SEC 13F Intelligence

Managers / Q4 2022 · view latest →

COMPASS FINANCIAL ADVISORS LLC

CIK 0001913221 · 9933 DUPONT CIRCLE DRIVE WEST, SUITE 100, FORT WAYNE, IN, 46825 · 260-490-7878

Reported Value
$74M
Q4 2022
Positions
126
Filings on Record
8
2022–present window
Filed
Feb 6, 2023
original filing

Summary

Compass Financial Advisors LLC reported $74M in U.S.-listed holdings across 126 positions for Q4 2022.

Its largest position, SPYG, represents 6.0% of the portfolio.

Compared with Q3 2022, the fund opened 19 new positions and exited 10.

Portfolio Metrics

Turnover
+6.9%
vs prior filed quarter
Top-10 Concentration
+35.3%
share of reported value
Largest Position
+6.0%
Spdr
New / Exited
19 / 10
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’21: $91MQ4 ’21Q1 ’22: $90MQ1 ’22Q2 ’22: $73MQ2 ’22Q3 ’22: $67MQ3 ’22Q4 ’22: $74MQ4 ’22Q1 ’23: $79MQ1 ’23Q2 ’23: $0Q2 ’23Q3 ’23: $0Q3 ’23filingsflow.com

Portfolio Composition

By security type
Common Stock: 68.3%ETP: 27.4%Closed-End Fund: 1.6%Other: 1.4%REIT: 1.0%ADR: 0.3%
  • Common Stock · 68.3% · $51M
  • ETP · 27.4% · $20M
  • Closed-End Fund · 1.6% · $1M
  • Other · 1.4% · $1M
  • REIT · 1.0% · $754,319
  • ADR · 0.3% · $225,229

Quarter-over-Quarter Changes full breakdown →

vs Q3 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CSCOCISCO SYS INCNEW+12.2K12.2K+$579,105$579,105
SMGSCOTTS MIRACLE-GRO CONEW+8.6K8.6K+$419,915$419,915
SYNOVUS FINL CORPNEW+9.9K9.9K+$371,407$371,407
YETIYETI HLDGS INCNEW+7.0K7.0K+$287,724$287,724
KORNIT DIGITAL LTDNEW+11.5K11.5K+$265,189$265,189
EVHEVOLENT HEALTH INCNEW+8.6K8.6K+$242,050$242,050
SHOPSHOPIFY INCNEW+7.0K7.0K+$241,859$241,859
EMREMERSON ELEC CONEW+2.5K2.5K+$236,589$236,589

