SEC 13F Intelligence

FIRST TR EXCHANGE-TRADED FD

CUSIP 33737K205

First Tr Exchange-Traded Fd has 138 institutional holders in Filings Flow’s 13F database, together reporting 1.79M shares worth $185M as of Q1 2026. The largest reported holders are Lpl Financial LLC, Morgan Stanley, and Ubs Group AG.

Institutional Holders
138
Q1 2026
Reported Value
$185M
Ticker
unmapped
private placement or foreign
Quarters Tracked
8

Ownership Trend

Institutional holders
Q2 ’19: 17Q2 ’19Q3 ’19: 23Q3 ’19Q2 ’21: 107Q2 ’21Q4 ’21: 125Q4 ’21Q4 ’22: 101Q4 ’22Q4 ’25: 120Q4 ’25Q1 ’26: 138Q1 ’26Q2 ’26: 9Q2 ’26filingsflow.com
Total reported value
Q2 ’19: $125MQ2 ’19Q3 ’19: $147MQ3 ’19Q2 ’21: $13.7BQ2 ’21Q4 ’21: $15.2BQ4 ’21Q4 ’22: $142MQ4 ’22Q4 ’25: $180MQ4 ’25Q1 ’26: $185MQ1 ’26Q2 ’26: $13MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
PACIFIC SUN FINANCIAL CORP$206M AUM0.93%$2M17.1KQ1 2026OLDER
WealthCare Investment Partners, LLC$360M AUM0.53%$2M16.8KQ1 2026OLDER
Forefront Wealth Partners, LLC$239M AUM0.49%$1M10.6KQ1 2026OLDER
Morey & Quinn Wealth Partners, LLC$141M AUM0.37%$517,1104.6KQ1 2026OLDER
Stirlingshire Investments, Inc.$114M AUM0.34%$386,2693.5KQ1 2026OLDER
Stonebridge Financial Planning Group, LLC$272M AUM0.30%$814,1047.3KQ1 2026OLDER
1776 Wealth LLC$254M AUM0.29%$729,0576.5KQ1 2026OLDER
Proactive Wealth Strategies LLC$532M AUM0.26%$1M12.5KQ1 2026OLDER
Warner Group LLC$153M AUM0.21%$323,4512.9KQ1 2026OLDER
RIVERCHASE WEALTH MANAGEMENT, LLC$192M AUM0.19%$361,1713.2KQ1 2026OLDER
Stelac Advisory Services LLC$494M AUM0.14%$715,0656.4KQ1 2026OLDER
Z3 Capital Partners, LLC$395M AUM0.12%$484,3764.3KQ1 2026OLDER
Prepared Retirement Institute LLC$202M AUM0.12%$231,7142.1KQ4 2025OLDER
Kraft, Davis & Associates, LLC$479M AUM0.07%$322,6252.2KQ2 2026
Prasad Wealth Partners, LLC$367M AUM0.06%$224,7872.0KQ1 2026OLDER
Advyzon Investment Management, LLC$1.1B AUM0.06%$650,9355.8KQ1 2026OLDER
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.05%$773,5166.8KQ1 2026OLDER
INDEPENDENT FINANCIAL GROUP, LLC$5.3B AUM0.05%$3M18.6KQ2 2026
PCG Wealth Advisors, LLC$395M AUM0.05%$200,0041.8KQ1 2026OLDER
HighPoint Advisor Group LLC$2.4B AUM0.05%$1M9.7KQ1 2026OLDER
Marks Group Wealth Management, Inc$1.0B AUM0.04%$447,6864.0KQ1 2026OLDER
Capital Investment Advisory Services, LLC$1.4B AUM0.04%$561,6225.0KQ1 2026OLDER
Perigon Wealth Management, LLC$5.5B AUM0.04%$2M19.5KQ1 2026OLDER
Belpointe Asset Management LLC$2.7B AUM0.04%$1M9.6KQ1 2026OLDER
NBC SECURITIES, INC.$1.3B AUM0.04%$489,5624.4KQ1 2026OLDER
Sigma Planning Corp$3.6B AUM0.04%$1M11.5KQ1 2026OLDER
J.W. COLE ADVISORS, INC.$3.0B AUM0.03%$896,4058.0KQ1 2026OLDER
GUARDIAN WEALTH ADVISORS, LLC / NC$1.6B AUM0.03%$473,4284.2KQ1 2026OLDER
BENJAMIN EDWARDS INC$10.1B AUM0.03%$3M25.7KQ1 2026OLDER
Cornerstone Wealth Management, LLC$2.0B AUM0.03%$551,6204.9KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.03%$7M64.7KQ1 2026OLDER
Moors & Cabot, Inc.$2.3B AUM0.02%$561,6105.0KQ1 2026OLDER
NewEdge Wealth, LLC$8.4B AUM0.02%$2M14.2KQ1 2026OLDER
MONECO ADVISORS, LLC$1.3B AUM0.02%$235,0352.1KQ1 2026OLDER
Prospera Financial Services Inc$6.2B AUM0.01%$896,5188.0KQ1 2026OLDER
Gateway Wealth Partners, LLC$2.6B AUM0.01%$370,4503.3KQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.01%$874,5687.8KQ1 2026OLDER
