SEC 13F Intelligence

Managers / Q4 2021 · view latest →

Financial Connections Group, Inc.

CIK 0001907157 · 21 TAMAL VISTA BLVD., #105, CORTE MADERA, CA, 94925 · 415-924-1091

Reported Value
$102M
Q4 2021
Positions
312
Filings on Record
18
2019–present window
Filed
Feb 14, 2022
original filing

Summary

Financial Connections Group, Inc. reported $102M in U.S.-listed holdings across 312 positions for Q4 2021.

Its largest position, VUG, represents 13.7% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+62.4%
share of reported value
Largest Position
+13.7%
Vanguard Growth Etf

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’21: $102MQ4 ’21Q1 ’22: $99MQ2 ’22: $113MQ3 ’22: $119MQ3 ’22Q4 ’22: $127MQ1 ’23: $141MQ2 ’23: $153MQ2 ’23Q3 ’23: $81MQ4 ’23: $154MQ1 ’24: $91MQ1 ’24Q2 ’24: $193MQ3 ’24: $203MQ4 ’24: $208MQ4 ’24Q1 ’25: $223MQ2 ’25: $242MQ3 ’25: $256MQ3 ’25Q4 ’25: $291MQ1 ’26: $288Mfilingsflow.com

Portfolio Composition

By security type
ETP: 81.4%Common Stock: 17.6%Other: 0.4%REIT: 0.4%ADR: 0.0%MLP: 0.0%
  • ETP · 81.4% · $83M
  • Common Stock · 17.6% · $18M
  • Other · 0.4% · $452,000
  • REIT · 0.4% · $426,000
  • ADR · 0.0% · $47,000
  • MLP · 0.0% · $14,000

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
VUGVanguard Growth ETFNEW+43.3K43.3K+$14M$14M
ACWViShares MSCI Global Min Vol Factor ETFNEW+80.2K80.2K+$9M$9M
VXFVanguard Extended Market ETFNEW+43.3K43.3K+$8M$8M
DFAUDimensional US Core Equity Market ETFNEW+199.2K199.2K+$7M$7M
ESMLiShares ESG Aware MSCI USA Small-Cap ETFNEW+139.3K139.3K+$6M$6M
SPDWSPDR Portfolio Developed Wld ex-US ETFNEW+143.4K143.4K+$5M$5M
USXFiShares ESG Advanced MSCI USA ETFNEW+120.5K120.5K+$5M$5M
AAPLApple IncNEW+26.0K26.0K+$5M$5M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

