SEC 13F Intelligence

GAIN CAP HLDGS INC

CUSIP 36268W100

Gain Cap Hldgs Inc has 66 institutional holders in Filings Flow’s 13F database, together reporting 10.30M shares worth $62M as of Q2 2020. The largest reported holders are Renaissance Technologies LLC, Senvest Management, LLC, and Tikvah Management LLC.

Institutional Holders
66
Q2 2020
Reported Value
$62M
Ticker
unmapped
private placement or foreign
Quarters Tracked
6

Ownership Trend

Institutional holders
Q1 ’19: 69Q1 ’19Q2 ’19: 58Q2 ’19Q3 ’19: 50Q3 ’19Q4 ’19: 56Q4 ’19Q1 ’20: 69Q1 ’20Q2 ’20: 66Q2 ’20filingsflow.com
Total reported value
Q1 ’19: $59MQ1 ’19Q2 ’19: $39MQ2 ’19Q3 ’19: $47MQ3 ’19Q4 ’19: $41MQ4 ’19Q1 ’20: $62MQ1 ’20Q2 ’20: $62MQ2 ’20filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Francisco Partners Management, LP$292M AUM4.80%$1M186.4KQ2 2020
Tikvah Management LLC$323M AUM3.12%$10M1.70MQ2 2020
KESTREL INVESTMENT MANAGEMENT CORP$167M AUM1.13%$2M430.4KQ3 2019OLDER
First Trust Capital Management L.P.$1.9B AUM1.02%$2M353.5KQ1 2020OLDER
GARDNER LEWIS ASSET MANAGEMENT L P$462M AUM0.93%$6M1.00MQ1 2020OLDER
Senvest Management, LLC$3.0B AUM0.74%$11M2.75MQ4 2019OLDER
GABELLI & Co INVESTMENT ADVISERS, INC.$674M AUM0.61%$3M444.3KQ2 2020
Beryl Capital Management LLC$110M AUM0.49%$2M417.1KQ1 2020OLDER
Private Capital Management, LLC$1.0B AUM0.35%$1M198.5KQ1 2020OLDER
OXFORD ASSET MANAGEMENT LLP$232M AUM0.32%$2M407.8KQ1 2020OLDER
Yakira Capital Management, Inc.$342M AUM0.26%$575,00095.5KQ2 2020
GSA CAPITAL PARTNERS LLP$1.6B AUM0.11%$203,00033.7KQ2 2020
OMERS ADMINISTRATION Corp$15.6B AUM0.10%$3M511.9KQ2 2020
Leap Investments LP$152M AUM0.07%$134,00025.4KQ3 2019OLDER
ROBOTTI ROBERT$641M AUM0.07%$151,00025.0KQ2 2020
WEBER ALAN W$336M AUM0.06%$121,00020.1KQ2 2020
IndexIQ Advisors LLC$2.8B AUM0.06%$1M228.4KQ2 2020
Investors Research Corp$523M AUM0.04%$85,00014.1KQ2 2020
BERKLEY W R CORP$1.9B AUM0.04%$345,00061.9KQ1 2020OLDER
BRIDGEWAY CAPITAL MANAGEMENT, LLC$5.0B AUM0.03%$1M256.9KQ1 2020OLDER
Municipal Employees' Retirement System of Michigan$8.8B AUM0.03%$661,000125.3KQ3 2019OLDER
Alberta Investment Management Corp$16.7B AUM0.02%$2M342.0KQ2 2020
Verition Fund Management LLC$15.4B AUM0.02%$704,000116.9KQ2 2020
Paloma Partners Management Co$510M AUM0.02%$390,00069.9KQ1 2020OLDER
GABELLI FUNDS LLC$14.8B AUM0.02%$3M424.5KQ2 2020
JBF Capital, Inc.$676M AUM0.02%$97,00017.4KQ1 2020OLDER
CAXTON ASSOCIATES LP$3.2B AUM0.02%$76,00014.4KQ3 2019OLDER
Virtu Financial LLC$2.4B AUM0.01%$128,00021.2KQ2 2020
FNY Investment Advisers, LLC$278M AUM0.01%$25,0004.2KQ2 2020
Curi Capital, LLC$5.6B AUM0.01%$279,00050.0KQ1 2020OLDER
Quinn Opportunity Partners LLC$1.9B AUM0.01%$107,00027.0KQ4 2019OLDER
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.01%$15M2.51MQ2 2020
EQUITABLE TRUST CO$2.2B AUM0.01%$111,00019.8KQ1 2020OLDER
Fieldpoint Private Securities, LLC$344M AUM0.01%$40,00010.0KQ4 2019OLDER
FULLER & THALER ASSET MANAGEMENT, INC.$29.7B AUM0.01%$996,000252.1KQ4 2019OLDER
CAPSTONE INVESTMENT ADVISORS, LLC$57.4B AUM0.01%$641,000115.0KQ1 2020OLDER
Man Group plc$55.1B AUM0.01%$1M247.1KQ1 2020OLDER
Engineers Gate Manager LP$8.0B AUM0.01%$174,00028.9KQ2 2020
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC$32.4B AUM0.01%$2M258.9KQ2 2020
TUDOR INVESTMENT CORP ET AL$53.9B AUM0.01%$149,00037.7KQ4 2019OLDER
PRELUDE CAPITAL MANAGEMENT, LLC$1.3B AUM0.01%$120,00020.0KQ2 2020
Stratos Wealth Partners, LTD.$8.8B AUM0.01%$112,00020.0KQ1 2020OLDER
MYCIO WEALTH PARTNERS, LLC$502M AUM0.00%$74,00018.6KQ4 2019OLDER
WINTON GROUP Ltd$2.9B AUM0.00%$324,00082.1KQ4 2019OLDER
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)$3.4B AUM0.00%$1M211.6KQ1 2020OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.00%$336,00055.9KQ2 2020
Arax Advisory Partners$3.5B AUM0.00%$18,0003.0KQ2 2020
