SEC 13F Intelligence

ANI PHARMACEUTICALS INC

CUSIP 00182CAA1

Ani Pharmaceuticals Inc has 11 institutional holders in Filings Flow’s 13F database, together reporting 100.36M shares worth $110M as of Q3 2019. The largest reported holders are Tenor Capital Management Co., L.P., Cvi Holdings, LLC, and Mangrove Partners Im, LLC.

Institutional Holders
11
Q3 2019
Reported Value
$110M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4

Ownership Trend

Institutional holders
Q4 ’18: 13Q4 ’18Q1 ’19: 14Q1 ’19Q2 ’19: 14Q2 ’19Q3 ’19: 11Q3 ’19filingsflow.com
Total reported value
Q4 ’18: $105MQ4 ’18Q1 ’19: $116MQ1 ’19Q2 ’19: $141MQ2 ’19Q3 ’19: $110MQ3 ’19filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
CVI Holdings, LLC$116M AUM23.89%$21M18.00MQ3 2019OLDER
MANGROVE PARTNERS IM, LLC$1.2B AUM2.44%$20M18.78MQ3 2019OLDER
TENOR CAPITAL MANAGEMENT Co., L.P.$6.5B AUM2.40%$39M36.00MQ3 2019OLDER
Weiss Asset Management LP$5.9B AUM0.35%$4M4.00MQ3 2019OLDER
PERCEPTIVE ADVISORS LLC$5.1B AUM0.21%$9M7.50MQ2 2019OLDER
CSS LLC/IL$2.1B AUM0.18%$3M2.50MQ2 2019OLDER
LAZARD ASSET MANAGEMENT LLC$60.8B AUM0.02%$11M10.00MQ2 2019OLDER
CITADEL ADVISORS LLC$618.5B AUM0.01%$18M16.40MQ3 2019OLDER
WESTWOOD HOLDINGS GROUP INC$13.7B AUM0.01%$541,0008.50MQ2 2019OLDER
Verdence Capital Advisors LLC$1.7B AUM0.00%$13,00013.0KQ4 2019OLDER
DEUTSCHE BANK AG\$302.7B AUM0.00%$761,000700.0KQ3 2019OLDER
Rehmann Capital Advisory Group$1.9B AUM0.00%$2M24Q4 2019OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$31,00029.0KQ3 2019OLDER
Creative Planning$147.4B AUM0.00%$30,00028.0KQ3 2019OLDER
Raymond James Financial Services Advisors, Inc.$75.1B AUM0.00%$12,00011.0KQ3 2019OLDER
EVOKE WEALTH, LLC$5.6B AUM0.00%$185,0003Q4 2019OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.