SEC 13F Intelligence

Managers / Q3 2022 · view latest →

Financial Connections Group, Inc.

CIK 0001907157 · 21 TAMAL VISTA BLVD., #105, CORTE MADERA, CA, 94925 · 415-924-1091

Reported Value
$119M
Q3 2022
Positions
237
Filings on Record
18
2019–present window
Filed
Nov 1, 2022
original filing

Summary

Financial Connections Group, Inc. reported $119M in U.S.-listed holdings across 237 positions for Q3 2022.

The portfolio is heavily concentrated: CMF alone accounts for 23.4% of reported value.

Compared with Q2 2022, the fund opened 6 new positions and exited 63.

Portfolio Metrics

Turnover
+16.2%
vs prior filed quarter
Top-10 Concentration
+89.4%
share of reported value
Largest Position
+23.4%
Ishares Tr
New / Exited
6 / 63
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’21: $102MQ4 ’21Q1 ’22: $99MQ2 ’22: $113MQ3 ’22: $119MQ3 ’22Q4 ’22: $127MQ1 ’23: $141MQ2 ’23: $153MQ2 ’23Q3 ’23: $81MQ4 ’23: $154MQ1 ’24: $91MQ1 ’24Q2 ’24: $193MQ3 ’24: $203MQ4 ’24: $208MQ4 ’24Q1 ’25: $223MQ2 ’25: $242MQ3 ’25: $256MQ3 ’25Q4 ’25: $291MQ1 ’26: $288Mfilingsflow.com

Portfolio Composition

By security type
ETP: 92.1%Common Stock: 7.7%REIT: 0.1%Other: 0.1%ADR: 0.0%MLP: 0.0%
  • ETP · 92.1% · $109M
  • Common Stock · 7.7% · $9M
  • REIT · 0.1% · $77,000
  • Other · 0.1% · $68,000
  • ADR · 0.0% · $26,000
  • MLP · 0.0% · $19,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PGIM ETF TRNEW+42.6K42.6K+$1M$1M
PNQIINVESCO EXCHANGE TRADED FD TNEW+5454+$6,000$6,000
VOTEENGINE NO 1 ETF TRUSTNEW+2626+$1,000$1,000
COSTCOSTCO WHSL CORP NEWNEW+22+$0$0
SPOTSPOTIFY TECHNOLOGY S ANEW+55+$0$0
PWRDENGINE NO 1 ETF TRUSTNEW+1818+$0$0
DFASDIMENSIONAL ETF TRUSTADDED+134.5K134.9K+$6M$6M
GOOGLALPHABET INCADDED+1.9K2.0K−$40,000$188,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

