ALPS ETF TR
CUSIP 00162Q387
Alps Etf Tr has 133 institutional holders in Filings Flow’s 13F database, together reporting 6.09M shares worth $337M as of Q1 2026. The largest reported holders are Morgan Stanley, Lpl Financial LLC, and Bank Of America Corp /De/.
Institutional Holders
133
Q1 2026
Reported Value
$337M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Avant Capital LLC$142M AUM | 1.40% | $2M | 35.8K | Q1 2026OLDER |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.$275M AUM | 0.87% | $2M | 40.9K | Q2 2026 |
| BXM Wealth LLC$130M AUM | 0.47% | $606,803 | 10.9K | Q1 2026OLDER |
| MGO ONE SEVEN LLC$5.0B AUM | 0.30% | $15M | 272.3K | Q1 2026OLDER |
| Wisconsin Wealth Advisors, LLC$117M AUM | 0.30% | $316,172 | 5.6K | Q3 2025OLDER |
| Apollon Financial, LLC$723M AUM | 0.22% | $2M | 28.6K | Q1 2026OLDER |
| Sovereign Financial Group, Inc.$576M AUM | 0.21% | $1M | 22.0K | Q1 2026OLDER |
| Intrepid Financial Planning Group LLC$248M AUM | 0.19% | $481,267 | 8.6K | Q1 2026OLDER |
| Tempo Wealth, LLC$573M AUM | 0.18% | $1M | 19.0K | Q1 2026OLDER |
| Grandview Asset Management LLC$342M AUM | 0.18% | $601,317 | 10.8K | Q1 2026OLDER |
| Capstone Wealth Management Group LLC$163M AUM | 0.18% | $285,587 | 5.1K | Q1 2026OLDER |
| Park Edge Advisors, LLC$434M AUM | 0.16% | $708,327 | 12.7K | Q1 2026OLDER |
| Symphony Financial Services, Inc.$195M AUM | 0.16% | $316,462 | 5.7K | Q1 2026OLDER |
| Caldwell Trust Co$1.1B AUM | 0.15% | $2M | 29.2K | Q1 2026OLDER |
| MTM FINANCIAL GROUP, LLC$213M AUM | 0.14% | $305,239 | 5.5K | Q2 2026 |
| Burns Matteson Capital Management, LLC$273M AUM | 0.14% | $373,824 | 6.7K | Q1 2026OLDER |
| WealthPlan Investment Management, LLC$1.8B AUM | 0.13% | $2M | 35.5K | Q4 2025OLDER |
| Ameritas Advisory Services, LLC$2.6B AUM | 0.12% | $3M | 56.8K | Q1 2026OLDER |
| Elmwood Wealth Management, Inc.$400M AUM | 0.11% | $422,093 | 7.2K | Q2 2026 |
| Beaumont Financial Advisors, LLC$1.5B AUM | 0.10% | $1M | 26.8K | Q1 2026OLDER |
| LeClair Wealth Partners LLC$289M AUM | 0.10% | $288,560 | 5.2K | Q1 2026OLDER |
| Blue Water Asset Management$289M AUM | 0.10% | $288,560 | 5.2K | Q1 2026OLDER |
| NFSG Corp$608M AUM | 0.09% | $631,065 | 11.2K | Q3 2025OLDER |
| Diligent Investors, LLC$404M AUM | 0.09% | $349,362 | 6.3K | Q1 2026OLDER |
| Beacon Financial Advisory LLC$443M AUM | 0.08% | $371,627 | 6.7K | Q1 2026OLDER |
| Madison Wealth Partners, Inc$627M AUM | 0.08% | $490,351 | 8.8K | Q1 2026OLDER |
| KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM | 0.08% | $6M | 112.1K | Q1 2026OLDER |
| Hobbs Group Advisors, LLC$334M AUM | 0.07% | $231,515 | 4.2K | Q1 2026OLDER |
| Medallion Wealth Advisors, LLC$306M AUM | 0.07% | $206,813 | 3.7K | Q1 2026OLDER |
| Ascentis Independent Advisors$1.3B AUM | 0.06% | $849,659 | 15.3K | Q1 2026OLDER |
| FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM | 0.06% | $1M | 25.2K | Q1 2026OLDER |
| Miller Capital Partners, Inc.$208M AUM | 0.06% | $127,930 | 2.3K | Q1 2026OLDER |
| Stephens Consulting, LLC$309M AUM | 0.06% | $190,064 | 3.3K | Q4 2025OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.05% | $14M | 259.5K | Q1 2026OLDER |
