SEC 13F Intelligence

Managers / Q3 2022 · view latest →

COMPASS FINANCIAL ADVISORS LLC

CIK 0001913221 · 9933 DUPONT CIRCLE DRIVE WEST, SUITE 100, FORT WAYNE, IN, 46825 · 260-490-7878

Reported Value
$67M
Q3 2022
Positions
117
Filings on Record
8
2022–present window
Filed
Nov 9, 2022
original filing

Summary

Compass Financial Advisors LLC reported $67M in U.S.-listed holdings across 117 positions for Q3 2022.

Its largest position, SPYG, represents 6.4% of the portfolio.

Compared with Q2 2022, the fund opened 3 new positions and exited 11.

Portfolio Metrics

Turnover
+3.1%
vs prior filed quarter
Top-10 Concentration
+36.3%
share of reported value
Largest Position
+6.4%
Spdr
New / Exited
3 / 11
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’21: $91MQ4 ’21Q1 ’22: $90MQ1 ’22Q2 ’22: $73MQ2 ’22Q3 ’22: $67MQ3 ’22Q4 ’22: $74MQ4 ’22Q1 ’23: $79MQ1 ’23Q2 ’23: $0Q2 ’23Q3 ’23: $0Q3 ’23filingsflow.com

Portfolio Composition

By security type
Common Stock: 66.4%ETP: 29.1%Closed-End Fund: 2.1%Other: 1.4%REIT: 1.1%
  • Common Stock · 66.4% · $45M
  • ETP · 29.1% · $20M
  • Closed-End Fund · 2.1% · $1M
  • Other · 1.4% · $909,000
  • REIT · 1.1% · $712,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
XMTRXOMETRY INCNEW+4.9K4.9K+$277,000$277,000
LEGLEGGETT & PLATT INCNEW+6.4K6.4K+$212,000$212,000
SYMSYMBOTIC INCNEW+14.7K14.7K+$169,000$169,000
GOOGLALPHABET INCADDED+6.2K6.5K−$87,000$626,000
GOOGALPHABET INCADDED+8.6K9.1K−$131,000$875,000
TSLATESLA INCADDED+1.6K2.5K+$100,000$650,000
MANDIANT INCSOLD OUT−35.9K0−$784,000$0
UCOPROSHARES TR IISOLD OUT−13.3K0−$558,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