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2022

106 positions (from 126 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPYGSPDR SER TRPRTFLO S&P500 VL · PRTFLO S&P500 GW · PORTFOLIO S&P600 · PORTFOLIO SHORT · PORTFOLIO INTRMD · PORTFLI TIPS ETF · PORTFOLIO LN COR · S&P DIVID ETF6.02%$4M122.0K
2VTIVANGUARD INDEX FDShistory →TOTAL STK MKT5.21%$4M20.2K
3VGTVANGUARD WORLD FDSINF TECH ETF · HEALTH CAR ETF · CONSUM DIS ETF · FINANCIALS ETF · INDUSTRIAL ETF · COMM SRVC ETF · CONSUM STP ETF4.68%$3M20.1K
4AAPLAPPLE INChistory →COM3.82%$3M21.8K
5JPMJPMORGAN CHASE & COhistory →COM3.34%$2M18.5K
6EFAISHARES TRMSCI EAFE ETF · PFD AND INCM SEC · CORE US AGGBD ET · BLACKROCK ULTRA · CORE S&P500 ETF3.06%$2M43.5K
7EXMOCEXXON MOBIL CORPhistory →COM2.49%$2M16.7K
8VCSHVANGUARD SCOTTSDALE FDShistory →SHRT TRM CORP BD2.26%$2M22.3K
9MSFTMICROSOFT CORPhistory →COM2.26%$2M7.0K
10JNJJOHNSON & JOHNSONhistory →COM2.16%$2M9.1K
11BMYBRISTOL-MYERS SQUIBB COhistory →COM1.99%$1M20.5K
12CVXCHEVRON CORP NEWhistory →COM1.98%$1M8.2K
13GOOGALPHABET INCCAP STK CL C · CAP STK CL A1.95%$1M16.4K
14SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.70%$1M3.3K
15MCKMCKESSON CORPhistory →COM1.70%$1M3.4K
16GSYINVESCO ACTIVELY MANAGED ETFhistory →ULTRA SHRT DUR1.53%$1M22.9K
17JBHTHUNT J B TRANS SVCS INChistory →COM1.42%$1M6.1K
18NVDANVIDIA CORPORATIONhistory →COM1.40%$1M7.1K
19INTCINTEL CORPhistory →COM1.33%$986,74137.3K
20XEVVXEATON VANCE LTD DURATION INChistory →COM1.28%$952,099101.4K
21ABBVABBVIE INChistory →COM1.27%$941,3185.8K
22AMZNAMAZON COM INChistory →COM1.26%$937,44011.2K
23DXCMDEXCOM INChistory →COM1.24%$921,4348.1K
24TAT&T INChistory →COM1.15%$850,77146.2K
25EXKEXACT SCIENCES CORPhistory →COM1.11%$824,68816.7K
26SPDWSPDR INDEX SHS FDSPORTFOLIO DEVLPD · PORTFOLIO EMG MK1.11%$824,46427.0K
27SPTSPROUT SOCIAL INChistory →COM CL A1.09%$810,82214.4K
28NUVEEN PFD & INCOME SECS FDCOM1.08%$798,735117.5K
29HDHOME DEPOT INChistory →COM1.06%$787,0022.5K
30GSGOLDMAN SACHS GROUP INChistory →COM1.06%$784,5742.3K
31LLYLILLY ELI & COhistory →COM1.05%$781,4342.1K
32CRMSALESFORCE INCCOM0.98%$729,1125.5K
33WMTWALMART INCCOM0.97%$722,7045.1K
34DUKDUKE ENERGY CORP NEWCOM NEW0.95%$704,8646.8K
35PFEPFIZER INCCOM0.89%$661,37812.9K
36DHRDANAHER CORPORATIONCOM0.87%$646,2982.4K
37KOCOCA COLA COCOM0.84%$620,1989.8K
38EDCONSOLIDATED EDISON INCCOM0.79%$586,3476.2K
39CSCOCISCO SYS INCCOM0.78%$579,10512.2K
40BXBLACKSTONE INCCOM0.77%$568,5927.7K
41MDTMEDTRONIC PLCSHS0.73%$538,2116.9K
42PCTYPAYLOCITY HLDG CORPCOM0.72%$534,4092.8K
43SJMSMUCKER J M COCOM NEW0.70%$518,6563.3K
44SYKSTRYKER CORPORATIONCOM0.69%$513,8622.1K
45IDXXIDEXX LABS INCCOM0.69%$510,7661.3K
46WDAYWORKDAY INCCL A0.68%$504,6673.0K
47VEEVVEEVA SYS INCCL A COM0.68%$502,0533.1K
48LNCLINCOLN NATL CORP INDCOM0.67%$499,53816.3K
49METAMETA PLATFORMS INCCL A0.66%$486,2944.0K