| Next Level Private LLC$511M AUM | 0.05% | $270,710 | 4.6K | Q2 2026 |
| Astoria Portfolio Advisors LLC.$470M AUM | 0.05% | $247,728 | 4.3K | Q1 2026OLDER |
| Equitable Holdings, Inc.$15.5B AUM | 0.04% | $6M | 107.9K | Q1 2026OLDER |
| Stratos Wealth Partners, LTD.$8.8B AUM | 0.04% | $3M | 55.7K | Q1 2026OLDER |
| ORG Partners LLC$568M AUM | 0.03% | $197,147 | 3.4K | Q4 2025OLDER |
| SILVER OAK SECURITIES, INCORPORATED$1.4B AUM | 0.03% | $396,289 | 7.0K | Q3 2025OLDER |
| Sankala Group LLC$122M AUM | 0.03% | $35,429 | 642 | Q1 2026OLDER |
| Fourth Dimension Wealth, LLC$264M AUM | 0.02% | $64,021 | 1.1K | Q1 2026OLDER |
| Sanctuary Advisors, LLC$18.5B AUM | 0.02% | $4M | 76.0K | Q1 2026OLDER |
| Nemes Rush Group LLC$1.1B AUM | 0.02% | $224,626 | 4.0K | Q1 2026OLDER |
| Compound Planning, Inc.$3.3B AUM | 0.02% | $676,149 | 12.1K | Q1 2026OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.02% | $4M | 77.2K | Q1 2026OLDER |
| &PARTNERS$20.2B AUM | 0.02% | $4M | 72.6K | Q1 2026OLDER |
| High Note Wealth, LLC$509M AUM | 0.02% | $97,979 | 1.8K | Q1 2026OLDER |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.02% | $11M | 194.4K | Q1 2026OLDER |
| Independent Advisor Alliance$9.3B AUM | 0.02% | $2M | 29.7K | Q1 2026OLDER |
| Sovran Advisors, LLC$1.3B AUM | 0.02% | $209,728 | 3.6K | Q1 2026OLDER |
| Pine Valley Investments Ltd Liability Co$2.2B AUM | 0.02% | $348,699 | 6.3K | Q2 2026 |
| HIGHLAND CAPITAL MANAGEMENT, LLC$1.9B AUM | 0.02% | $293,938 | 5.3K | Q1 2026OLDER |
| Sigma Planning Corp$3.6B AUM | 0.01% | $535,528 | 9.6K | Q1 2026OLDER |
| ALPS ADVISORS INC$21.3B AUM | 0.01% | $3M | 55.6K | Q1 2026OLDER |
| Focus Financial Network, Inc.$3.2B AUM | 0.01% | $463,754 | 8.0K | Q2 2026 |
| J.W. COLE ADVISORS, INC.$3.0B AUM | 0.01% | $407,520 | 7.3K | Q1 2026OLDER |
| Signature Equity Partners, LLC$186M AUM | 0.01% | $20,438 | 367 | Q1 2026OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.01% | $3M | 53.7K | Q2 2026 |
| DAVENPORT & Co LLC$18.4B AUM | 0.01% | $2M | 32.9K | Q1 2026OLDER |
| Triumph Capital Management$491M AUM | 0.01% | $46,835 | 841 | Q1 2026OLDER |
| Kingsview Wealth Management, LLC$7.3B AUM | 0.01% | $608,680 | 10.9K | Q1 2026OLDER |
| Dorato Capital Management$135M AUM | 0.01% | $10,927 | 192 | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.01% | $30M | 533.9K | Q1 2026OLDER |
| MML INVESTORS SERVICES, LLC$36.1B AUM | 0.01% | $3M | 48.8K | Q1 2026OLDER |
| OPTIMUM INVESTMENT ADVISORS$252M AUM | 0.01% | $17,132 | 303 | Q3 2025OLDER |
| PRIVATE TRUST CO NA$1.1B AUM | 0.01% | $69,208 | 1.2K | Q1 2026OLDER |
| Quest 10 Wealth Builders, Inc.$114M AUM | 0.01% | $6,847 | 123 | Q1 2026OLDER |
| Mutual Advisors, LLC$4.7B AUM | 0.01% | $266,905 | 4.8K | Q1 2026OLDER |
| OPPENHEIMER & CO INC$8.2B AUM | 0.01% | $465,513 | 8.4K | Q1 2026OLDER |
| Summit Financial, LLC$7.8B AUM | 0.01% | $377,912 | 6.5K | Q4 2025OLDER |
| MORGAN STANLEY$1.67T AUM | 0.01% | $92M | 1.59M | Q1 2026OLDER |
| Jackson Hole Capital Partners, LLC$605M AUM | 0.01% | $30,711 | 552 | Q1 2026OLDER |
