ECFELLSWORTH GROWTH & INCOME FD
CUSIP 289074106 · Yahoo Finance ↗ · Google Finance ↗
Ellsworth Growth & Income Fd (ECF) has 48 institutional holders in Filings Flow’s 13F database, together reporting 6.28M shares worth $70M as of Q1 2026. The largest reported holders are Saba Capital Management, L.P., Wells Fargo & Company/Mn, and Sit Investment Associates Inc.
Institutional Holders
48
Q1 2026
Reported Value
$70M
Ticker
ECF
Quarters Tracked
28
Ownership Trend
Institutional holders
Total reported value
Holders
··Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Saba Capital Management, L.P.$3.6B AUM | 0.49% | $18M | 1.60M | Q1 2026 |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $11M | 947.6K | Q1 2026 |
| SIT INVESTMENT ASSOCIATES INC$4.9B AUM | 0.21% | $10M | 933.1K | Q1 2026 |
| Advisors Asset Management, Inc.$6.0B AUM | 0.08% | $5M | 405.4K | Q1 2026 |
| Pathstone Holdings, LLC$25.1B AUM | 0.01% | $3M | 247.1K | Q1 2026 |
| Invesco Ltd.$653.3B AUM | 0.00% | $3M | 233.1K | Q1 2026 |
| Bulldog Investors, LLP$445M AUM | 0.57% | $3M | 228.6K | Q1 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM | 0.33% | $2M | 208.2K | Q1 2026 |
| GUGGENHEIM CAPITAL LLC$12.9B AUM | 0.01% | $2M | 166.5K | Q1 2026 |
| MORGAN STANLEY$1.67T AUM | 0.00% | $2M | 144.3K | Q1 2026 |
| Baird Financial Group, Inc.$64.0B AUM | 0.00% | $2M | 135.2K | Q1 2026 |
| AMERIPRISE FINANCIAL INC$431.8B AUM | 0.00% | $1M | 102.0K | Q1 2026 |
| CAPSTONE INVESTMENT ADVISORS, LLC$57.4B AUM | 0.00% | $908,614 | 81.5K | Q1 2026 |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $906,806 | 81.3K | Q1 2026 |
| EVOLVE PRIVATE WEALTH, LLC$1.9B AUM | 0.04% | $766,864 | 68.8K | Q1 2026 |
| UHLMANN PRICE SECURITIES, LLC$1.5B AUM | 0.05% | $766,202 | 68.7K | Q1 2026 |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $720,853 | 64.7K | Q1 2026 |
| WNY Asset Management, LLC$967M AUM | 0.07% | $678,820 | 58.5K | Q3 2025OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $617,000 | 55.3K | Q1 2026 |
| Institute for Wealth Management, LLC.$938M AUM | 0.06% | $588,230 | 52.8K | Q1 2026 |
| Waverly Advisors, LLC$13.4B AUM | 0.00% | $473,864 | 42.5K | Q1 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM | 0.00% | $443,056 | 39.6K | Q1 2026 |
| NorthCoast Asset Management LLC$4.3B AUM | 0.00% | $371,270 | 32.0K | Q3 2025OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $363,400 | 32.6K | Q1 2026 |
| Focus Partners Wealth$89.9B AUM | 0.00% | $356,867 | 32.0K | Q1 2026 |
| Aviance Capital Partners, LLC$854M AUM | 0.04% | $342,907 | 30.8K | Q1 2026 |
| Private Advisor Group, LLC$21.3B AUM | 0.00% | $301,214 | 27.0K | Q1 2026 |
| AQR Arbitrage LLC$6.1B AUM | 0.01% | $289,780 | 25.0K | Q3 2025OLDER |
| K2 PRINCIPAL FUND, L.P.$1.4B AUM | 0.02% | $274,502 | 24.6K | Q1 2026 |
| LPL Financial LLC$376.6B AUM | 0.00% | $261,301 | 23.4K | Q1 2026 |
| Shaker Financial Services, LLC$287M AUM | 0.09% | $261,256 | 23.4K | Q1 2026 |
