ARK ETF TR
CUSIP 00214Q807
Ark Etf Tr has 126 institutional holders in Filings Flow’s 13F database, together reporting 3.15M shares worth $76M as of Q1 2026. The largest reported holders are Lpl Financial LLC, Citadel Advisors LLC, and Royal Bank Of Canada.
Institutional Holders
126
Q1 2026
Reported Value
$76M
Ticker
unmapped
private placement or foreign
Quarters Tracked
6
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| PVG ASSET MANAGEMENT CORP$173M AUM | 1.11% | $325,000 | 13.5K | Q3 2025OLDER |
| Braeburn Wealth Management LLC$175M AUM | 0.96% | $2M | 57.1K | Q1 2026OLDER |
| Eschler Asset Management LLP$100M AUM | 0.89% | $1M | 45.4K | Q4 2025OLDER |
| WJ Wealth Management, LLC$214M AUM | 0.74% | $2M | 53.7K | Q1 2026OLDER |
| MARSHALL INVESTMENT MANAGEMENT, LLC$208M AUM | 0.53% | $1M | 37.8K | Q1 2026OLDER |
| Stirlingshire Investments, Inc.$114M AUM | 0.33% | $379,290 | 12.9K | Q1 2026OLDER |
| Grandview Asset Management LLC$342M AUM | 0.29% | $1M | 33.7K | Q1 2026OLDER |
| CFO CAPITAL MANAGEMENT LLC$121M AUM | 0.25% | $304,624 | 10.4K | Q1 2026OLDER |
| Ferguson Shapiro LLC$342M AUM | 0.21% | $698,215 | 24.1K | Q4 2025OLDER |
| SFG Wealth Management, LLC.$243M AUM | 0.16% | $393,323 | 13.4K | Q1 2026OLDER |
| GTS SECURITIES LLC$2.8B AUM | 0.09% | $2M | 82.1K | Q1 2026OLDER |
| BROWN, LISLE/CUMMINGS, INC.$400M AUM | 0.06% | $259,748 | 8.8K | Q1 2026OLDER |
| M & L Capital Management Ltd$407M AUM | 0.06% | $295,596 | 10.2K | Q4 2025OLDER |
| Quadrature Capital Ltd$8.4B AUM | 0.04% | $3M | 107.3K | Q1 2026OLDER |
| Advantage Trust Co$223M AUM | 0.04% | $79,940 | 2.8K | Q3 2025OLDER |
| PFG Investments, LLC$2.1B AUM | 0.03% | $658,673 | 22.4K | Q1 2026OLDER |
| MCGUIRE CAPITAL ADVISORS INC$156M AUM | 0.03% | $43,086 | 1.5K | Q1 2026OLDER |
| CoreCap Advisors, LLC$3.4B AUM | 0.03% | $890,225 | 26.1K | Q2 2026 |
| Advyzon Investment Management, LLC$1.1B AUM | 0.03% | $289,655 | 9.9K | Q1 2026OLDER |
| Boreal Capital Management LLC$123M AUM | 0.02% | $26,797 | 913 | Q1 2026OLDER |
| NBZ Investment Advisors LLC$229M AUM | 0.02% | $41,560 | 1.4K | Q1 2026OLDER |
| Family Manage LLC$834M AUM | 0.02% | $146,750 | 5.0K | Q1 2026OLDER |
| FIFTH THIRD SECURITIES, INC.$1.5B AUM | 0.02% | $262,624 | 8.9K | Q1 2026OLDER |
| Brookstone Capital Management$8.7B AUM | 0.02% | $1M | 44.7K | Q1 2026OLDER |
| Simplicity Wealth,LLC$1.8B AUM | 0.01% | $244,702 | 8.6K | Q3 2025OLDER |
| Diversify Advisory Services, LLC$655M AUM | 0.01% | $441,278 | 12.5K | Q4 2025OLDER |
| Kingsview Wealth Management, LLC$7.3B AUM | 0.01% | $993,762 | 33.9K | Q1 2026OLDER |
| Costello Asset Management, INC$289M AUM | 0.01% | $30,818 | 1.1K | Q1 2026OLDER |
| WCG Wealth Advisors LLC$3.6B AUM | 0.01% | $291,829 | 10.1K | Q4 2025OLDER |
| SCS Capital Management LLC$9.4B AUM | 0.01% | $765,477 | 26.1K | Q1 2026OLDER |
| Financial Management Professionals, Inc.$1.1B AUM | 0.01% | $85,300 | 2.5K | Q2 2026 |
| Smallwood Wealth Investment Management, LLC$190M AUM | 0.01% | $14,645 | 499 | Q1 2026OLDER |
| NFSG Corp$608M AUM | 0.01% | $44,025 | 1.5K | Q1 2026OLDER |