311 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VUGVanguard Growth ETFhistory →COM13.67%$14M43.3K
2ACWViShares MSCI Global Min Vol Factor ETFhistory →COM8.54%$9M80.2K
3VXFVanguard Extended Market ETFhistory →COM7.80%$8M43.3K
4DFAUDimensional US Core Equity Market ETFhistory →COM6.47%$7M199.2K
5ESMLiShares ESG Aware MSCI USA Small-Cap ETFhistory →COM5.53%$6M139.3K
6SPDWSPDR Portfolio Developed Wld ex-US ETFhistory →COM5.15%$5M143.4K
7USXFiShares ESG Advanced MSCI USA ETFhistory →COM4.68%$5M120.5K
8AAPLApple Inchistory →COM4.54%$5M26.0K
9VVVanguard Large-Cap ETFhistory →COM3.69%$4M17.0K
10TCHPT. Rowe Price Blue Chip Growth ETFhistory →COM2.29%$2M70.1K
11VBKVanguard Small-Cap Growth ETFhistory →COM2.26%$2M8.1K
12VTEBVanguard Tax-Exempt Bond ETFhistory →COM2.05%$2M37.9K
13VXUSVanguard Total International Stock ETFhistory →COM2.02%$2M32.3K
14BRK/BBerkshire Hathaway Inc Cl Bhistory →COM1.97%$2M6.7K
15VTIVanguard Total Stock Market ETFhistory →COM1.76%$2M7.4K
16DMXFiShares ESG Advanced MSCI EAFE ETFhistory →COM1.59%$2M23.5K
17IWFiShares Russell 1000 Growth ETFhistory →COM1.50%$2M5.0K
18iShares ESG Advanced Ttl USD Bd Mrkt ETFCOM1.35%$1M27.7K
19PFEPfizer Inchistory →COM1.22%$1M21.0K
20MSFTMicrosoft Corphistory →COM1.19%$1M3.6K
21NULGNuveen ESG Large-Cap Growth ETFCOM0.92%$937,00013.7K
22VOOVanguard S&P 500 ETFCOM0.82%$838,0001.9K
23JNJJohnson & JohnsonCOM0.80%$815,0004.8K
24DFATDimensional US Targeted Value ETFCOM0.80%$814,00017.1K
25iShares Core Total USD Bond Market ETFCOM0.78%$791,00014.9K
26SPDR DoubleLine Emerg Mkts Fxd Inc ETFCOM0.71%$723,00014.8K
27CMFiShares California Muni Bond ETFCOM0.69%$705,00011.3K
28VSGXVanguard ESG International Stock ETFCOM0.59%$597,0009.6K
29HYMBSPDR Nuveen BB Hi Yld Muncpl Bd ETFCOM0.54%$547,0009.1K
30UNPUnion Pacific CorpCOM0.46%$464,0001.8K
31ESGVVanguard ESG US Stock ETFCOM0.41%$416,0004.7K
32VIGIVanguard Intl Div Apprec ETFCOM0.38%$390,0004.6K
33GOOGLAlphabet Inc Class ACOM0.36%$361,000125
34TDVGT. Rowe Price Dividend Growth ETFCOM0.33%$332,0009.4K
35TSLATesla IncCOM0.32%$325,000308
36AMGNAmgen IncCOM0.31%$319,0001.4K
37EMXFiShares ESG Advanced MSCI EM ETFCOM0.31%$311,0007.2K
38PGProcter & Gamble CoCOM0.30%$300,0001.8K
39VIGVanguard Dividend Appreciation ETFCOM0.28%$283,0001.7K
40ORCLOracle CorpCOM0.27%$276,0003.2K
41PEPPepsiCo IncCOM0.26%$269,0001.6K
42SUSAiShares MSCI USA ESG Select ETFCOM0.24%$247,0002.3K
43WPCW.P. Carey IncCOM0.24%$240,0002.9K
44SPYSPDR S&P 500 ETF TrustCOM0.22%$224,000473
45CSCOCisco Systems IncCOM0.20%$204,0003.2K
46CACCamden National CorpCOM0.20%$204,0004.3K
47MRKMerck & Co IncCOM0.19%$198,0002.6K
48RPDRapid7 IncCOM0.19%$196,0001.7K
49IWMiShares Russell 2000 ETFCOM0.18%$187,000842
50DFIPDimensional Inflation-Protected Sec ETFCOM0.18%$182,0003.7K
51CLColgate-Palmolive CoCOM0.18%$179,0002.1K
52SRLNSPDR Blackstone Senior Loan ETFCOM0.17%$177,0003.9K
53AMZNAmazon.com IncCOM0.17%$176,00053
54VVisa Inc Class ACOM0.17%$175,000811
55NXPINXP Semiconductors NVCOM0.17%$170,000750
56SPDR Portfolio Emerging Markets ETFCOM0.17%$170,0004.1K
57HDThe Home Depot IncCOM0.17%$170,000409
58DFUSDimensional US Equity ETFCOM0.15%$157,0003.0K
