$8M157.9KQ1 2026
Cetera Investment Advisers$94.0B AUM0.01%$8M152.8KQ1 2026
UBS Group AG$666.3B AUM0.00%$8M147.8KQ1 2026
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$5M102.1KQ1 2026
MML INVESTORS SERVICES, LLC$36.1B AUM0.01%$5M101.4KQ1 2026
Chicago Partners Investment Group LLC$4.5B AUM0.12%$5M95.4KQ1 2026
Lifestyle Asset Management, Inc.$306M AUM1.39%$4M80.7KQ1 2026
SageGuard Financial Group, LLC$646M AUM0.56%$4M68.3KQ1 2026
JANE STREET GROUP, LLC$777.2B AUM0.00%$4M67.8KQ1 2026
NewEdge Advisors, LLC$27.7B AUM0.01%$4M67.6KQ1 2026
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.01%$3M64.5KQ1 2026
Advisor OS, LLC$1.4B AUM0.23%$3M59.5KQ1 2026
MJP ASSOCIATES INC /ADV$824M AUM0.38%$3M59.5KQ1 2026
Prospera Financial Services Inc$6.2B AUM0.04%$3M49.6KQ1 2026
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$2M47.3KQ1 2026
STIFEL FINANCIAL CORP$108.8B AUM0.00%$2M44.1KQ1 2026
Wealth Intelligence, LLC$208M AUM1.10%$2M43.5KQ1 2026
Marshall & Sterling Wealth Advisors Inc.$153M AUM1.33%$2M38.5KQ1 2026
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$2M36.2KQ1 2026
Split Rock Private Trading & Wealth Management, LLC$129M AUM1.45%$2M33.4KQ4 2025OLDER
BROWN, LISLE/CUMMINGS, INC.$400M AUM0.43%$2M33.0KQ1 2026
IFP Advisors, Inc$4.8B AUM0.02%$1M22.6KQ1 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$1M22.1KQ1 2026
INSIGNEO ADVISORY SERVICES, LLC$1.4B AUM0.07%$982,23018.6KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$924,55017.5KQ1 2026
Wealthcare Advisory Partners LLC$5.3B AUM0.02%$897,44517.0KQ1 2026
Joel Isaacson & Co., LLC$3.0B AUM0.03%$885,94716.8KQ1 2026
Western Wealth Management, LLC$2.6B AUM0.03%$882,90116.7KQ1 2026
WCG Wealth Advisors LLC$3.6B AUM0.02%$875,25616.6KQ1 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$818,31415.5KQ1 2026
Janney Montgomery Scott LLC$40.4B AUM0.00%$818,00015.5KQ1 2026
Phillip James Consulting Co.$132M AUM0.59%$779,00039.9KQ1 2026
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.03%$680,24012.9KQ1 2026
AVANTAX ADVISORY SERVICES, INC.$18.2B AUM0.00%$584,31111.3KQ2 2025OLDER
Visionary Wealth Advisors$2.3B AUM0.02%$548,97110.4KQ1 2026
MADDEN SECURITIES Corp$333M AUM0.16%$520,5449.9KQ1 2026
Apollon Wealth Management, LLC$6.2B AUM0.01%$476,3599.0KQ1 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$445,1568.2KQ4 2025OLDER
VERUS CAPITAL PARTNERS, LLC$1.5B AUM0.03%$386,7437.3KQ1 2026
PRIVATE TRUST CO NA$1.1B AUM0.03%$377,6816.7KQ1 2026
QP WEALTH MANAGEMENT, LLC$58M AUM0.56%$325,2486.2KQ1 2026
Adalta Capital Management LLC$209M AUM0.15%$316,4406.0KQ1 2026
Summit Financial, LLC$7.8B AUM0.00%$284,7495.4KQ1 2026
STEPHENS INC /AR/$8.0B AUM0.00%$281,0605.2KQ4 2025OLDER
Equitable Holdings, Inc.$15.5B AUM0.00%$253,9434.8KQ1 2026
Stratos Wealth Partners, LTD.$8.8B AUM0.00%$237,5714.5KQ1 2026
HRT FINANCIAL LP$40.1B AUM0.00%$229,0004.4KQ1 2026
Cerity Partners LLC$70.8B AUM0.00%$210,9604.0KQ1 2026
IAG Wealth Partners, LLC$896M AUM0.01%$130,1622.5KQ1 2026
NBC SECURITIES, INC.$1.3B AUM0.00%$60,6511.1KQ1 2026
Sunbelt Securities, Inc.$1.6B AUM0.00%$51,323973Q1 2026
Murphy & Mullick Capital Management Corp$135M AUM0.03%$42,192800Q1 2026
CIBC Private Wealth Group LLC$59.2B AUM0.00%$22,234411Q4 2025OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$21,096400Q1 2026
JPMORGAN CHASE & CO$1.56T AUM0.00%$20,632400Q2 2025OLDER
OPTIMA CAPITAL LLC$215M AUM0.01%$20,377377Q4 2025OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$19,498370Q1 2026
CWM, LLC$38.1B AUM0.00%$7,081134Q1 2026
BANK OF MONTREAL /CAN/$268.5B AUM0.00%$4,24881Q1 2026
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$421Q1 2026
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q2 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.