180 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1CMFISHARES TRCALIF MUN BD ETF · ESG AWARE MSCI · ESG MSCI USA ETF · ESG EAFE ETF · ESG ADV TTL USD · CORE TOTAL USD · RUS 1000 GRW ETF · EGSADVNCDMSCI EM · CORE INTL AGGR · MSCI USA ESG SLC · RUSSELL 2000 ETF · CORE S&P500 ETF · RUS 1000 ETF · CONV BD ETF · SELECT DIVID ETF · RUS MDCP VAL ETF · CORE HIGH DV ETF · CORE S&P TTL STK · SP SMCP600VL ETF · RUSSELL 3000 ETF · S&P 500 GRWT ETF · S&P MC 400GR ETF · US TREAS BD ETF · GLOBAL REIT ETF · ESG AWRE USD ETF · MSCI GBL SUS DEV · GL CLEAN ENE ETF23.38%$28M662.9K
2DFAUDIMENSIONAL ETF TRUSTUS CORE EQT MKT · US SMALL CAP ETF · INTERNATNAL VAL · WORLD EX US CORE · INFLATION PROTE · US EQUITY ETF · US TARGETED VLU · INTL CORE EQT MK · EMGR CRE EQT MNG21.40%$25M960.2K
3TEQIT ROWE PRICE ETF INCPRICE EQT INCOME · ULTRA SHRT TRM · PRICE DIV GRWT · US EQUITY RESEAR14.75%$17M531.2K
4VUGVANGUARD INDEX FDSGROWTH ETF · LARGE CAP ETF · SML CP GRW ETF · TOTAL STK MKT · S&P 500 ETF SHS · SMALL CP ETF · EXTEND MKT ETF · MID CAP ETF12.17%$14M72.2K
5ACWVISHARES INCMSCI GBL MIN VOL · GLB AGRIC PR ETF4.31%$5M57.8K
6VIGIVANGUARD WHITEHALL FDSINTL DVD ETF · HIGH DIV YLD4.21%$5M80.2K
7VSGXVANGUARD WORLD FDESG INTL STK ETF · ESG US STK ETF · EXTENDED DUR3.90%$5M89.8K
8AAPLAPPLE INChistory →COM1.97%$2M16.9K
9VTEBVANGUARD MUN BD FDShistory →TAX EXEMPT BD1.87%$2M46.1K
10BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.43%$2M6.4K
11SPDWSPDR INDEX SHS FDShistory →PORTFOLIO DEVLPD1.37%$2M63.1K
12PGIM ETF TRACTV HY BD ETF1.18%$1M42.6K
13NUSHARES ETF TRNUVEEN ESG LRGVL1.13%$1M43.3K
14HYMBSPDR SER TRNUVEEN BLOOMBERG · PORTFOLIO S&P500 · PORTFLI TIPS ETF0.96%$1M25.3K
15MSFTMICROSOFT CORPCOM0.51%$602,0002.6K
16SRLNSSGA ACTIVE ETF TRBLACKSTONE SENR0.48%$568,00013.9K
17VXUSVANGUARD STAR FDSVG TL INTL STK F0.37%$439,0009.6K
18UNPUNION PAC CORPCOM0.30%$357,0001.8K
19JNJJOHNSON & JOHNSONCOM0.24%$282,0001.7K
20TSLATESLA INCCOM0.23%$268,0001.0K
21PEPPEPSICO INCCOM0.21%$253,0001.6K
22VIGVANGUARD SPECIALIZED FUNDSDIV APP ETF0.18%$214,0001.6K
23PFEPFIZER INCCOM0.18%$211,0004.8K
24GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.17%$201,0002.1K
25ORCLORACLE CORPCOM0.15%$181,0003.0K
26AMZNAMAZON COM INCCOM0.12%$146,0001.3K
27ABBVABBVIE INCCOM0.12%$140,0001.0K
28CLCOLGATE PALMOLIVE COCOM0.12%$138,0002.0K
29SPYSPDR S&P 500 ETF TRTR UNIT0.11%$127,000357
30VVISA INCCOM CL A0.11%$125,000706
31NEENEXTERA ENERGY INCCOM0.10%$122,0001.6K
32VCITVANGUARD SCOTTSDALE FDSINT-TERM CORP0.10%$117,0001.6K
33UNHUNITEDHEALTH GROUP INCCOM0.09%$108,000214
34ABTABBOTT LABSCOM0.09%$103,0001.1K
35HDHOME DEPOT INCCOM0.08%$99,000359
36BACBK OF AMERICA CORPCOM0.08%$94,0003.1K
37DHRDANAHER CORPORATIONCOM0.06%$71,000277
38RPDRAPID7 INCCOM0.06%$71,0001.7K
39SOSOUTHERN COCOM0.05%$62,000914
40CRMSALESFORCE INCCOM0.05%$59,000416
41NSCNORFOLK SOUTHN CORPCOM0.05%$59,000285
42QQQINVESCO QQQ TRUNIT SER 10.05%$54,000203
43EESWISDOMTREE TRUS SMALLCAP FUND0.04%$52,0001.4K
44FMCFMC CORPCOM NEW0.04%$52,000500
45PANWPALO ALTO NETWORKS INCCOM0.04%$51,000315
46TMOTHERMO FISHER SCIENTIFIC INCCOM0.04%$50,000100
47ADPAUTOMATIC DATA PROCESSING INCOM0.04%$50,000223
48AXPAMERICAN EXPRESS COCOM0.04%$45,000334
49METAMETA PLATFORMS INCCL A0.04%$43,000318
50MRKMERCK & CO INCCOM0.04%$42,000488
51CVXCHEVRON CORP NEWCOM0.03%$39,000275
