SEC 13F Intelligence

CASIEURCASI PHARMACEUTICALS INC COM

CUSIP 14757U109 · Yahoo Finance ↗ · Google Finance ↗

Casi Pharmaceuticals Inc Com (CASIEUR) has 3 institutional holders in Filings Flow’s 13F database, together reporting 351.5K shares worth $629,139 as of Q4 2022. The largest reported holders are Federated Hermes, Inc., Bnp Paribas Financial Markets, and Ikarian Capital, LLC.

Institutional Holders
3
Q4 2022
Reported Value
$629,139
Ticker
CASIEUR
Quarters Tracked
7

Ownership Trend

Institutional holders
Q4 ’18: 38Q4 ’18Q1 ’19: 36Q1 ’19Q2 ’19: 34Q2 ’19Q3 ’19: 35Q3 ’19Q2 ’21: 57Q2 ’21Q4 ’21: 41Q4 ’21Q4 ’22: 3Q4 ’22filingsflow.com
Total reported value
Q4 ’18: $18MQ4 ’18Q1 ’19: $43MQ1 ’19Q2 ’19: $32MQ2 ’19Q3 ’19: $38MQ3 ’19Q2 ’21: $66MQ2 ’21Q4 ’21: $19MQ4 ’21Q4 ’22: $629,139Q4 ’22filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Ikarian Capital, LLC$1.2B AUM0.14%$1M1.32MQ1 2022OLDER
Wellington Shields & Co., LLC$392M AUM0.06%$260,114145.3KQ4 2022
Wellington Shields Capital Management, LLC$666M AUM0.04%$369,005206.1KQ4 2022
Sterneck Capital Management, LLC$223M AUM0.02%$32,00040.0KQ1 2022OLDER
FEDERATED HERMES, INC.$61.5B AUM0.02%$8M10.15MQ1 2022OLDER
RBF Capital, LLC$2.0B AUM0.01%$142,000159.4KQ1 2022OLDER
Manatuck Hill Partners, LLC$370M AUM0.00%$12,00015.1KQ1 2022OLDER
Roundview Capital LLC$1.6B AUM0.00%$31,00038.1KQ1 2022OLDER
BOOTHBAY FUND MANAGEMENT, LLC$7.7B AUM0.00%$95,000116.9KQ1 2022OLDER
Fragasso Financial Advisors Inc$1.9B AUM0.00%$13,00016.5KQ1 2022OLDER
BAILARD, INC.$4.4B AUM0.00%$20,00025.1KQ1 2022OLDER
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.00%$126,000155.3KQ1 2022OLDER
FRANKLIN RESOURCES INC$408.3B AUM0.00%$292,000360.9KQ1 2022OLDER
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$923,0001.14MQ1 2022OLDER
EVERETT HARRIS & CO /CA/$7.8B AUM0.00%$8,00010.0KQ1 2022OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$156,000192.5KQ1 2022OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$315,000389.3KQ1 2022OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$239,000295.1KQ1 2022OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$124,000152.7KQ1 2022OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$11,00013.6KQ1 2022OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$2,0002.1KQ1 2022OLDER
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM0.00%$44,00054.1KQ1 2022OLDER
VICTORY CAPITAL MANAGEMENT INC$156.1B AUM0.00%$6,00014.8KQ1 2022OLDER
Bank of New York Mellon Corp$543.9B AUM0.00%$29,00036.4KQ1 2022OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$17,00021.4KQ1 2022OLDER
Colonial Trust Co / SC$735M AUM0.00%$2011Q4 2022
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$2,0002.0KQ1 2022OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$8,00010.0KQ1 2022OLDER
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$1M1.3KQ1 2022OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM$0132Q1 2022OLDER
Selective Wealth Management, Inc.$338M AUM$05Q1 2022OLDER
CAPTRUST FINANCIAL ADVISORS$57.3B AUM$0150Q2 2022OLDER
Joseph P. Lucia & Associates, LLC$280M AUM$01Q1 2022OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.