| TruNorth Capital Management, LLC$522M AUM | 0.00% | $23,726 | 420 | Q3 2025OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $3M | 57.5K | Q1 2026OLDER |
| Compass Financial Services Inc$231M AUM | 0.00% | $10,790 | 187 | Q4 2025OLDER |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $4M | 77.8K | Q1 2026OLDER |
| Princeton Global Asset Management LLC$613M AUM | 0.00% | $23,604 | 424 | Q1 2026OLDER |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.00% | $237,964 | 4.3K | Q1 2026OLDER |
| Rosenberg Matthew Hamilton$488M AUM | 0.00% | $17,703 | 318 | Q1 2026OLDER |
| TD Capital Management LLC$1.1B AUM | 0.00% | $36,842 | 662 | Q1 2026OLDER |
| Cresset Asset Management, LLC$23.1B AUM | 0.00% | $784,258 | 13.6K | Q4 2025OLDER |
| Integrated Wealth Concepts LLC$12.5B AUM | 0.00% | $405,693 | 7.3K | Q1 2026OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $10M | 188.0K | Q1 2026OLDER |
| Smartleaf Asset Management LLC$2.8B AUM | 0.00% | $86,930 | 1.6K | Q1 2026OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $18M | 319.6K | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $15M | 270.9K | Q2 2026 |
| NBC SECURITIES, INC.$1.3B AUM | 0.00% | $37,145 | 667 | Q1 2026OLDER |
| CHOREO, LLC$8.1B AUM | 0.00% | $212,246 | 3.7K | Q4 2025OLDER |
| Glen Eagle Advisors, LLC$714M AUM | 0.00% | $18,134 | 326 | Q1 2026OLDER |
| Tower Research Capital LLC (TRC)$3.8B AUM | 0.00% | $97,255 | 1.7K | Q1 2026OLDER |
| NewEdge Wealth, LLC$8.4B AUM | 0.00% | $206,774 | 3.7K | Q1 2026OLDER |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM | 0.00% | $1M | 19.4K | Q1 2026OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $157,991 | 2.8K | Q1 2026OLDER |
| Wilmington Savings Fund Society, FSB$4.2B AUM | 0.00% | $87,346 | 1.6K | Q1 2026OLDER |
| SALEM INVESTMENT COUNSELORS INC$3.4B AUM | 0.00% | $69,588 | 1.3K | Q1 2026OLDER |
| Kingdom Financial Group LLC.$349M AUM | 0.00% | $6,513 | 117 | Q1 2026OLDER |
| Lloyd Advisory Services, LLC.$349M AUM | 0.00% | $6,513 | 117 | Q1 2026OLDER |
| Asset Dedication, LLC$1.4B AUM | 0.00% | $26,857 | 475 | Q3 2025OLDER |
| Archer Investment Corp$469M AUM | 0.00% | $8,239 | 148 | Q1 2026OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $331,793 | 6.0K | Q1 2026OLDER |
| Beacon Pointe Advisors, LLC$18.9B AUM | 0.00% | $310,118 | 5.6K | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $10M | 186.8K | Q1 2026OLDER |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $21M | 379.0K | Q1 2026OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $1M | 18.6K | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $1M | 20.8K | Q1 2026OLDER |
| CENTRAL TRUST Co$5.1B AUM | 0.00% | $62,086 | 1.1K | Q4 2025OLDER |
| WHITTIER TRUST CO OF NEVADA INC$4.9B AUM | 0.00% | $56,050 | 1.0K | Q1 2026OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $4M | 64.8K | Q1 2026OLDER |
| AE Wealth Management LLC$18.5B AUM | 0.00% | $154,150 | 2.8K | Q1 2026OLDER |
| SHP Wealth Management$1.3B AUM | 0.00% | $10,967 | 197 | Q1 2026OLDER |
| TRUIST FINANCIAL CORP$74.2B AUM | 0.00% | $515,459 | 9.3K | Q1 2026OLDER |
| Cerity Partners LLC$70.8B AUM | 0.00% | $474,063 | 8.2K | Q4 2025OLDER |