98 positions (from 117 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPYGSPDR SER TRPRTFLO S&P500 VL · PRTFLO S&P500 GW · PORTFOLIO S&P600 · PORTFOLIO SHORT · PORTFOLIO INTRMD · PORTFLI TIPS ETF · PORTFOLIO LN COR · S&P DIVID ETF6.36%$4M123.5K
2VTIVANGUARD INDEX FDShistory →TOTAL STK MKT5.41%$4M20.3K
3VGTVANGUARD WORLD FDSINF TECH ETF · HEALTH CAR ETF · CONSUM DIS ETF · FINANCIALS ETF · INDUSTRIAL ETF · COMM SRVC ETF · CONSUM STP ETF4.86%$3M20.0K
4AAPLAPPLE INChistory →COM4.44%$3M21.6K
5PFFISHARES TRPFD AND INCM SEC · MSCI EAFE ETF · BLACKROCK ULTRA · CORE US AGGBD ET3.11%$2M46.2K
6JPMJPMORGAN CHASE & COhistory →COM2.78%$2M17.9K
7VCSHVANGUARD SCOTTSDALE FDShistory →SHRT TRM CORP BD2.46%$2M22.3K
8MSFTMICROSOFT CORPhistory →COM2.45%$2M7.1K
9GOOGALPHABET INCCAP STK CL C · CAP STK CL A2.23%$2M15.6K
10EXMOCEXXON MOBIL CORPhistory →COM2.22%$1M17.1K
11BMYBRISTOL-MYERS SQUIBB COhistory →COM2.21%$1M20.9K
12JNJJOHNSON & JOHNSONhistory →COM2.19%$1M9.0K
13AMZNAMAZON COM INChistory →COM2.00%$1M11.9K
14XEVVXEATON VANCE LTD DURATION INChistory →COM1.78%$1M130.4K
15GSYINVESCO ACTIVELY MANAGED ETFhistory →ULTRA SHRT DUR1.78%$1M24.2K
16CVXCHEVRON CORP NEWhistory →COM1.77%$1M8.3K
17SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.75%$1M3.3K
18MCKMCKESSON CORPhistory →COM1.70%$1M3.4K
19JBHTHUNT J B TRANS SVCS INChistory →COM1.41%$947,0006.1K
20NUVEEN PFD & INCOME SECS FDCOM1.35%$909,000138.4K
21SPTSPROUT SOCIAL INChistory →COM CL A1.27%$853,00014.1K
22CRMSALESFORCE INChistory →COM1.19%$801,0005.6K
23ABBVABBVIE INChistory →COM1.18%$792,0005.9K
24GSGOLDMAN SACHS GROUP INChistory →COM1.12%$756,0002.6K
25SPDWSPDR INDEX SHS FDSPORTFOLIO DEVLPD · PORTFOLIO EMG MK1.09%$736,00027.0K
26INTCINTEL CORPhistory →COM1.05%$706,00027.4K
27NVDANVIDIA CORPORATIONhistory →COM1.05%$706,0005.8K
28LLYLILLY ELI & COhistory →COM1.05%$705,0002.2K
29DXCMDEXCOM INChistory →COM1.01%$677,0008.4K
30WMTWALMART INCCOM0.99%$665,0005.1K
31PCTYPAYLOCITY HLDG CORPCOM0.98%$660,0002.7K
32DHRDANAHER CORPORATIONCOM0.97%$655,0002.5K
33TSLATESLA INCCOM0.97%$650,0002.5K
34METAMETA PLATFORMS INCCL A0.92%$621,0004.6K
35DUKDUKE ENERGY CORP NEWCOM NEW0.92%$616,0006.6K
36HDHOME DEPOT INCCOM0.91%$614,0002.2K
37PFEPFIZER INCCOM0.84%$568,00013.0K
38KOCOCA COLA COCOM0.83%$559,00010.0K
39VEEVVEEVA SYS INCCL A COM0.79%$533,0003.2K
40EDCONSOLIDATED EDISON INCCOM0.78%$528,0006.2K
41UBERUBER TECHNOLOGIES INCCOM0.75%$502,00018.9K
42BXBLACKSTONE INCCOM0.74%$501,0006.0K
43BNDVANGUARD BD INDEX FDSTOTAL BND MRKT · SHORT TRM BOND0.71%$476,0006.5K
44SJMSMUCKER J M COCOM NEW0.69%$465,0003.4K
45LNCLINCOLN NATL CORP INDCOM0.67%$454,00010.3K
46LMBSFIRST TR EXCHANGE-TRADED FDFST LOW OPPT EFT0.66%$447,0009.4K
47ABNBAIRBNB INCCOM CL A0.66%$441,0004.2K
48WDAYWORKDAY INCCL A0.65%$440,0002.9K
49EXKEXACT SCIENCES CORPCOM0.65%$439,00013.5K
50SYKSTRYKER CORPORATIONCOM0.63%$426,0002.1K
51GPNGLOBAL PMTS INCCOM0.62%$420,0003.9K
52JPSTJ P MORGAN EXCHANGE TRADED FULTRA SHRT INC0.62%$414,0008.3K
53IDXXIDEXX LABS INCCOM0.61%$408,0001.3K
54TAT&T INCCOM0.60%$403,00026.3K
55MDTMEDTRONIC PLCSHS0.58%$391,0004.8K
56ICEINTERCONTINENTAL EXCHANGE INCOM0.56%$377,0004.2K
57PGPROCTER AND GAMBLE COCOM0.52%$350,0002.8K
58PEPPEPSICO INCCOM0.52%$350,0002.1K
59NUENUCOR CORPCOM0.51%$346,0003.2K
60MOALTRIA GROUP INCCOM0.49%$331,0008.2K
61ZTSZOETIS INCCL A0.48%$326,0002.2K
62DOCUDOCUSIGN INCCOM0.48%$324,0006.1K
63COSTCOSTCO WHSL CORP NEWCOM0.48%$320,000677
64CHWYCHEWY INCCL A0.45%$303,0009.9K
65DOWDOW INCCOM0.43%$292,0006.7K
66VZVERIZON COMMUNICATIONS INCCOM0.43%$291,0007.7K
67HONHONEYWELL INTL INCCOM0.42%$286,0001.7K
68NFLXNETFLIX INCCOM0.42%$283,0001.2K
69CVSCVS HEALTH CORPCOM0.42%$280,0002.9K
70CVNACARVANA COCL A0.41%$278,00013.7K
71XMTRXOMETRY INCCLASS A COM0.41%$277,0004.9K
72STLDSTEEL DYNAMICS INCCOM0.38%$259,0003.7K
73NINISOURCE INCCOM0.38%$255,00010.1K
74NSCNORFOLK SOUTHN CORPCOM0.38%$253,0001.2K
75SBUXSTARBUCKS CORPCOM0.37%$246,0002.9K
76COPCONOCOPHILLIPSCOM0.36%$242,0002.4K
77UPSUNITED PARCEL SERVICE INCCL B0.36%$240,0001.5K
78PPURE STORAGE INCCL A0.35%$238,0008.7K
79BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.34%$229,000859
80CATCATERPILLAR INCCOM0.34%$229,0001.4K
81IBMINTERNATIONAL BUSINESS MACHSCOM0.34%$228,0001.9K
82BABOEING COCOM0.33%$225,0001.9K
83QQQINVESCO QQQ TRUNIT SER 10.33%$220,000822
84WMWASTE MGMT INC DELCOM0.33%$219,0001.4K
85GILDGILEAD SCIENCES INCCOM0.32%$216,0003.5K
86CCITIGROUP INCCOM NEW0.32%$213,0005.1K
87DISDISNEY WALT COCOM0.31%$212,0002.2K
88LEGLEGGETT & PLATT INCCOM0.31%$212,0006.4K
89BACBK OF AMERICA CORPCOM0.31%$212,0007.0K
90PYPLPAYPAL HLDGS INCCOM0.31%$210,0002.4K
91CAGCONAGRA BRANDS INCCOM0.31%$209,0006.4K
92PCHPOTLATCHDELTIC CORPORATIONCOM0.31%$208,0005.1K
93PDMPIEDMONT OFFICE REALTY TR INCOM CL A0.31%$208,00019.7K
94DNPDNP SELECT INCOME FD INCCOM0.29%$192,00018.5K
95SYMSYMBOTIC INCCLASS A COM0.25%$169,00014.7K
96CIMCHIMERA INVT CORPCOM NEW0.25%$166,00031.9K
97RITMRITHM CAPITAL CORPCOM NEW0.19%$130,00017.7K
98RPAYREPAY HLDGS CORPCOM CL A0.16%$106,00015.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$01Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$01Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$79M123May 3, 202313F-HRchanges · EDGAR ↗
Q4 2022$74M126Feb 6, 202313F-HRchanges · EDGAR ↗
Q3 2022$67M117Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$73M125Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$90M137May 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$91M137Feb 24, 202213F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.