SEC 13F Intelligence

Managers / Q3 2024 · view latest →

Axim Planning & Wealth

CIK 0001950607 · 4 SYCAMORE CREEK DRIVE, SPRINGBORO, OH, 45066 · (937) 291-2060

Reported Value
$89M
Q3 2024
Positions
35
Filings on Record
16
2019–present window
Filed
Nov 6, 2024
original filing

Summary

Axim Planning & Wealth reported $89M in U.S.-listed holdings across 35 positions for Q3 2024.

The portfolio is heavily concentrated: EH alone accounts for 73.3% of reported value.

Compared with Q2 2024, the fund opened 9 new positions and exited 1.

Portfolio Metrics

Turnover
+0.7%
vs prior filed quarter
Top-10 Concentration
+94.8%
share of reported value
Largest Position
+73.3%
Ehang
New / Exited
9 / 1
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q3 ’22: $102MQ3 ’22Q4 ’22: $97MQ1 ’23: $101MQ1 ’23Q2 ’23: $111MQ3 ’23: $113MQ3 ’23Q4 ’23: $109MQ1 ’24: $123MQ1 ’24Q2 ’24: $83MQ3 ’24: $89MQ3 ’24Q4 ’24: $94MQ1 ’25: $113MQ1 ’25Q2 ’25: $109MQ3 ’25: $127MQ3 ’25Q4 ’25: $95MQ1 ’26: $82MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ADR: 73.9%Common Stock: 13.5%Closed-End Fund: 8.8%ETP: 3.8%
  • ADR · 73.9% · $66M
  • Common Stock · 13.5% · $12M
  • Closed-End Fund · 8.8% · $8M
  • ETP · 3.8% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2024 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TSLATESLA INCNEW+1.3K1.3K+$342,997$342,997
QQQINVESCO QQQ TRNEW+512512+$249,892$249,892
MOALTRIA GROUP INCNEW+4.2K4.2K+$214,164$214,164
EFVISHARES TRNEW+3.6K3.6K+$209,294$209,294
EFGISHARES TRNEW+1.9K1.9K+$209,164$209,164
IVEISHARES TRNEW+1.0K1.0K+$202,494$202,494
QSQUANTUMSCAPE CORPNEW+15.5K15.5K+$89,355$89,355
LUCID GROUP INCNEW+13.5K13.5K+$47,655$47,655

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2024

29 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1EHEHANG HLDGS LTDhistory →ADS73.29%$65M4.60M
2HPFHANCOCK JOHN PFD INCOME FD Ihistory →COM8.82%$8M420.0K
3CCLCARNIVAL CORPhistory →UNIT 99/99/99995.35%$5M257.4K
4QUALISHARES TRMSCI USA QLT FCT · S&P 500 GRWT ETF · CORE S&P500 ETF · EAFE VALUE ETF · EAFE GRWTH ETF · S&P 500 VAL ETF2.07%$2M13.8K
5PGPROCTER AND GAMBLE COhistory →COM1.30%$1M6.7K
6MSFTMICROSOFT CORPhistory →COM1.24%$1M2.6K
7USBUS BANCORP DELCOM NEW0.79%$705,29415.4K
8ETF SER SOLUTIONSAPTUS COLLRD INV · APTUS DRAWDOWN0.77%$687,43016.1K
9NIONIO INCSPON ADS0.60%$536,95880.4K
10PMPHILIP MORRIS INTL INCCOM0.56%$494,8264.1K
11JPMJPMORGAN CHASE & CO.COM0.46%$409,7011.9K
12BONDPIMCO ETF TRACTIVE BD ETF0.40%$352,4223.7K
13TSLATESLA INCCOM0.39%$342,9971.3K
14SBUXSTARBUCKS CORPCOM0.37%$325,2273.3K
15MDLZMONDELEZ INTL INCCL A0.36%$321,7914.4K
16CATCATERPILLAR INCCOM0.36%$319,154816
17EXMOCEXXON MOBIL CORPCOM0.36%$316,1422.7K
18SOFISOFI TECHNOLOGIES INCCOM0.29%$258,73532.9K
19DYNFBLACKROCK ETF TRUSTUS EQT FACTOR0.29%$258,6795.2K
20AAPLAPPLE INCCOM0.29%$253,2711.1K
21QQQINVESCO QQQ TRUNIT SER 10.28%$249,892512
22AMZNAMAZON COM INCCOM0.27%$239,0611.3K
23METAMETA PLATFORMS INCCL A0.26%$226,686396
24MOALTRIA GROUP INCCOM0.24%$214,1644.2K
25GOOGLALPHABET INCCAP STK CL A0.23%$205,1561.2K
26LCNBLCNB CORPCOM0.20%$173,30511.5K
27QSQUANTUMSCAPE CORPCOM CL A0.10%$89,35515.5K
28LUCID GROUP INCCOM0.05%$47,65513.5K
29TDUPTHREDUP INCCL A0.02%$21,05025.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$82M84May 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$95M74Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$127M83Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$109M71Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$113M45May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$94M41Feb 11, 202513F-HRchanges · EDGAR ↗
Q3 2024$89M35Nov 6, 202413F-HRchanges · EDGAR ↗
Q2 2024$83M27Jul 29, 202413F-HRchanges · EDGAR ↗
Q1 2024$123M24Apr 24, 202413F-HRchanges · EDGAR ↗
Q4 2023$109M28Jan 25, 202413F-HRchanges · EDGAR ↗
Q3 2023$113M28Nov 1, 202313F-HRchanges · EDGAR ↗
Q2 2023$111M24Jul 19, 202313F-HRchanges · EDGAR ↗
Q1 2023$101M24Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022$97M26Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$102M167Nov 14, 202213F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.