SEC 13F Intelligence

TIDAL TRUST III

CUSIP 45259A514

Tidal Trust III has 70 institutional holders in Filings Flow’s 13F database, together reporting 4.02M shares worth $69M as of Q1 2026. The largest reported holders are Merit Financial Group, LLC, Second Half Financial Partners, LLC, and Beaumont Financial Advisors, LLC.

Institutional Holders
70
Q1 2026
Reported Value
$69M
Ticker
unmapped
private placement or foreign
Quarters Tracked
3

Ownership Trend

Institutional holders
Q4 ’25: 59Q4 ’25Q1 ’26: 70Q1 ’26Q2 ’26: 7Q2 ’26filingsflow.com
Total reported value
Q4 ’25: $77MQ4 ’25Q1 ’26: $69MQ1 ’26Q2 ’26: $1MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Second Half Financial Partners, LLC$222M AUM7.02%$16M865.7KQ1 2026OLDER
Camarda Financial Advisors, LLC$190M AUM0.61%$1M64.3KQ1 2026OLDER
RPS ADVISORY SOLUTIONS LLC$176M AUM0.51%$899,00049.9KQ1 2026OLDER
Beaumont Financial Advisors, LLC$1.5B AUM0.32%$5M255.7KQ1 2026OLDER
ELEVATUS WELATH MANAGEMENT$191M AUM0.28%$527,59729.3KQ1 2026OLDER
TRED AVON FAMILY WEALTH, LLC$301M AUM0.24%$720,80040.0KQ1 2026OLDER
Formidable Asset Management, LLC$648M AUM0.24%$2M81.5KQ1 2026OLDER
Westwood Wealth Management$255M AUM0.23%$305,31216.3KQ4 2025OLDER
Lionshead Wealth Management, LLC$136M AUM0.22%$293,58216.3KQ1 2026OLDER
Brookwood Investment Group LLC$810M AUM0.21%$2M94.8KQ1 2026OLDER
Merit Financial Group, LLC$13.5B AUM0.14%$19M1.03MQ1 2026OLDER
Balboa Wealth Partners$596M AUM0.13%$781,43743.4KQ1 2026OLDER
Delta Investment Management, LLC$559M AUM0.09%$523,93629.1KQ1 2026OLDER
Gladstone Institutional Advisory LLC$2.7B AUM0.08%$2M111.9KQ3 2025OLDER
WealthShield Partners, LLC$898M AUM0.08%$696,74338.7KQ1 2026OLDER
Onyx Bridge Wealth Group LLC$930M AUM0.07%$691,84238.4KQ1 2026OLDER
Beacon Financial Advisory LLC$443M AUM0.04%$192,84310.0KQ3 2025OLDER
Naviter Wealth, LLC$801M AUM0.04%$339,75618.1KQ4 2025OLDER
Castle Rock Wealth Management, LLC$509M AUM0.04%$207,59411.1KQ2 2026
TCM Advisors, LLC$1.4B AUM0.04%$499,73127.7KQ1 2026OLDER
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors$903M AUM0.03%$313,38817.0KQ2 2026
SRH ADVISORS, LLC$349M AUM0.03%$102,3885.7KQ1 2026OLDER
Visionary Wealth Advisors$2.3B AUM0.03%$650,61736.1KQ1 2026OLDER
PFG Investments, LLC$2.1B AUM0.03%$565,17631.4KQ1 2026OLDER
Convergence Financial, LLC$943M AUM0.02%$227,05212.6KQ1 2026OLDER
Redhawk Wealth Advisors, Inc.$1.0B AUM0.02%$207,78211.3KQ2 2026
Orion Porfolio Solutions, LLC$11.7B AUM0.02%$2M131.7KQ1 2026OLDER
OLD MISSION CAPITAL LLC$6.3B AUM0.02%$944,68349.0KQ3 2025OLDER
Hamrick Investment Counsel, llc$180M AUM0.02%$31,5321.8KQ1 2026OLDER
INTEGRITY ALLIANCE, LLC.$2.6B AUM0.01%$277,95915.4KQ1 2026OLDER
Noble Wealth Management PBC$223M AUM0.01%$21,2061.1KQ2 2026
Snowden Capital Advisors LLC$3.8B AUM0.01%$350,12919.4KQ1 2026OLDER
SWAN Capital LLC$272M AUM0.01%$22,3631.2KQ1 2026OLDER
KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM0.01%$598,39033.2KQ1 2026OLDER
BALLAST ADVISORS LLC$344M AUM0.01%$22,7051.3KQ2 2026
DAYMARK WEALTH PARTNERS, LLC$3.2B AUM0.01%$198,22011.0KQ1 2026OLDER
D.A. DAVIDSON & CO.$16.5B AUM0.01%$1M56.3KQ1 2026OLDER
Atlantic Edge Private Wealth Management, LLC$407M AUM0.01%$23,4261.3KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.01%$1M74.7KQ1 2026OLDER
Mutual Advisors, LLC$4.7B AUM0.00%$230,45912.8KQ1 2026OLDER
RFG Advisory, LLC$5.4B AUM0.00%$225,09712.5KQ1 2026OLDER
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.00%$58,6543.3KQ1 2026OLDER
Integrated Wealth Concepts LLC$12.5B AUM0.00%$492,67527.3KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$4M230.9KQ1 2026OLDER
MARK SHEPTOFF FINANCIAL PLANNING, LLC$189M AUM0.00%$5,942319Q1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$505,91228.1KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$492,02527.3KQ2 2026
CAPTRUST FINANCIAL ADVISORS$57.3B AUM0.00%$772,87142.9KQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$85,3484.7KQ1 2026OLDER
Marex Group Ltd$15.8B AUM0.00%$205,87911.4KQ1 2026OLDER
HOLLENCREST CAPITAL MANAGEMENT$2.7B AUM0.00%$25,2561.4KQ1 2026OLDER
Parallel Advisors, LLC$5.6B AUM0.00%$43,8172.3KQ4 2025OLDER
Private Wealth Asset Management, LLC$935M AUM0.00%$6,739374Q1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$62,2483.5KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$242,27012.9KQ4 2025OLDER
Creative Planning$147.4B AUM0.00%$392,87621.8KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$94,0935.2KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$844,95346.9KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$1M60.1KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$2M80.5KQ4 2025OLDER
IFP Advisors, Inc$4.8B AUM0.00%$8,109450Q1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$1M71.6KQ1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$19,8221.1KQ1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$120,8766.3KQ3 2025OLDER
IMA Advisory Services, Inc.$1.0B AUM0.00%$54030Q1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$34,3821.9KQ1 2026OLDER
US BANCORP \DE\$82.4B AUM0.00%$36,0402.0KQ1 2026OLDER
GHP Investment Advisors, Inc.$2.4B AUM0.00%$95653Q1 2026OLDER
TD Waterhouse Canada Inc.$33.7B AUM0.00%$11,584645Q1 2026OLDER
SIMPLEX TRADING, LLC$149.1B AUM0.00%$20,7951.2KQ1 2026OLDER
PITTENGER & ANDERSON INC$2.5B AUM0.00%$19711Q1 2026OLDER
Activest Wealth Management$569M AUM0.00%$161Q1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$1,81897Q4 2025OLDER
UBS Group AG$666.3B AUM0.00%$3,392181Q4 2025OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$362Q1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$5,646301Q1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$80Q2 2026

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.