| JONES FINANCIAL COMPANIES LLLP$208.1B AUM | 0.00% | $1M | 25.3K | Q1 2026OLDER |
| COMERICA BANK$25.1B AUM | 0.00% | $163,780 | 2.8K | Q4 2025OLDER |
| BROWN BROTHERS HARRIMAN & CO$18.6B AUM | 0.00% | $120,971 | 2.2K | Q1 2026OLDER |
| Mariner, LLC$85.7B AUM | 0.00% | $548,245 | 9.8K | Q1 2026OLDER |
| GOLDMAN SACHS GROUP INC$870.9B AUM | 0.00% | $5M | 97.6K | Q1 2026OLDER |
| TWO SIGMA INVESTMENTS, LP$123.9B AUM | 0.00% | $421,210 | 7.3K | Q4 2025OLDER |
| MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM | 0.00% | $365,419 | 6.6K | Q1 2026OLDER |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $487,346 | 8.8K | Q1 2026OLDER |
| PRINCIPAL SECURITIES, INC.$6.8B AUM | 0.00% | $29,627 | 524 | Q3 2025OLDER |
| Arax Advisory Partners$3.5B AUM | 0.00% | $16,757 | 301 | Q1 2026OLDER |
| AMERIPRISE FINANCIAL INC$431.8B AUM | 0.00% | $2M | 36.1K | Q1 2026OLDER |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $166,073 | 3.0K | Q1 2026OLDER |
| Creative Planning$147.4B AUM | 0.00% | $404,905 | 7.3K | Q1 2026OLDER |
| AlphaCore Capital LLC$4.2B AUM | 0.00% | $11,540 | 200 | Q4 2025OLDER |
| PITTENGER & ANDERSON INC$2.5B AUM | 0.00% | $6,810 | 120 | Q3 2025OLDER |
| CoreCap Advisors, LLC$3.4B AUM | 0.00% | $8,166 | 140 | Q2 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $330,941 | 5.9K | Q1 2026OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $2M | 28.9K | Q1 2026OLDER |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC$20.1B AUM | 0.00% | $21,136 | 380 | Q1 2026OLDER |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$481.0B AUM | 0.00% | $450,927 | 8.1K | Q1 2026OLDER |
| TD Waterhouse Canada Inc.$33.7B AUM | 0.00% | $29,140 | 500 | Q1 2026OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $516,117 | 9.3K | Q1 2026OLDER |
| BLAIR WILLIAM & CO/IL$34.9B AUM | 0.00% | $26,404 | 474 | Q1 2026OLDER |
| US BANCORP \DE\$82.4B AUM | 0.00% | $56,895 | 1.0K | Q1 2026OLDER |
| ASSETMARK, INC$49.0B AUM | 0.00% | $22,435 | 403 | Q1 2026OLDER |
| CWM, LLC$38.1B AUM | 0.00% | $16,979 | 305 | Q1 2026OLDER |
| MATHER GROUP, LLC.$10.0B AUM | 0.00% | $3,897 | 70 | Q1 2026OLDER |
| MAI Capital Management$17.7B AUM | 0.00% | $6,576 | 118 | Q1 2026OLDER |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $404,796 | 7.4K | Q1 2026OLDER |
| SIGNATUREFD, LLC$6.5B AUM | 0.00% | $1,400 | 25 | Q3 2025OLDER |
| Aptus Capital Advisors, LLC$12.7B AUM | 0.00% | $2,728 | 49 | Q1 2026OLDER |
| USA FINANCIAL FORMULAS$531M AUM | 0.00% | $111 | 2 | Q1 2026OLDER |
| FMR LLC$1.90T AUM | 0.00% | $370,686 | 6.7K | Q1 2026OLDER |
| PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM | 0.00% | $17,887 | 310 | Q4 2025OLDER |
| BEACON INVESTMENT ADVISORY SERVICES, INC.$2.7B AUM | 0.00% | $117 | 2 | Q2 2026 |
| BANK OF MONTREAL /CAN/$268.5B AUM | 0.00% | $5,046 | 91 | Q1 2026OLDER |
| Russell Investments Group, Ltd.$93.1B AUM | 0.00% | $1,559 | 28 | Q1 2026OLDER |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $111 | 2 | Q1 2026OLDER |
| BlackRock, Inc.$5.72T AUM | 0.00% | $23,159 | 416 | Q1 2026OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.