GTS SECURITIES LLC$2.8B AUM0.01%$334,4233.0KQ1 2026OLDER
StoneX Group Inc.$1.9B AUM0.01%$212,0911.9KQ1 2026OLDER
Ameritas Advisory Services, LLC$2.6B AUM0.01%$286,7242.6KQ1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.01%$2M21.1KQ1 2026OLDER
OpenArc Corporate Advisory, LLC$7.0B AUM0.01%$742,0406.6KQ1 2026OLDER
CoreCap Advisors, LLC$3.4B AUM0.01%$334,2852.2KQ2 2026
STEPHENS INC /AR/$8.0B AUM0.01%$753,1166.7KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.01%$9M78.5KQ1 2026OLDER
Rossby Financial, LCC$489M AUM0.01%$45,296400Q1 2026OLDER
Stratos Wealth Partners, LTD.$8.8B AUM0.01%$805,8467.2KQ1 2026OLDER
OLD MISSION CAPITAL LLC$6.3B AUM0.01%$564,3085.0KQ1 2026OLDER
Atria Investments, Inc$8.9B AUM0.01%$723,8156.5KQ1 2026OLDER
New England Capital Financial Advisors LLC$365M AUM0.01%$29,420263Q1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.01%$2M19.9KQ2 2026
D.A. DAVIDSON & CO.$16.5B AUM0.01%$1M10.0KQ1 2026OLDER
Ashton Thomas Private Wealth, LLC$4.2B AUM0.01%$286,6352.6KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.01%$24M210.2KQ1 2026OLDER
Sanctuary Advisors, LLC$18.5B AUM0.01%$1M10.2KQ1 2026OLDER
Snowden Capital Advisors LLC$3.8B AUM0.01%$219,1472.0KQ1 2026OLDER
MGO ONE SEVEN LLC$5.0B AUM0.01%$283,2192.5KQ1 2026OLDER
Western Wealth Management, LLC$2.6B AUM0.01%$153,8851.4KQ1 2026OLDER
Independent Advisor Alliance$9.3B AUM0.01%$509,8034.6KQ1 2026OLDER
Cerity Partners LLC$70.8B AUM0.01%$4M33.5KQ1 2026OLDER
Bank & Trust Co$148M AUM0.01%$7,49967Q1 2026OLDER
HBK Sorce Advisory LLC$5.0B AUM0.01%$253,8021.8KQ1 2026OLDER
Sound Income Strategies, LLC$2.1B AUM0.01%$103,729916Q1 2026OLDER
Spire Wealth Management$3.3B AUM0.00%$163,3091.1KQ2 2026
ELEVATION POINT WEALTH PARTNERS, LLC$4.3B AUM0.00%$209,1471.9KQ1 2026OLDER
BFSG, LLC$1.1B AUM0.00%$51,149457Q1 2026OLDER
Migdal Insurance & Financial Holdings Ltd.$11.5B AUM0.00%$514,6154.6KQ1 2026OLDER
ARVEST INVESTMENTS, INC.$733M AUM0.00%$27,450265Q3 2025OLDER
Aptus Capital Advisors, LLC$12.7B AUM0.00%$473,4284.2KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$3M23.0KQ1 2026OLDER
Arkadios Wealth Advisors$6.1B AUM0.00%$215,5671.9KQ1 2026OLDER
Equitable Holdings, Inc.$15.5B AUM0.00%$535,8085.0KQ1 2026OLDER
Mariner, LLC$85.7B AUM0.00%$3M26.4KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$4M32.2KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$10M91.3KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$2M18.0KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$1M9.7KQ1 2026OLDER
AE Wealth Management LLC$18.5B AUM0.00%$514,1014.6KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$542,9384.9KQ1 2026OLDER
KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM0.00%$204,7041.8KQ1 2026OLDER
CHOREO, LLC$8.1B AUM0.00%$205,0401.8KQ1 2026OLDER
Banco Santander, S.A.$12.4B AUM0.00%$303,3072.7KQ1 2026OLDER
Vestmark Advisory Solutions, Inc.$9.0B AUM0.00%$209,1471.9KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$15M137.6KQ1 2026OLDER
Darwin Wealth Management, LLC$321M AUM0.00%$7,04962Q1 2026OLDER
Elevated Capital Advisors, LLC$397M AUM0.00%$8,50676Q1 2026OLDER
SIGNATUREFD, LLC$6.5B AUM0.00%$138,8951.2KQ1 2026OLDER
CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM0.00%$28,580255Q1 2026OLDER
Mirae Asset Global Investments Co., Ltd.$299.3B AUM0.00%$549,0015.3KQ3 2025OLDER