| Prospera Financial Services Inc$6.2B AUM | 0.01% | $422,241 | 14.4K | Q1 2026OLDER |
| Comprehensive Financial Planning, Inc./PA$144M AUM | 0.01% | $9,186 | 313 | Q1 2026OLDER |
| GPS Wealth Strategies Group, LLC$117M AUM | 0.01% | $59,213 | 2.1K | Q3 2025OLDER |
| LPL Financial LLC$376.6B AUM | 0.01% | $22M | 735.6K | Q1 2026OLDER |
| OPPENHEIMER & CO INC$8.2B AUM | 0.01% | $463,290 | 15.8K | Q1 2026OLDER |
| Medallion Wealth Advisors, LLC$306M AUM | 0.01% | $16,965 | 578 | Q1 2026OLDER |
| KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM | 0.01% | $446,091 | 15.2K | Q1 2026OLDER |
| Quent Capital, LLC$1.4B AUM | 0.01% | $72,641 | 2.5K | Q1 2026OLDER |
| Gradient Investments LLC$7.2B AUM | 0.00% | $347,069 | 10.2K | Q2 2026 |
| TOTH FINANCIAL ADVISORY CORP$911M AUM | 0.00% | $42,323 | 1.4K | Q1 2026OLDER |
| World Investment Advisors$6.2B AUM | 0.00% | $279,002 | 9.5K | Q1 2026OLDER |
| DHJJ Financial Advisors, Ltd.$302M AUM | 0.00% | $11,153 | 380 | Q1 2026OLDER |
| Apollon Wealth Management, LLC$6.2B AUM | 0.00% | $226,318 | 7.7K | Q1 2026OLDER |
| Garton & Associates Financial Advisors LLC$122M AUM | 0.00% | $5,796 | 200 | Q4 2025OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $2M | 75.4K | Q1 2026OLDER |
| AllSquare Wealth Management LLC$189M AUM | 0.00% | $5,225 | 183 | Q4 2025OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.00% | $545,472 | 18.6K | Q1 2026OLDER |
| OPTIMA CAPITAL LLC$215M AUM | 0.00% | $5,564 | 192 | Q4 2025OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $658,292 | 22.4K | Q2 2026 |
| Mirae Asset Global Investments Co., Ltd.$299.3B AUM | 0.00% | $834,566 | 28.8K | Q4 2025OLDER |
| SHP Wealth Management$1.3B AUM | 0.00% | $29,350 | 1.0K | Q1 2026OLDER |
| Sunbelt Securities, Inc.$1.6B AUM | 0.00% | $29,497 | 1.0K | Q1 2026OLDER |
| Walleye Capital LLC$24.0B AUM | 0.00% | $493,201 | 17.3K | Q3 2025OLDER |
| TWIN PEAKS WEALTH ADVISORS, LLC$397M AUM | 0.00% | $7,338 | 250 | Q1 2026OLDER |
| Sanctuary Advisors, LLC$18.5B AUM | 0.00% | $326,548 | 11.1K | Q1 2026OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $1M | 38.7K | Q1 2026OLDER |
| NBC SECURITIES, INC.$1.3B AUM | 0.00% | $20,897 | 712 | Q1 2026OLDER |
| Private Wealth Asset Management, LLC$935M AUM | 0.00% | $14,088 | 480 | Q1 2026OLDER |
| 1 NORTH WEALTH SERVICES LLC$277M AUM | 0.00% | $4,168 | 142 | Q1 2026OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $9M | 313.7K | Q1 2026OLDER |
| CWM, LLC$38.1B AUM | 0.00% | $554,950 | 18.9K | Q1 2026OLDER |
| Western Wealth Management, LLC$2.6B AUM | 0.00% | $39,770 | 1.4K | Q1 2026OLDER |
| PRINCIPAL SECURITIES, INC.$6.8B AUM | 0.00% | $85,964 | 3.0K | Q3 2025OLDER |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.00% | $737,331 | 25.1K | Q1 2026OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $4M | 140.6K | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $307,676 | 10.5K | Q1 2026OLDER |
| Global Retirement Partners, LLC$5.6B AUM | 0.00% | $62,162 | 2.1K | Q4 2025OLDER |
| Strive Financial Group ,LLC$189M AUM | 0.00% | $2,000 | 81 | Q1 2026OLDER |