52PHOINVESCO EXCHANGE TRADED FD TWATER RES ETF · NASDAQ INTERNT0.03%$38,000757
53KOCOCA COLA COCOM0.03%$36,000656
54BIVVANGUARD BD INDEX FDSINTERMED TERM · SHORT TRM BOND · TOTAL BND MRKT0.03%$35,000500
55SRESEMPRACOM0.03%$34,000229
56SBUXSTARBUCKS CORPCOM0.03%$33,000400
57NOWSERVICENOW INCCOM0.03%$32,00087
58FLOFLOWERS FOODS INCCOM0.03%$32,0001.3K
59SCHWSCHWAB CHARLES CORPCOM0.03%$32,000447
60GILDGILEAD SCIENCES INCCOM0.03%$31,000504
61ADBEADOBE SYSTEMS INCORPORATEDCOM0.03%$31,000113
62HONHONEYWELL INTL INCCOM0.03%$30,000180
63ATLASSIAN CORP PLCCL A0.02%$28,000135
64AMTAMERICAN TOWER CORP NEWCOM0.02%$28,000135
65IDXXIDEXX LABS INCCOM0.02%$27,00084
66INTCINTEL CORPCOM0.02%$26,0001.0K
67AMDADVANCED MICRO DEVICES INCCOM0.02%$25,000406
68DISDISNEY WALT COCOM0.02%$23,000250
69ORLYOREILLY AUTOMOTIVE INCCOM0.02%$23,00033
70ANNALY CAPITAL MANAGEMENT INCOM0.02%$23,0001.4K
71MDLZMONDELEZ INTL INCCL A0.02%$22,000405
72SVB FINANCIAL GROUPCOM0.02%$22,00066
73CIONCION INVT CORPCOM0.02%$22,0002.6K
74PPGPPG INDS INCCOM0.02%$22,000201
75NKENIKE INCCL B0.02%$22,000275
76ACNACCENTURE PLC IRELANDSHS CLASS A0.02%$21,00085
77BDXBECTON DICKINSON & COCOM0.02%$20,00094
78VEUVANGUARD INTL EQUITY INDEX FALLWRLD EX US · FTSE EMR MKT ETF0.02%$20,000514
79PNCPNC FINL SVCS GROUP INCCOM0.02%$19,000131
80ADIANALOG DEVICES INCCOM0.02%$19,000139
81ITWILLINOIS TOOL WKS INCCOM0.02%$19,000107
82AWKAMERICAN WTR WKS CO INC NEWCOM0.02%$18,000141
83WMTWALMART INCCOM0.02%$18,000141
84ZBHZIMMER BIOMET HOLDINGS INCCOM0.01%$17,000169
85DUKDUKE ENERGY CORP NEWCOM NEW0.01%$17,000187
86CTVACORTEVA INCCOM0.01%$17,000311
87PYPLPAYPAL HLDGS INCCOM0.01%$17,000200
88GSK PLCSPONSORED ADR0.01%$17,000593
89GLDSPDR GOLD TRGOLD SHS0.01%$17,000116
90APDAIR PRODS & CHEMS INCCOM0.01%$17,00075
91XLYSELECT SECTOR SPDR TRSBI CONS DISCR · COMMUNICATION0.01%$17,000205
92BLACKROCK INCCOM0.01%$15,00028
93ABRARBOR REALTY TRUST INCCOM0.01%$15,0001.3K
94VEAVANGUARD TAX-MANAGED FDSVAN FTSE DEV MKT0.01%$15,000420
95CSCOCISCO SYS INCCOM0.01%$14,000351
96VALEVALE S ASPONSORED ADS0.01%$13,0001.0K
97USBUS BANCORP DELCOM NEW0.01%$12,000298
98ETENERGY TRANSFER L PCOM UT LTD PTN0.01%$12,0001.1K
99UNILEVER PLCSPON ADR NEW0.01%$12,000291
100ONON SEMICONDUCTOR CORPCOM0.01%$12,000200

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$288M251May 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$291M235Jan 23, 202613F-HRchanges · EDGAR ↗
Q3 2025$256M241Oct 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$242M255Jul 24, 202513F-HRchanges · EDGAR ↗
Q1 2025$223M255May 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$208M235Jan 29, 202513F-HRchanges · EDGAR ↗
Q3 2024$203M216Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$193M345Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$91M166May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$154M237Jan 26, 202413F-HRchanges · EDGAR ↗
Q3 2023$81M136Nov 6, 202313F-HRchanges · EDGAR ↗
Q2 2023$153M251Jul 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$141M262May 5, 202313F-HRchanges · EDGAR ↗
Q4 2022$127M252Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$119M237Nov 1, 202213F-HRchanges · EDGAR ↗
Q2 2022$113M294Jul 22, 202213F-HRchanges · EDGAR ↗
Q1 2022$99M294Apr 29, 202213F-HRchanges · EDGAR ↗
Q4 2021$102M312Feb 14, 202213F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.