SEC 13F Intelligence

ROEEA SERIES TRUST

CUSIP 02072L433 · Yahoo Finance ↗ · Google Finance ↗

Ea Series Trust (ROE) has 55 institutional holders in Filings Flow’s 13F database, together reporting 4.62M shares worth $164M as of Q1 2026. The largest reported holders are Potomac Fund Management Inc /Adv, Hobbs Group Advisors, LLC, and Wells Fargo & Company/Mn.

Institutional Holders
55
Q1 2026
Reported Value
$164M
Ticker
ROE
Quarters Tracked
11

Ownership Trend

Institutional holders
Q3 ’23: 7Q3 ’23Q4 ’23: 7Q1 ’24: 8Q1 ’24Q2 ’24: 12Q3 ’24: 30Q3 ’24Q4 ’24: 41Q1 ’25: 51Q1 ’25Q2 ’25: 51Q3 ’25: 49Q3 ’25Q4 ’25: 54Q1 ’26: 55Q1 ’26filingsflow.com
Total reported value
Q3 ’23: $4MQ3 ’23Q4 ’23: $40MQ1 ’24: $20MQ1 ’24Q2 ’24: $22MQ3 ’24: $81MQ3 ’24Q4 ’24: $100MQ1 ’25: $121MQ1 ’25Q2 ’25: $132MQ3 ’25: $130MQ3 ’25Q4 ’25: $132MQ1 ’26: $164MQ1 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Hobbs Group Advisors, LLC$334M AUM7.08%$24M668.0KQ1 2026
Vermillion & White Wealth Management Group, LLC$174M AUM5.94%$10M291.1KQ1 2026
Astor Investment Management LLC$185M AUM5.35%$10M307.4KQ2 2025OLDER
Legacy Capital Group California, Inc.$263M AUM1.00%$3M73.9KQ1 2026
POTOMAC FUND MANAGEMENT INC /ADV$2.9B AUM0.84%$24M681.7KQ1 2026
BlackDiamond Wealth Management, LLC$208M AUM0.80%$2M47.2KQ1 2026
BLUEDOOR PRIVATE WEALTH, LLC$216M AUM0.68%$1M41.3KQ1 2026
Pursuit Wealth Management LLC$116M AUM0.63%$727,83820.6KQ4 2025OLDER
Latitude Advisors, LLC$218M AUM0.61%$1M37.6KQ1 2026
Beacon Capital Management, Inc.$1.8B AUM0.58%$10M290.9KQ1 2026
Capital Market Strategies LLC$144M AUM0.57%$813,59225.3KQ2 2025OLDER
Greenwich Wealth Management LLC$2.4B AUM0.42%$10M290.1KQ1 2026
SILVERLAKE WEALTH MANAGEMENT LLC$479M AUM0.23%$1M31.3KQ1 2026
Medallion Wealth Advisors, LLC$306M AUM0.20%$601,03517.0KQ1 2026
Sensible Financial Planning & Management, LLC.$551M AUM0.16%$843,54826.2KQ2 2025OLDER
Belpointe Asset Management LLC$2.7B AUM0.16%$4M122.4KQ1 2026
Legacy Capital Wealth Partners, LLC$485M AUM0.09%$422,83911.9KQ1 2026
Raleigh Capital Management Inc.$290M AUM0.08%$236,9276.7KQ1 2026
HOWARD BAILEY SECURITIES, LLC$243M AUM0.07%$242,2247.0KQ4 2025OLDER
Empire Financial Management Company, LLC$442M AUM0.07%$294,7428.3KQ1 2026
WealthTrak Capital Management LLC$140M AUM0.06%$69,3162.2KQ2 2025OLDER
Clark Asset Management, LLC$1.3B AUM0.05%$539,42215.2KQ1 2026
Outlook Wealth Advisors, LLC$413M AUM0.05%$207,6705.9KQ4 2025OLDER
Onyx Bridge Wealth Group LLC$930M AUM0.04%$415,55811.7KQ1 2026
GeoWealth Management, LLC$2.8B AUM0.04%$1M33.2KQ1 2026
Atria Investments, Inc$8.9B AUM0.04%$4M104.9KQ1 2026
NBC SECURITIES, INC.$1.3B AUM0.04%$545,65715.4KQ1 2026
Compound Planning, Inc.$3.3B AUM0.04%$1M37.2KQ1 2026
Quest 10 Wealth Builders, Inc.$114M AUM0.03%$39,1861.1KQ1 2026
World Investment Advisors$6.2B AUM0.03%$2M60.0KQ1 2026
FOURPATH CAPITAL MANAGEMENT, LLC$697M AUM0.03%$209,3106.1KQ3 2025OLDER
