SEC 13F Intelligence

FIRST TR EXCHANGE-TRADED ALP

CUSIP 33733F101

First Tr Exchange-Traded Alp has 99 institutional holders in Filings Flow’s 13F database, together reporting 1.71M shares worth $264M as of Q1 2026. The largest reported holders are Morgan Stanley, Lpl Financial LLC, and Wells Fargo & Company/Mn.

Institutional Holders
99
Q1 2026
Reported Value
$264M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 34Q4 ’18Q1 ’19: 37Q2 ’19: 35Q2 ’19Q3 ’19: 35Q2 ’21: 41Q2 ’21Q4 ’21: 44Q4 ’22: 49Q4 ’22Q4 ’25: 93Q1 ’26: 99Q1 ’26Q2 ’26: 6filingsflow.com
Total reported value
Q4 ’18: $1.5BQ4 ’18Q1 ’19: $1.8BQ2 ’19: $1.9BQ2 ’19Q3 ’19: $1.8BQ2 ’21: $2.7BQ2 ’21Q4 ’21: $12.0BQ4 ’22: $45MQ4 ’22Q4 ’25: $241MQ1 ’26: $264MQ1 ’26Q2 ’26: $33Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Plotkin Financial Advisors, LLC$199M AUM3.57%$7M44.7KQ1 2026OLDER
Synergy Investment Management, LLC$306M AUM1.48%$5M28.5KQ1 2026OLDER
Keystone Wealth Services, LLC$468M AUM1.38%$7M53.8KQ4 2025OLDER
Stonebridge Financial Group, LLC / MO$119M AUM1.26%$1M9.4KQ1 2026OLDER
Wealth Management Partners, LLC$350M AUM1.13%$4M24.9KQ1 2026OLDER
RPg Family Wealth Advisory, LLC$479M AUM1.01%$5M30.4KQ1 2026OLDER
Vantus Wealth LLC$136M AUM0.99%$1M8.3KQ4 2025OLDER
WILLNER & HELLER, LLC$160M AUM0.81%$1M6.5KQ2 2026
Nova Wealth Management, Inc.$154M AUM0.68%$1M6.5KQ1 2026OLDER
626 Financial, LLC$224M AUM0.67%$2M9.5KQ1 2026OLDER
Stonebridge Financial Planning Group, LLC$272M AUM0.61%$2M10.5KQ1 2026OLDER
Proactive Wealth Strategies LLC$532M AUM0.32%$2M10.7KQ1 2026OLDER
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors$903M AUM0.30%$3M13.6KQ2 2026
TrueWealth Advisors, LLC$444M AUM0.26%$1M5.8KQ2 2026
Apeiron RIA LLC$431M AUM0.18%$770,9234.9KQ1 2026OLDER
QTR Family Wealth, LLC$240M AUM0.16%$380,5532.2KQ1 2026OLDER
Advyzon Investment Management, LLC$1.1B AUM0.12%$1M8.6KQ1 2026OLDER
FIFTH THIRD SECURITIES, INC.$1.5B AUM0.11%$2M10.3KQ1 2026OLDER
Serenity Investment Advisors$214M AUM0.09%$200,4441.1KQ1 2026OLDER
Certified Advisory Corp$1.1B AUM0.09%$1M6.5KQ1 2026OLDER
TCFG Investment Advisors, LLC$267M AUM0.09%$239,9731.5KQ1 2026OLDER
TCFG WEALTH MANAGEMENT, LLC$267M AUM0.09%$239,9731.5KQ1 2026OLDER
Golden State Wealth Management, LLC$915M AUM0.09%$803,0385.1KQ1 2026OLDER
Geneos Wealth Management Inc.$4.3B AUM0.09%$4M23.4KQ1 2026OLDER
Private Advisory Group LLC$1.5B AUM0.07%$923,3685.7KQ4 2025OLDER
TRUEFG, LLC$377M AUM0.06%$234,2521.5KQ1 2026OLDER
WCG Wealth Advisors LLC$3.6B AUM0.06%$2M13.7KQ1 2026OLDER
Advocate Investing Services LLC$118M AUM0.06%$68,994434Q1 2026OLDER
Aviance Capital Partners, LLC$854M AUM0.06%$472,7953.0KQ1 2026OLDER
Fortis Capital Advisors, LLC$763M AUM0.05%$386,1822.4KQ1 2026OLDER
L. Roy Papp & Associates, LLP$867M AUM0.05%$412,5642.6KQ1 2026OLDER
J.W. COLE ADVISORS, INC.$3.0B AUM0.05%$1M8.7KQ1 2026OLDER
MGO ONE SEVEN LLC$5.0B AUM0.04%$2M13.5KQ1 2026OLDER
Parkway Wealth Management Group, LLC$791M AUM0.04%$324,8151.9KQ1 2026OLDER
Garton & Associates Financial Advisors LLC$122M AUM0.03%$50,086309Q4 2025OLDER
NWAM LLC$1.7B AUM0.03%$445,1972.8KQ1 2026OLDER
Gateway Wealth Partners, LLC$2.6B AUM0.02%$546,0583.4KQ1 2026OLDER
IFP Advisors, Inc$4.8B AUM0.02%$1M6.4KQ1 2026OLDER
Godfrey Financial Associates, Inc.$117M AUM0.02%$23,362147Q1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.02%$5M31.2KQ1 2026OLDER
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.$275M AUM0.02%$46,253231Q2 2026
Ethos Financial Group, LLC$1.4B AUM0.02%$212,1621.3KQ1 2026OLDER
INDEPENDENT FINANCIAL GROUP, LLC$678M AUM0.01%$432,9993.3KQ1 2026OLDER
PFG Advisors$2.1B AUM0.01%$299,5891.9KQ1 2026OLDER
Belpointe Asset Management LLC$2.7B AUM0.01%$386,1822.4KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.01%$10M60.8KQ1 2026OLDER
1ST SOURCE BANK$1.9B AUM0.01%$255,2301.6KQ1 2026OLDER
Ameritas Advisory Services, LLC$2.6B AUM0.01%$197,4731.2KQ3 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.01%$7M45.5KQ1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.01%$2M14.2KQ1 2026OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.01%$8M49.3KQ1 2026OLDER