| CAPTRUST FINANCIAL ADVISORS$57.3B AUM | 0.00% | $247,508 | 22.2K | Q1 2026 |
| Ruggaard & Associates LLC$252M AUM | 0.08% | $209,308 | 18.8K | Q1 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $208,229 | 20.3K | Q2 2025OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $205,825 | 18.5K | Q1 2026 |
| PMG Family Office LLC$90M AUM | 0.23% | $204,703 | 18.4K | Q1 2026 |
| Cambridge Investment Research Advisors, Inc.$38.8B AUM | 0.00% | $195,000 | 17.5K | Q1 2026 |
| Beckerman Institutional, LLC$188M AUM | 0.08% | $142,654 | 12.8K | Q1 2026 |
| Old Port Advisors$434M AUM | 0.03% | $138,438 | 12.4K | Q1 2026 |
| ALTFEST L J & CO INC$935M AUM | 0.02% | $134,981 | 11.6K | Q3 2025OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $134,881 | 12.1K | Q1 2026 |
| Cordgrass Capital Advisors, LLC$427M AUM | 0.03% | $133,818 | 11.5K | Q3 2025OLDER |
| Creative Planning$147.4B AUM | 0.00% | $128,969 | 11.1K | Q3 2025OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $128,070 | 11.0K | Q4 2025OLDER |
| MERIDIAN INVESTMENT COUNSEL INC.$420M AUM | 0.03% | $123,765 | 11.1K | Q1 2026 |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $121,962 | 10.5K | Q3 2025OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $112,439 | 10.1K | Q1 2026 |
| GILPIN WEALTH MANAGEMENT, LLC$126M AUM | 0.04% | $44,600 | 4.0K | Q1 2026 |
| WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM | 0.00% | $43,028 | 3.9K | Q1 2026 |
| AdvisorNet Financial, Inc$1.9B AUM | 0.00% | $33,910 | 3.0K | Q1 2026 |
| Global Retirement Partners, LLC$5.6B AUM | 0.00% | $23,860 | 2.1K | Q4 2025OLDER |
| MAI Capital Management$17.7B AUM | 0.00% | $22,300 | 2.0K | Q1 2026 |
| Sunbelt Securities, Inc.$1.6B AUM | 0.00% | $22,300 | 2.0K | Q1 2026 |
| Cape Investment Advisory, Inc.$301M AUM | 0.01% | $20,550 | 1.8K | Q4 2025OLDER |
| AMERIFLEX GROUP, INC.$198M AUM | 0.01% | $19,755 | 1.9K | Q2 2025OLDER |
| Basepoint Wealth LLC$175M AUM | 0.01% | $12,049 | 1.1K | Q1 2026 |
| Cornerstone Advisors, LLC$2.7B AUM | 0.00% | $7,913 | 772 | Q2 2025OLDER |
| JONES FINANCIAL COMPANIES LLLP$208.1B AUM | 0.00% | $4,923 | 455 | Q1 2026 |
| GPS Wealth Strategies Group, LLC$117M AUM | 0.00% | $4,431 | 382 | Q3 2025OLDER |
| Medallion Wealth Advisors, LLC$306M AUM | 0.00% | $3,925 | 352 | Q1 2026 |
| VALLEY NATIONAL ADVISERS INC$773M AUM | 0.00% | $3,000 | 333 | Q4 2025OLDER |
| HIGHLINE WEALTH PARTNERS LLC$493M AUM | 0.00% | $2,788 | 250 | Q1 2026 |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $2,593 | 253 | Q2 2025OLDER |
| COMERICA BANK$25.1B AUM | 0.00% | $777 | 67 | Q3 2025OLDER |
| Sound Income Strategies, LLC$2.1B AUM | 0.00% | $771 | 62 | Q4 2025OLDER |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $663 | 57 | Q4 2025OLDER |
| GAMMA Investing LLC$2.7B AUM | 0.00% | $174 | 15 | Q4 2025OLDER |
| Parallel Advisors, LLC$5.6B AUM | 0.00% | $24 | 2 | Q1 2026 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM | — | $0 | 0 | Q2 2025OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.