Signature Equity Partners, LLC$186M AUM0.03%$54,0091.5KQ1 2026
Janney Montgomery Scott LLC$40.4B AUM0.03%$10M294.1KQ1 2026
EXCHANGE TRADED CONCEPTS, LLC$14.1B AUM0.02%$3M91.8KQ1 2026
CreativeOne Wealth, LLC$4.3B AUM0.02%$650,50718.4KQ1 2026
GTS SECURITIES LLC$2.8B AUM0.01%$354,30010.0KQ1 2026
Virtu Financial LLC$2.4B AUM0.01%$226,0007.0KQ2 2025OLDER
Nova Wealth Management, Inc.$154M AUM0.01%$15,461480Q2 2025OLDER
Ausdal Financial Partners, Inc.$2.3B AUM0.01%$222,6076.3KQ1 2026
Orion Porfolio Solutions, LLC$11.7B AUM0.01%$1M32.5KQ1 2026
Global Trust Asset Management, LLC$262M AUM0.01%$25,616723Q1 2026
AXXCESS WEALTH MANAGEMENT, LLC$3.1B AUM0.01%$427,89612.1KQ4 2025OLDER
Wellington Grp LLC$300M AUM0.01%$22,185629Q1 2026
AE Wealth Management LLC$18.5B AUM0.01%$1M36.8KQ1 2026
Sound Income Strategies, LLC$2.1B AUM0.01%$136,6823.8KQ1 2026
Advisory Services Network, LLC$7.5B AUM0.01%$410,20411.9KQ3 2025OLDER
Sigma Planning Corp$3.6B AUM0.01%$204,1585.9KQ3 2025OLDER
Kingdom Financial Group LLC.$349M AUM0.00%$14,916421Q1 2026
Lloyd Advisory Services, LLC.$349M AUM0.00%$14,916421Q1 2026
Crossmark Global Holdings, Inc.$6.8B AUM0.00%$278,0778.0KQ3 2025OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$21M602.0KQ1 2026
&PARTNERS$20.2B AUM0.00%$725,68220.5KQ1 2026
Triumph Capital Management$491M AUM0.00%$15,483437Q1 2026
Ashton Thomas Private Wealth, LLC$4.2B AUM0.00%$120,9233.4KQ1 2026
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$10M293.4KQ1 2026
DAVENPORT & Co LLC$20.4B AUM0.00%$492,08713.9KQ1 2026
Cambridge Investment Research Advisors, Inc.$38.8B AUM0.00%$968,00027.3KQ1 2026
HighTower Advisors, LLC$94.2B AUM0.00%$2M62.6KQ1 2026
Sanctuary Advisors, LLC$18.5B AUM0.00%$255,0477.2KQ1 2026
Kestra Advisory Services, LLC$26.4B AUM0.00%$303,6208.6KQ4 2025OLDER
Networth Advisors, LLC$141M AUM0.00%$1,45341Q1 2026
HRT FINANCIAL LP$40.1B AUM0.00%$261,0007.4KQ4 2025OLDER
LPL Financial LLC$376.6B AUM0.00%$1M37.0KQ1 2026
Clearstead Advisors, LLC$10.9B AUM0.00%$18,092523Q3 2025OLDER
COMERICA BANK$25.1B AUM0.00%$40,5251.1KQ4 2025OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$321,0989.1KQ4 2025OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$4,500127Q1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$40,5841.1KQ1 2026
Bank of New York Mellon Corp$543.9B AUM0.00%$225,7666.4KQ1 2026
JANE STREET GROUP, LLC$777.2B AUM0.00%$209,0116.5KQ2 2025OLDER
O'SHAUGHNESSY ASSET MANAGEMENT, LLC$20.1B AUM0.00%$6,165174Q1 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$270,7917.6KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$49,5391.5KQ2 2025OLDER
VANGUARD ADVISERS INC$25.5B AUM0.00%$4,110116Q1 2026
JPMORGAN CHASE & CO$1.56T AUM0.00%$49,1311.4KQ4 2025OLDER
UBS Group AG$666.3B AUM0.00%$15,025426Q4 2025OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$21,712628Q3 2025OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$9,000291Q3 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.