SEC 13F Intelligence

Managers / Q3 2021

Marshall Wace North America L.P.

CIK 0001325091 · C/O MARSHALL WACE NORTH AMERICA L.P., 66 HUDSON BLVD E, 32ND FLOOR, NEW YORK, NY, 10001 · 212-235-2800

Reported Value
$23.5B
Q3 2021
Positions
2,204
Filings on Record
19
2019–present window
Filed
Nov 15, 2021
original filing

Summary

Marshall Wace North America L.P. reported $23.5B in U.S.-listed holdings across 2,204 positions for Q3 2021.

Its largest position, AMZN, represents 3.5% of the portfolio.

Compared with Q2 2021, the fund opened 662 new positions and exited 735.

Portfolio Metrics

Turnover
+43.0%
vs prior filed quarter
Top-10 Concentration
+18.5%
share of reported value
Largest Position
+3.5%
Amazon Com
New / Exited
662 / 735
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $10.3BQ4 ’18Q1 ’19: $28.2BQ2 ’19: $16.1BQ2 ’19Q3 ’19: $17.6BQ4 ’19: $20.7BQ4 ’19Q1 ’20: $13.2BQ2 ’20: $15.1BQ2 ’20Q3 ’20: $15.6BQ4 ’20: $20.2BQ4 ’20Q1 ’21: $22.2BQ2 ’21: $24.2BQ2 ’21Q3 ’21: $23.5Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 87.1%Other: 9.1%ADR: 2.3%REIT: 0.9%Equity WRT: 0.2%Other: 0.4%
  • Common Stock · 87.1% · $20.5B
  • Other · 9.1% · $2.1B
  • ADR · 2.3% · $537M
  • REIT · 0.9% · $203M
  • Equity WRT · 0.2% · $52M
  • Other · 0.4% · $96M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
8INSYNEOS HEALTH INNEW+1.22M1.22M+$107M$107M
ADIANALOG DEVICESNEW+625.5K625.5K+$105M$105M
FTNTFORTINET INCNEW+312.5K312.5K+$91M$91M
MRVLMARVELL TECHNOLONEW+1.44M1.44M+$87M$87M
PXDEURPIONEER NATURALNEW+509.5K509.5K+$85M$85M
ISRGINTUITIVE SURGICNEW+76.5K76.5K+$76M$76M
FMCFMC CORPNEW+729.6K729.6K+$67M$67M
AMDADV MICRO DEVICENEW+543.3K543.3K+$56M$56M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

42 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AMZNAMAZON.COM INChistory →COMMON STOCK4.28%$1.0B306.2K
2MSFTMICROSOFT CORPhistory →COMMON STOCK2.95%$692M2.46M
3GOOGALPHABET INC-Chistory →COMMON STOCK2.66%$624M234.1K
4GOOGLALPHABET INC-Ahistory →COMMON STOCK2.63%$619M231.4K
5TMOTHERMO FISHERhistory →COMMON STOCK2.15%$506M884.9K
6METAMETA PLATFORMS-Ahistory →COMMON STOCK2.10%$493M1.45M
7AAPLAPPLE INChistory →COMMON STOCK1.80%$422M2.98M
8ZTSZOETIS INChistory →COMMON STOCK1.27%$298M1.54M
9NFLXNETFLIX INChistory →COMMON STOCK1.12%$263M431.6K
10UBERUBER TECHNOLOGIEhistory →COMMON STOCK1.05%$246M5.49M
11BSXBOSTON SCIENTIFChistory →COMMON STOCK0.98%$230M5.30M
12EXPEEXPEDIA GROUP INhistory →COMMON STOCK0.92%$216M1.32M
13STERIS PLCCOMMON STOCK0.91%$213M1.04M
14PFEPFIZER INChistory →COMMON STOCK0.87%$204M4.74M
15PODDINSULET CORPhistory →COMMON STOCK0.85%$200M702.3K
16AVGOBROADCOM INChistory →COMMON STOCK0.84%$198M407.9K
17UNHUNITEDHEALTH GRPhistory →COMMON STOCK0.79%$185M473.6K
18SPGIS&P GLOBAL INChistory →COMMON STOCK0.77%$180M424.5K
19LWLAMB WESTONhistory →COMMON STOCK0.67%$158M2.57M
20ADBEADOBE INChistory →COMMON STOCK0.66%$155M268.4K
21JNJJOHNSON&JOHNSONhistory →COMMON STOCK0.65%$154M952.3K
22ACCENTURE PLC-ACOMMON STOCK0.64%$151M473.2K
23IFFINTL FLVR & FRAGhistory →COMMON STOCK0.64%$150M1.13M
24SGENUSDSEAGEN INChistory →COMMON STOCK0.63%$148M872.3K
25TMUST-MOBILE US INChistory →COMMON STOCK0.63%$147M1.15M
26LINDE PLCCOMMON STOCK0.63%$147M500.3K
27PYPLPAYPAL HOLDINGShistory →COMMON STOCK0.58%$136M522.6K
28DARDARLING INGREDIEhistory →COMMON STOCK0.58%$136M1.89M
29PLANUSDANAPLAN INChistory →COMMON STOCK0.56%$130M2.14M
30MAMASTERCARD INC-Ahistory →COMMON STOCK0.54%$127M366.5K
31TAT&T INChistory →COMMON STOCK0.53%$124M4.59M
32CSCOCISCO SYSTEMShistory →COMMON STOCK0.52%$123M2.26M
33S9QSPIRIT AEROSYS-Ahistory →COMMON STOCK0.52%$122M2.77M
34GPNGLOBAL PAYMENTShistory →COMMON STOCK0.51%$120M758.4K
35OVVOVINTIV INChistory →COMMON STOCK0.50%$117M3.56M
36KOCOCA-COLA CO/THEhistory →COMMON STOCK0.46%$108M2.06M
378INSYNEOS HEALTH INhistory →COMMON STOCK0.45%$107M1.22M
38CMCSACOMCAST CORP-Ahistory →COMMON STOCK0.45%$105M1.87M
39AZNNASTRAZENECA-ADRhistory →ADR0.43%$100M1.66M
40DHRDANAHER CORPhistory →COMMON STOCK0.42%$98M320.3K
41VVISA INC-CLASS Ahistory →COMMON STOCK0.41%$97M436.5K
42TFXTELEFLEX INChistory →COMMON STOCK0.40%$95M252.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2021$23.5B2,204Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021REVEALED$24.2B2,373Aug 27, 2021RESTATEMENTchanges · EDGAR ↗
Q1 2021$22.2B2,338May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$20.2B2,090Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$15.6B1,911Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$15.1B1,886Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$13.2B1,900May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$20.7B1,907Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$17.6B1,951Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$16.1B1,713Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019REVEALED$28.2B4,278May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$10.3B2,051Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 2 additional managers.

  • MARSHALL WACE, LLP028-11304
  • MARSHALL WACE ASIA Ltd028-14472

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.