SEC 13F Intelligence

Managers / Q3 2023 · view latest →

HERBST GROUP, LLC

CIK 0001909319 · 4 MELON PATCH LANE, WESTPORT, CT, 06880 · 212-488-1701

Reported Value
$140M
Q3 2023
Positions
71
Filings on Record
19
2019–present window
Filed
Oct 16, 2023
original filing

Summary

Herbst Group, LLC reported $140M in U.S.-listed holdings across 71 positions for Q3 2023.

Its largest position, XLE, represents 10.5% of the portfolio.

Compared with Q2 2023, the fund opened 5 new positions and exited 5.

Portfolio Metrics

Turnover
+6.7%
vs prior filed quarter
Top-10 Concentration
+44.0%
share of reported value
Largest Position
+10.5%
Select Sector Spdr Tr
New / Exited
5 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’21: $162MQ4 ’21Q1 ’22: $153MQ2 ’22: $127MQ3 ’22: $122MQ3 ’22Q4 ’22: $124MQ1 ’23: $142MQ2 ’23: $145MQ2 ’23Q3 ’23: $140MQ4 ’23: $156MQ1 ’24: $162MQ1 ’24Q2 ’24: $164MQ3 ’24: $161MQ4 ’24: $160MQ4 ’24Q1 ’25: $141MQ2 ’25: $167MQ3 ’25: $161MQ3 ’25Q4 ’25: $170MQ1 ’26: $162MQ2 ’26: $183MQ2 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 66.1%ETP: 32.3%REIT: 1.5%Closed-End Fund: 0.1%
  • Common Stock · 66.1% · $93M
  • ETP · 32.3% · $45M
  • REIT · 1.5% · $2M
  • Closed-End Fund · 0.1% · $99,202

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
METAMETA PLATFORMS INCNEW+4.9K4.9K+$1M$1M
PANWPALO ALTO NETWORKS INCNEW+2.4K2.4K+$562,656$562,656
VOOVANGUARD INDEX FDSNEW+1.2K1.2K+$474,382$474,382
CRWDCROWDSTRIKE HLDGS INCNEW+1.7K1.7K+$284,546$284,546
FATEFATE THERAPEUTICS INCNEW+15.7K15.7K+$33,284$33,284
RTXRTX CORPORATIONADDED+17.0K33.6K+$788,307$2M
GMGENERAL MTRS COSOLD OUT−78.0K0−$3M$0
MAMASTERCARD INCORPORATEDSOLD OUT−3.3K0−$1M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