IFP Advisors, Inc$4.8B AUM0.00%$82,934741Q1 2026OLDER
Golden State Wealth Management, LLC$915M AUM0.00%$15,465138Q1 2026OLDER
Geneos Wealth Management Inc.$4.3B AUM0.00%$72,860651Q1 2026OLDER
GAMMA Investing LLC$2.7B AUM0.00%$43,702285Q2 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$9M79.8KQ1 2026OLDER
Arax Advisory Partners$3.5B AUM0.00%$55,414495Q1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$23M218.0KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$7M61.3KQ2 2026
Baird Financial Group, Inc.$64.0B AUM0.00%$817,5867.3KQ1 2026OLDER
Sunbelt Securities, Inc.$1.6B AUM0.00%$19,211172Q1 2026OLDER
Security National Bank$838M AUM0.00%$9,96765Q2 2026
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.00%$742,1186.6KQ1 2026OLDER
&PARTNERS$20.2B AUM0.00%$213,1981.9KQ1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$58,311541Q4 2025OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$534,7404.8KQ1 2026OLDER
CENTRAL TRUST Co$5.1B AUM0.00%$45,888410Q1 2026OLDER
Parallel Advisors, LLC$5.6B AUM0.00%$48,574434Q2 2026
HOLLENCREST CAPITAL MANAGEMENT$2.7B AUM0.00%$20,586184Q1 2026OLDER
Larson Financial Group LLC$3.1B AUM0.00%$22,279199Q1 2026OLDER
FIRST TRUST ADVISORS LP$140.0B AUM0.00%$945,8668.5KQ1 2026OLDER
Richard W. Paul & Associates, LLC$297M AUM0.00%$1,79116Q1 2026OLDER
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.00%$12,177113Q4 2025OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.00%$411,4083.7KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$7M58.7KQ1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$118,8651.1KQ4 2025OLDER
Asset Dedication, LLC$1.4B AUM0.00%$6,71660Q1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$2M14.9KQ1 2026OLDER
Ameritas Investment Partners, Inc.$3.3B AUM0.00%$13,990125Q1 2026OLDER
Caldwell Trust Co$1.1B AUM0.00%$4,47740Q1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$20,705185Q1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$2M18.3KQ1 2026OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$861,1247.7KQ1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$106,661953Q1 2026OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$9,84195Q3 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$1M10.4KQ1 2026OLDER
O'SHAUGHNESSY ASSET MANAGEMENT, LLC$20.1B AUM0.00%$29,771266Q1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$227,7442.0KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$602,4735.4KQ1 2026OLDER
CITIGROUP INC$234.5B AUM0.00%$134,9421.2KQ1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$10,94698Q1 2026OLDER
Russell Investments Group, Ltd.$93.1B AUM0.00%$27,775248Q1 2026OLDER
Qube Research & Technologies Ltd$89.9B AUM0.00%$14,774132Q1 2026OLDER
ASSETMARK, INC$49.0B AUM0.00%$6,82761Q1 2026OLDER
SIMPLEX TRADING, LLC$149.1B AUM0.00%$18,467165Q1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$19,922178Q1 2026OLDER
US BANCORP \DE\$82.4B AUM0.00%$7,25170Q3 2025OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$126,5821.2KQ1 2026OLDER
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$481.0B AUM0.00%$38,725346Q1 2026OLDER
FMR LLC$1.90T AUM0.00%$152,2021.4KQ1 2026OLDER
SBI Securities Co., Ltd.$3.6B AUM0.00%$2242Q1 2026OLDER
BANK OF MONTREAL /CAN/$268.5B AUM0.00%$6,71560Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.