SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Axim Planning & Wealth

CIK 0001950607 · 4 SYCAMORE CREEK DRIVE, SPRINGBORO, OH, 45066 · (937) 291-2060

Reported Value
$113M
Q3 2023
Positions
28
Filings on Record
16
2019–present window
Filed
Nov 1, 2023
original filing

Summary

Axim Planning & Wealth reported $113M in U.S.-listed holdings across 28 positions for Q3 2023.

The portfolio is heavily concentrated: EH alone accounts for 59.6% of reported value.

Compared with Q2 2023, the fund opened 4 new positions and exited 0.

Portfolio Metrics

Turnover
+17.5%
vs prior filed quarter
Top-10 Concentration
+96.2%
share of reported value
Largest Position
+59.6%
Ehang

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q3 ’22: $102MQ3 ’22Q4 ’22: $97MQ1 ’23: $101MQ1 ’23Q2 ’23: $111MQ3 ’23: $113MQ3 ’23Q4 ’23: $109MQ1 ’24: $123MQ1 ’24Q2 ’24: $83MQ3 ’24: $89MQ3 ’24Q4 ’24: $94MQ1 ’25: $113MQ1 ’25Q2 ’25: $109MQ3 ’25: $127MQ3 ’25Q4 ’25: $95MQ1 ’26: $82MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ADR: 60.7%ETP: 28.0%Common Stock: 11.0%Other: 0.2%
  • ADR · 60.7% · $69M
  • ETP · 28.0% · $32M
  • Common Stock · 11.0% · $12M
  • Other · 0.2% · $228,723

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
EXCHANGE LISTED FDS TRNEW+10.7K10.7K+$228,723$228,723
MRKMERCK & CO INCNEW+2.2K2.2K+$225,769$225,769
CATCATERPILLAR INCNEW+800800+$218,400$218,400
SOFISOFI TECHNOLOGIES INCNEW+19.1K19.1K+$152,609$152,609
NIONIO INCADDED+56.2K76.0K+$495,171$687,130
PROSHARES TR IITRIMMED149.9K9.5K$10M$514,707
BABAALIBABA GROUP HLDG LTDTRIMMED20.3K6.4K$2M$551,493
AALAMERICAN AIRLS GROUP INCTRIMMED11.2K10.9K$256,750$139,527

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

26 positions
#IssuerClass% PortfolioValueShares
1EHEHANG HLDGS LTDhistory →ADS59.65%$68M3.75M
2KRANESHARES TRCSI CHI INTERNET25.72%$29M1.06M
3CCLCARNIVAL CORPhistory →COMMON STOCK5.34%$6M440.8K
4DRSKETF SER SOLUTIONSAPTUS DRAWDOWN · APTUS COLLRD INV · APTUS DEFINED1.62%$2M62.0K
5PGPROCTER AND GAMBLE COCOM0.97%$1M7.5K
6MSFTMICROSOFT CORPCOM0.75%$848,7362.7K
7JPMJPMORGAN CHASE & COCOM0.62%$697,4014.8K
8NIONIO INCSPON ADS0.61%$687,13076.0K
9BABAALIBABA GROUP HLDG LTDSPONSORED ADS0.49%$551,4936.4K
10USBUS BANCORP DELCOM NEW0.46%$518,44715.7K
11PROSHARES TR IIULTRA BLOOMBERG0.45%$514,7079.5K
12PMPHILIP MORRIS INTL INCCOM0.34%$388,0954.2K
13RCLROYAL CARIBBEAN GROUPCOM0.33%$377,7744.1K
14SBUXSTARBUCKS CORPCOM0.27%$304,6593.3K
15MDLZMONDELEZ INTL INCCL A0.27%$303,1394.4K
16MOALTRIA GROUP INCCOM0.25%$282,6186.7K
17VGSHVANGUARD SCOTTSDALE FDSSHORT TERM TREAS0.24%$274,6374.8K
18EXMOCEXXON MOBIL CORPCOM0.24%$271,0222.3K
19EXCHANGE LISTED FDS TRCABANA TARGET 130.20%$228,72310.7K
20DEDEERE & COCOM0.20%$226,428600
21MRKMERCK & CO INCCOM0.20%$225,7692.2K
22CATCATERPILLAR INCCOM0.19%$218,400800
23CSCOCISCO SYS INCCOM0.19%$216,0614.0K
24LCNBLCNB CORPCOM0.14%$164,10511.5K
25SOFISOFI TECHNOLOGIES INCCOM0.13%$152,60919.1K
26AALAMERICAN AIRLS GROUP INCCOM0.12%$139,52710.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$82M84May 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$95M74Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$127M83Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$109M71Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$113M45May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$94M41Feb 11, 202513F-HRchanges · EDGAR ↗
Q3 2024$89M35Nov 6, 202413F-HRchanges · EDGAR ↗
Q2 2024$83M27Jul 29, 202413F-HRchanges · EDGAR ↗
Q1 2024$123M24Apr 24, 202413F-HRchanges · EDGAR ↗
Q4 2023$109M28Jan 25, 202413F-HRchanges · EDGAR ↗
Q3 2023$113M28Nov 1, 202313F-HRchanges · EDGAR ↗
Q2 2023$111M24Jul 19, 202313F-HRchanges · EDGAR ↗
Q1 2023$101M24Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022$97M26Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$102M167Nov 14, 202213F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.