| Paladin Partners, LLC$139M AUM | 0.00% | $1,468 | 50 | Q2 2026 |
| Ashton Thomas Private Wealth, LLC$4.2B AUM | 0.00% | $44,495 | 1.5K | Q1 2026OLDER |
| Fairscale Capital, LLC$145M AUM | 0.00% | $1,468 | 50 | Q1 2026OLDER |
| D. E. Shaw & Co., Inc.$166.3B AUM | 0.00% | $2M | 59.2K | Q3 2025OLDER |
| Spire Wealth Management$3.3B AUM | 0.00% | $31,288 | 917 | Q2 2026 |
| Colonial Trust Advisors$1.3B AUM | 0.00% | $11,740 | 400 | Q1 2026OLDER |
| MassMutual Private Wealth & Trust, FSB$3.9B AUM | 0.00% | $30,708 | 900 | Q2 2026 |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $4M | 152.5K | Q1 2026OLDER |
| Glen Eagle Advisors, LLC$714M AUM | 0.00% | $5,518 | 188 | Q1 2026OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $138,150 | 4.7K | Q1 2026OLDER |
| Windsor Advisory Group, LLC$120M AUM | 0.00% | $696 | 24 | Q4 2025OLDER |
| MML INVESTORS SERVICES, LLC$36.1B AUM | 0.00% | $206,800 | 7.0K | Q1 2026OLDER |
| SIGNATUREFD, LLC$6.5B AUM | 0.00% | $34,486 | 1.2K | Q1 2026OLDER |
| Stone House Investment Management, LLC$558M AUM | 0.00% | $2,935 | 100 | Q1 2026OLDER |
| REXFORD CAPITAL INC$140M AUM | 0.00% | $734 | 25 | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $467,058 | 15.9K | Q1 2026OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $36,218 | 1.2K | Q1 2026OLDER |
| Horrell Capital Management, Inc.$219M AUM | 0.00% | $1,027 | 35 | Q1 2026OLDER |
| Archer Investment Corp$469M AUM | 0.00% | $2,172 | 74 | Q1 2026OLDER |
| TD Waterhouse Canada Inc.$33.7B AUM | 0.00% | $154,856 | 5.2K | Q1 2026OLDER |
| CAPTRUST FINANCIAL ADVISORS$57.3B AUM | 0.00% | $246,596 | 8.4K | Q1 2026OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $4M | 130.9K | Q1 2026OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $2M | 54.2K | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $3M | 96.3K | Q1 2026OLDER |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $42,771 | 1.4K | Q1 2026OLDER |
| Copia Wealth Management$146M AUM | 0.00% | $587 | 20 | Q1 2026OLDER |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.00% | $25,535 | 870 | Q1 2026OLDER |
| WOLVERINE TRADING, LLC$138.7B AUM | 0.00% | $512,148 | 18.2K | Q3 2025OLDER |
| Independence Bank of Kentucky$789M AUM | 0.00% | $2,898 | 100 | Q4 2025OLDER |
| Creative Planning$147.4B AUM | 0.00% | $526,803 | 17.9K | Q1 2026OLDER |
| Geneos Wealth Management Inc.$4.3B AUM | 0.00% | $14,998 | 511 | Q1 2026OLDER |
| Activest Wealth Management$569M AUM | 0.00% | $1,878 | 64 | Q1 2026OLDER |
| Arax Advisory Partners$3.5B AUM | 0.00% | $10,449 | 356 | Q1 2026OLDER |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $435,231 | 14.8K | Q1 2026OLDER |
| AlphaCore Capital LLC$4.2B AUM | 0.00% | $11,592 | 400 | Q4 2025OLDER |
| PITTENGER & ANDERSON INC$2.5B AUM | 0.00% | $6,399 | 218 | Q1 2026OLDER |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $259,163 | 8.8K | Q1 2026OLDER |
| Vision Retirement, LLC$373M AUM | 0.00% | $869 | 30 | Q1 2026OLDER |
| AE Wealth Management LLC$18.5B AUM | 0.00% | $40,686 | 1.4K | Q1 2026OLDER |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM | 0.00% | $1,497 | 51 | Q1 2026OLDER |