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.01%$142,308884Q1 2026OLDER
LPL Financial LLC$376.6B AUM0.01%$31M197.9KQ1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.01%$378,9272.3KQ4 2025OLDER
World Investment Advisors$6.2B AUM0.01%$291,0121.8KQ4 2025OLDER
OPPENHEIMER & CO INC$8.2B AUM0.01%$454,8372.9KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.01%$28M175.0KQ2 2026
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$297,6621.9KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$15M93.6KQ1 2026OLDER
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.00%$89,019550Q4 2025OLDER
Smartleaf Asset Management LLC$2.8B AUM0.00%$114,792750Q1 2026OLDER
Merit Financial Group, LLC$13.5B AUM0.00%$532,9403.4KQ1 2026OLDER
Legacy Wealth Managment, LLC/ID$201M AUM0.00%$7,31146Q1 2026OLDER
Sanctuary Advisors, LLC$18.5B AUM0.00%$660,9114.2KQ1 2026OLDER
Baird Financial Group, Inc.$64.0B AUM0.00%$2M13.9KQ1 2026OLDER
Sound Income Strategies, LLC$2.1B AUM0.00%$66,969416Q1 2026OLDER
Western Wealth Management, LLC$2.6B AUM0.00%$82,006516Q1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$50M308.4KQ1 2026OLDER
CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM0.00%$48,313304Q1 2026OLDER
Creative Planning$147.4B AUM0.00%$4M24.4KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.00%$2M14.1KQ1 2026OLDER
Clearstead Advisors, LLC$10.9B AUM0.00%$259,5211.6KQ1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$5M29.5KQ1 2026OLDER
OneDigital Investment Advisors LLC$10.2B AUM0.00%$215,9761.4KQ1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$3M21.0KQ1 2026OLDER
NBC SECURITIES, INC.$1.3B AUM0.00%$27,016170Q1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$209,5991.3KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$2M13.1KQ1 2026OLDER
N.E.W. Advisory Services LLC$1.3B AUM0.00%$21,915138Q1 2026OLDER
ZACKS INVESTMENT MANAGEMENT$12.5B AUM0.00%$200,6971.2KQ4 2025OLDER
Equitable Holdings, Inc.$15.5B AUM0.00%$232,4201.4KQ1 2026OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$40,137250Q3 2025OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$430,4122.7KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$4M24.7KQ1 2026OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$59,887373Q3 2025OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$5M34.2KQ1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$8M50.0KQ1 2026OLDER
CULLEN/FROST BANKERS, INC.$8.8B AUM0.00%$50,389317Q1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$260,5181.6KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$5M29.6KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$3M20.0KQ3 2025OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$7M41.5KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$3M17.7KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$142,554897Q1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$76,932484Q2 2026
Arax Advisory Partners$3.5B AUM0.00%$9,29558Q1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$131,794829Q1 2026OLDER
O'SHAUGHNESSY ASSET MANAGEMENT, LLC$20.1B AUM0.00%$38,618243Q1 2026OLDER
Blue Trust, Inc.$8.7B AUM0.00%$13,39584Q1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$31,785200Q1 2026OLDER
US BANCORP \DE\$82.4B AUM0.00%$61,821389Q1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$14,89092Q4 2025OLDER
BLAIR WILLIAM & CO/IL$34.9B AUM0.00%$18,276115Q1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$13,98588Q1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$2,54316Q1 2026OLDER
CITIGROUP INC$234.5B AUM0.00%$7,94650Q1 2026OLDER
FMR LLC$1.90T AUM0.00%$58,755370Q1 2026OLDER
Russell Investments Group, Ltd.$93.1B AUM0.00%$9546Q1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$12,78078Q3 2025OLDER
BlackRock, Inc.$5.72T AUM0.00%$16,369103Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.