MACKAY SHIELDS LLC$2.7B AUM0.00%$392,00065.1KQ2 2020
HRT FINANCIAL LP$40.1B AUM0.00%$59,00011.2KQ3 2019OLDER
MARSHALL WACE, LLP$100.4B AUM0.00%$339,00056.4KQ2 2020
ROYCE & ASSOCIATES LP$10.1B AUM0.00%$190,00031.6KQ2 2020
STATE OF WISCONSIN INVESTMENT BOARD$43.7B AUM0.00%$644,000106.9KQ2 2020
GAMCO INVESTORS, INC. ET AL$10.2B AUM0.00%$141,00023.4KQ2 2020
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$38,0006.3KQ2 2020
Hillsdale Investment Management Inc.$3.7B AUM0.00%$17,0002.8KQ2 2020
NORTHERN TRUST CORP$756.6B AUM0.00%$5M908.2KQ2 2020
PEAK6 Investments LLC$44.8B AUM0.00%$365,00060.7KQ2 2020
Kore Private Wealth LLC$554M AUM0.00%$6,0001.1KQ2 2020
Berman Capital Advisors, LLC$636M AUM0.00%$4,0001.1KQ4 2019OLDER
Janney Montgomery Scott LLC$40.4B AUM0.00%$160,00026.7KQ2 2020
GROUP ONE TRADING LLC$52.2B AUM0.00%$146,00036.9KQ4 2019OLDER
O'SHAUGHNESSY ASSET MANAGEMENT, LLC$20.1B AUM0.00%$43,00011.0KQ4 2019OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$391,00065.0KQ2 2020
Stonehage Fleming Financial Services Holdings Ltd$2.7B AUM0.00%$13,0002.2KQ2 2020
AXA S.A.$256M AUM0.00%$352,00058.6KQ2 2020
Golden State Wealth Management, LLC$915M AUM0.00%$2,000300Q3 2019OLDER
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.00%$128,00021.2KQ2 2020
PANAGORA ASSET MANAGEMENT INC$26.7B AUM0.00%$87,00015.7KQ1 2020OLDER
SG Americas Securities, LLC$92.9B AUM0.00%$65,00010.8KQ2 2020
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP$184.8B AUM0.00%$206,00052.1KQ4 2019OLDER
Ameritas Investment Partners, Inc.$3.3B AUM0.00%$10,0001.6KQ2 2020
Marshall Wace North America L.P.$23.5B AUM0.00%$71,00011.8KQ2 2020
SEI INVESTMENTS CO$108.4B AUM0.00%$144,00024.0KQ2 2020
RHUMBLINE ADVISERS$116.9B AUM0.00%$248,00041.2KQ2 2020
Skandinaviska Enskilda Banken AB (publ)$4.3B AUM0.00%$49,0008.1KQ2 2020
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$1M242.9KQ2 2020
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM$94.5B AUM0.00%$177,00029.4KQ2 2020
Ellevest, Inc.$719M AUM0.00%$1,000193Q1 2020OLDER
ALLIANCEBERNSTEIN L.P.$308.8B AUM0.00%$465,00077.2KQ2 2020
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$188,00031.2KQ2 2020
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM$162.5B AUM0.00%$260,00043.2KQ2 2020
WOLVERINE TRADING, LLC$138.7B AUM0.00%$79,00014.4KQ1 2020OLDER
Nuveen Asset Management, LLC$354.1B AUM0.00%$575,00095.5KQ2 2020
LSV ASSET MANAGEMENT$46.4B AUM0.00%$149,00037.7KQ4 2019OLDER
PARAMETRIC PORTFOLIO ASSOCIATES LLC$190.2B AUM0.00%$288,00047.8KQ2 2020
VOYA INVESTMENT MANAGEMENT LLC$96.1B AUM0.00%$58,00010.3KQ1 2020OLDER
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM0.00%$300,00049.7KQ2 2020
Russell Investments Group, Ltd.$93.1B AUM0.00%$70,00017.8KQ4 2019OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$274,00045.4KQ2 2020
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$399,00066.1KQ2 2020
NEW YORK STATE COMMON RETIREMENT FUND$71.6B AUM0.00%$68,00011.3KQ2 2020
AdvisorNet Financial, Inc$1.9B AUM0.00%$1,000161Q2 2020
MANUFACTURERS LIFE INSURANCE COMPANY, THE$116.3B AUM0.00%$84,00013.9KQ2 2020
D. E. Shaw & Co., Inc.$166.3B AUM0.00%$64,00010.7KQ2 2020
LADENBURG THALMANN FINANCIAL SERVICES INC.$15.9B AUM0.00%$12,0003.0KQ4 2019OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$110,00019.7KQ1 2020OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$11,0002.0KQ1 2020OLDER
DEUTSCHE BANK AG\$302.7B AUM0.00%$55,0009.1KQ2 2020
VICTORY CAPITAL MANAGEMENT INC$156.1B AUM0.00%$34,0006.2KQ1 2020OLDER
SIMPLEX TRADING, LLC$149.1B AUM0.00%$11,0001.9KQ2 2020
UBS Group AG$666.3B AUM0.00%$36,0006.0KQ2 2020
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$7,8921.3KQ2 2020
CANADA LIFE ASSURANCE Co$55.8B AUM0.00%$5,000859Q2 2020
Legal & General Group Plc$432.4B AUM0.00%$14,0002.3KQ2 2020

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.