| Noble Wealth Management PBC$223M AUM | 0.00% | $409 | 12 | Q2 2026 |
| Tower Research Capital LLC (TRC)$3.8B AUM | 0.00% | $7,506 | 259 | Q4 2025OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $1M | 47.6K | Q1 2026OLDER |
| Capital Investment Advisory Services, LLC$1.4B AUM | 0.00% | $2,201 | 75 | Q1 2026OLDER |
| AdvisorNet Financial, Inc$1.9B AUM | 0.00% | $2,935 | 100 | Q1 2026OLDER |
| Allworth Financial LP$24.7B AUM | 0.00% | $32,285 | 1.1K | Q1 2026OLDER |
| ST GERMAIN D J CO INC$2.5B AUM | 0.00% | $2,730 | 93 | Q1 2026OLDER |
| ALBION FINANCIAL GROUP /UT$1.5B AUM | 0.00% | $1,644 | 56 | Q1 2026OLDER |
| SageView Advisory Group, LLC$3.0B AUM | 0.00% | $2,898 | 100 | Q4 2025OLDER |
| New England Capital Financial Advisors LLC$365M AUM | 0.00% | $294 | 10 | Q1 2026OLDER |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $1M | 39.9K | Q1 2026OLDER |
| Concord Wealth Partners$770M AUM | 0.00% | $493 | 17 | Q4 2025OLDER |
| Cassaday & Co Wealth Management LLC$4.7B AUM | 0.00% | $2,935 | 100 | Q1 2026OLDER |
| Qube Research & Technologies Ltd$89.9B AUM | 0.00% | $53,534 | 1.8K | Q1 2026OLDER |
| NATIONAL BANK OF CANADA /FI/$111.5B AUM | 0.00% | $63,991 | 2.2K | Q1 2026OLDER |
| GROUP ONE TRADING LLC$52.2B AUM | 0.00% | $21,455 | 731 | Q1 2026OLDER |
| IFP Advisors, Inc$4.8B AUM | 0.00% | $1,761 | 60 | Q1 2026OLDER |
| Acumen Wealth Advisors, LLC$372M AUM | 0.00% | $116 | 4 | Q4 2025OLDER |
| Rossby Financial, LCC$489M AUM | 0.00% | $120 | 4 | Q1 2026OLDER |
| CIBC Private Wealth Group LLC$59.2B AUM | 0.00% | $14,403 | 497 | Q4 2025OLDER |
| Quattro Advisors LLC$115M AUM | 0.00% | $29 | 1 | Q4 2025OLDER |
| SouthState Bank Corp$2.1B AUM | 0.00% | $457 | 16 | Q3 2025OLDER |
| Blue Trust, Inc.$8.7B AUM | 0.00% | $1,594 | 55 | Q4 2025OLDER |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $8,922 | 304 | Q1 2026OLDER |
| BANK OF MONTREAL /CAN/$268.5B AUM | 0.00% | $39,769 | 1.4K | Q1 2026OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $240,765 | 8.3K | Q1 2026OLDER |
| Wealthspire Advisors, LLC$12.7B AUM | 0.00% | $1,571 | 55 | Q3 2025OLDER |
| ASSETMARK, INC$49.0B AUM | 0.00% | $3,082 | 105 | Q1 2026OLDER |
| Russell Investments Group, Ltd.$93.1B AUM | 0.00% | $4,931 | 168 | Q1 2026OLDER |
| Federation des caisses Desjardins du Quebec$27.8B AUM | 0.00% | $1,141 | 39 | Q1 2026OLDER |
| Central Pacific Bank - Trust Division$984M AUM | 0.00% | $34 | 1 | Q2 2026 |
| Root Financial Partners, LLC$2.2B AUM | 0.00% | $58 | 2 | Q4 2025OLDER |
| BARCLAYS PLC$416.3B AUM | 0.00% | $11,740 | 400 | Q1 2026OLDER |
| EverSource Wealth Advisors, LLC$3.3B AUM | 0.00% | $88 | 3 | Q1 2026OLDER |
| PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM | 0.00% | $1,732 | 59 | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $5,140 | 175 | Q2 2026 |
| BlackRock, Inc.$5.72T AUM | 0.00% | $44,025 | 1.5K | Q1 2026OLDER |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $87 | 3 | Q4 2025OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.