50BNDVANGUARD BD INDEX FDSTOTAL BND MRKT · SHORT TRM BOND0.64%$475,8316.5K
51UBERUBER TECHNOLOGIES INCCOM0.63%$470,63719.0K
52LMBSFIRST TR EXCHANGE-TRADED FDFST LOW OPPT EFT0.59%$438,8749.3K
53ICEINTERCONTINENTAL EXCHANGE INCOM0.58%$427,6984.2K
54NUENUCOR CORPCOM0.57%$426,5343.2K
55PGPROCTER AND GAMBLE COCOM0.57%$420,7342.8K
56SMGSCOTTS MIRACLE-GRO COCL A0.57%$419,9158.6K
57PEPPEPSICO INCCOM0.52%$387,6452.1K
58MOALTRIA GROUP INCCOM0.51%$379,3548.3K
59SYNOVUS FINL CORPCOM NEW0.50%$371,4079.9K
60HONHONEYWELL INTL INCCOM0.50%$367,6841.7K
61STLDSTEEL DYNAMICS INCCOM0.48%$357,9583.7K
62NFLXNETFLIX INCCOM0.48%$355,0361.2K
63DOWDOW INCCOM0.46%$341,9066.8K
64DOCUDOCUSIGN INCCOM0.44%$325,0385.9K
65VZVERIZON COMMUNICATIONS INCCOM0.44%$323,7418.2K
66ZTSZOETIS INCCL A0.43%$322,4102.2K
67CHWYCHEWY INCCL A0.42%$314,9208.5K
68CATCATERPILLAR INCCOM0.42%$310,9331.3K
69COSTCOSTCO WHSL CORP NEWCOM0.42%$309,051677
70TSLATESLA INCCOM0.41%$301,9142.5K
71NSCNORFOLK SOUTHN CORPCOM0.40%$297,3681.2K
72CVSCVS HEALTH CORPCOM0.39%$290,4003.1K
73YETIYETI HLDGS INCCOM0.39%$287,7247.0K
74COPCONOCOPHILLIPSCOM0.38%$284,5772.4K
75IBMINTERNATIONAL BUSINESS MACHSCOM0.38%$282,3442.0K
76GILDGILEAD SCIENCES INCCOM0.38%$279,9573.3K
77NINISOURCE INCCOM0.38%$278,45510.2K
78SBUXSTARBUCKS CORPCOM0.37%$275,8362.8K
79KORNIT DIGITAL LTDSHS0.36%$265,18911.5K
80PPURE STORAGE INCCL A0.35%$259,0909.7K
81UPSUNITED PARCEL SERVICE INCCL B0.35%$256,0021.5K
82BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.34%$249,900809
83CAGCONAGRA BRANDS INCCOM0.33%$247,6806.4K
84EVHEVOLENT HEALTH INCCL A0.33%$242,0508.6K
85SHOPSHOPIFY INCCL A0.33%$241,8597.0K
86EMREMERSON ELEC COCOM0.32%$236,5892.5K
87ZMZOOM VIDEO COMMUNICATIONS INCL A0.32%$236,2093.5K
88PSXPHILLIPS 66COM0.31%$232,8632.2K
89BACBANK AMERICA CORPCOM0.31%$232,0247.0K
90PCHPOTLATCHDELTIC CORPORATIONCOM0.31%$228,8455.2K
91BPBP PLCSPONSORED ADR0.30%$225,2296.4K
92QQQINVESCO QQQ TRUNIT SER 10.29%$218,881822
93PMPHILIP MORRIS INTL INCCOM0.29%$218,4372.2K
94JPSTJ P MORGAN EXCHANGE TRADED FULTRA SHRT INC0.29%$215,5594.3K
95WMWASTE MGMT INC DELCOM0.29%$214,6211.4K
96VVISA INCCOM CL A0.29%$212,9541.0K
97PNCPNC FINL SVCS GROUP INCCOM0.29%$212,4231.3K
98DEDEERE & COCOM0.28%$210,092490
99DNPDNP SELECT INCOME FD INCCOM0.28%$209,61518.6K
100ELVELEVANCE HEALTH INCCOM0.28%$207,240404

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$01Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$01Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$79M123May 3, 202313F-HRchanges · EDGAR ↗
Q4 2022$74M126Feb 6, 202313F-HRchanges · EDGAR ↗
Q3 2022$67M117Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$73M125Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$90M137May 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$91M137Feb 24, 202213F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.