58 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1XLESELECT SECTOR SPDR TRENERGY · SBI HEALTHCARE · TECHNOLOGY · SBI CONS DISCR · COMMUNICATION · FINANCIAL · RL EST SEL SEC · INDL · SBI CONS STPLS10.55%$15M168.5K
2ITAISHARES TRUS AER DEF ETF · ISHARES SEMICDTR4.79%$7M47.4K
3MSFTMICROSOFT CORPhistory →COM4.59%$6M20.4K
4LLYELI LILLY & COhistory →COM3.95%$6M10.3K
5GOOGLALPHABET INChistory →CAP STK CL A3.79%$5M40.5K
6AAPLAPPLE INChistory →COM3.60%$5M29.5K
7AMLPALPS ETF TRhistory →ALERIAN MLP3.36%$5M111.7K
8DRIVGLOBAL X FDSAUTONMOUS EV ETF · LITHIUM BTRY ETF · CYBRSCURTY ETF3.19%$4M152.8K
9AMZNAMAZON COM INChistory →COM3.13%$4M34.5K
10QQQINVESCO QQQ TRhistory →UNIT SER 13.05%$4M11.9K
11BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW2.65%$4M10.6K
12NVDANVIDIA CORPORATIONhistory →COM2.58%$4M8.3K
13OKEONEOK INC NEWhistory →COM2.55%$4M56.3K
14STZCONSTELLATION BRANDS INChistory →CL A2.47%$3M13.7K
15ALBALBEMARLE CORPhistory →COM2.37%$3M19.5K
16BABOEING COhistory →COM2.28%$3M16.7K
17EXMOCEXXON MOBIL CORPhistory →COM2.19%$3M26.1K
18SPYSPDR S&P 500 ETF TRhistory →TR UNIT2.08%$3M6.8K
19XMESPDR SER TRS&P METALS MNG · S&P REGL BKG · S&P BIOTECH2.07%$3M55.3K
20GDGENERAL DYNAMICS CORPhistory →COM2.04%$3M12.9K
21SCHWSCHWAB CHARLES CORPhistory →COM1.86%$3M47.4K
22CMCSACOMCAST CORP NEWhistory →CL A1.84%$3M58.1K
23TXTTEXTRON INChistory →COM1.82%$3M32.7K
24CVXCHEVRON CORP NEWhistory →COM1.82%$3M15.1K
25RTXRTX CORPORATIONhistory →COM1.73%$2M33.6K
26CRMSALESFORCE INChistory →COM1.58%$2M10.9K
27JEPIJ P MORGAN EXCHANGE TRADED Fhistory →EQUITY PREMIUM1.54%$2M40.3K
28DISDISNEY WALT COhistory →COM1.42%$2M24.5K
29BXBLACKSTONE INChistory →COM1.36%$2M17.8K
30AXPAMERICAN EXPRESS COhistory →COM1.34%$2M12.6K
31EESWISDOMTREE TRhistory →US SMALLCAP FUND1.31%$2M42.4K
32WMBWILLIAMS COS INChistory →COM1.18%$2M49.2K
33DVNDEVON ENERGY CORP NEWhistory →COM1.08%$2M31.8K
34LHXL3HARRIS TECHNOLOGIES INChistory →COM1.07%$2M8.6K
35METAMETA PLATFORMS INChistory →CL A1.05%$1M4.9K
36MARMARRIOTT INTL INC NEWhistory →CL A1.03%$1M7.3K
37JPMJPMORGAN CHASE & COCOM0.88%$1M8.5K
38VVISA INCCOM CL A0.85%$1M5.2K
39LULULULULEMON ATHLETICA INCCOM0.78%$1M2.9K
40LBRDKLIBERTY BROADBAND CORPCOM SER C0.76%$1M11.6K
41PFEPFIZER INCCOM0.75%$1M31.6K
42CGCARLYLE GROUP INCCOM0.70%$977,18432.4K
43STWDSTARWOOD PPTY TR INCCOM0.66%$930,73548.1K
44WBDWARNER BROS DISCOVERY INCCOM SER A0.66%$929,04085.5K
45IRMIRON MTN INC DELCOM0.52%$725,29012.2K
46GSBDGOLDMAN SACHS BDC INCSHS0.49%$687,23247.2K
47ELLAUDER ESTEE COS INCCL A0.45%$636,0204.4K
48PANWPALO ALTO NETWORKS INCCOM0.40%$562,6562.4K
49DKNGDRAFTKINGS INC NEWCOM CL A0.35%$491,64816.7K
50VOOVANGUARD INDEX FDSS&P 500 ETF SHS0.34%$474,3821.2K
51ENBENBRIDGE INCCOM0.28%$388,32311.7K
52CRWDCROWDSTRIKE HLDGS INCCL A0.20%$284,5461.7K
53WPCWP CAREY INCCOM0.19%$262,2884.8K
54MDBMONGODB INCCL A0.17%$242,102700
55SPGSIMON PPTY GROUP INC NEWCOM0.14%$201,4761.9K
56XXHYBXXNEW AMER HIGH INCOME FD INCCOM NEW0.07%$99,20215.3K
57BDTXBLACK DIAMOND THERAPEUTICS ICOM0.03%$39,13213.6K
58FATEFATE THERAPEUTICS INCCOM0.02%$33,28415.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$183M65Jul 9, 202613F-HRchanges · EDGAR ↗
Q1 2026$162M59Apr 9, 202613F-HRchanges · EDGAR ↗
Q4 2025$170M62Jan 16, 202613F-HRchanges · EDGAR ↗
Q3 2025$161M51Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$167M56Jul 15, 202513F-HRchanges · EDGAR ↗
Q1 2025$141M53Apr 11, 202513F-HRchanges · EDGAR ↗
Q4 2024$160M60Jan 15, 202513F-HRchanges · EDGAR ↗
Q3 2024$161M58Oct 7, 202413F-HRchanges · EDGAR ↗
Q2 2024$164M63Jul 22, 202413F-HRchanges · EDGAR ↗
Q1 2024$162M63Apr 22, 202413F-HRchanges · EDGAR ↗
Q4 2023$156M61Jan 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$140M71Oct 16, 202313F-HRchanges · EDGAR ↗
Q2 2023$145M71Jul 12, 202313F-HRchanges · EDGAR ↗
Q1 2023$142M72May 1, 202313F-HRchanges · EDGAR ↗
Q4 2022$124M69Feb 2, 202313F-HRchanges · EDGAR ↗
Q3 2022$122M75Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$127M77Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$153M73May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$162M80Feb 14, 202213F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.