59IVViShares Core S&P 500 ETFCOM0.15%$157,000331
60METAMeta Platforms Inc Class ACOM0.15%$155,000463
61IWBiShares Russell 1000 ETFCOM0.15%$153,000582
62ABTAbbott LaboratoriesCOM0.15%$149,0001.1K
63IAGGiShares Core International Aggt Bd ETFCOM0.14%$145,0002.7K
64NKENike Inc Class BCOM0.14%$143,000859
65ABBVAbbVie IncCOM0.14%$141,0001.0K
66BACBank of America CorpCOM0.14%$138,0003.1K
67NEENextEra Energy IncCOM0.13%$136,0001.5K
68INTCIntel CorpCOM0.13%$133,0002.6K
69PRUPrudential Financial IncCOM0.13%$130,0001.2K
70Invesco QQQ TrustCOM0.12%$120,000303
71LENLennar Corp Class ACOM0.12%$119,0001.0K
72SPYMSPDR Portfolio S&P 500 ETFCOM0.12%$117,0002.1K
73UNHUnitedHealth Group IncCOM0.11%$113,000227
74CRMSalesforce.com IncCOM0.10%$105,000416
75VCITVanguard Interm-Term Corp Bd ETFCOM0.10%$102,0001.1K
76SPIPSPDR Portfolio TIPSCOM0.09%$94,0003.0K
77DHRDanaher CorpCOM0.09%$91,000277
78AMTAmerican Tower CorpCOM0.09%$88,000302
79NSCNorfolk Southern CorpCOM0.08%$86,000290
80BMRCBank of Marin BancorpCOM0.08%$85,0002.3K
81BMYBristol-Myers Squibb CoCOM0.08%$84,0001.4K
82IBMInternational Business Machines CorpCOM0.08%$82,000620
83PYPLPayPal Holdings IncCOM0.08%$82,000435
84VYMVanguard High Dividend Yield ETFCOM0.07%$75,000676
85VZVerizon Communications IncCOM0.07%$75,0001.4K
86EESWisdomTree US SmallCap Earnings ETFCOM0.07%$69,0001.4K
87TMOThermo Fisher Scientific IncCOM0.06%$66,000100
88VEAVanguard FTSE Developed Markets ETFCOM0.06%$66,0001.3K
89TBUXT. Rowe Price Ultra Short-Term Bond ETFCOM0.06%$65,0001.3K
90Redwood Mortgage Inv VIICOM0.06%$64,00064.8K
91ADBEAdobe IncCOM0.06%$64,000113
92IWSiShares Russell Mid-Cap Value ETFCOM0.06%$63,000517
93SOSouthern CoCOM0.06%$62,000914
94DVYiShares Select Dividend ETFCOM0.06%$60,000497
95PANWPalo Alto Networks IncCOM0.06%$58,000105
96VOVanguard Mid-Cap ETFCOM0.06%$56,000222
97NOWServiceNow IncCOM0.06%$56,00087
98IDXXIDEXX Laboratories IncCOM0.05%$55,00084
99SOXXiShares Semiconductor ETFCOM0.05%$54,000100
100AXPAmerican Express CoCOM0.05%$54,000334

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$288M251May 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$291M235Jan 23, 202613F-HRchanges · EDGAR ↗
Q3 2025$256M241Oct 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$242M255Jul 24, 202513F-HRchanges · EDGAR ↗
Q1 2025$223M255May 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$208M235Jan 29, 202513F-HRchanges · EDGAR ↗
Q3 2024$203M216Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$193M345Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$91M166May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$154M237Jan 26, 202413F-HRchanges · EDGAR ↗
Q3 2023$81M136Nov 6, 202313F-HRchanges · EDGAR ↗
Q2 2023$153M251Jul 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$141M262May 5, 202313F-HRchanges · EDGAR ↗
Q4 2022$127M252Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$119M237Nov 1, 202213F-HRchanges · EDGAR ↗
Q2 2022$113M294Jul 22, 202213F-HRchanges · EDGAR ↗
Q1 2022$99M294Apr 29, 202213F-HRchanges · EDGAR ↗
Q4 2021$102M312Feb 14, 202213F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.