Managers / Q4 2023 · view latest →

NORTHCAPE WEALTH MANAGEMENT, LLC

CIK 0001902806 · 6565 MAIN ST., WILLIAMSVILLE, NY, 14221 · 716-632-6565

Reported Value

$276M

Q4 2023

Positions

137

Filings on Record

2019–present window

Filed

Feb 5, 2024

original filing

Summary

Northcape Wealth Management, LLC reported $276M in U.S.-listed holdings across 137 positions for Q4 2023.

Its largest position, GQ9, represents 6.2% of the portfolio.

Compared with Q3 2023, the fund opened 7 new positions and exited 12.

Portfolio Metrics

Turnover

+6.9%

vs prior filed quarter

Top-10 Concentration

+33.7%

share of reported value

Largest Position

+6.2%

Spdr Gold Tr

New / Exited

7 / 12

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

Common Stock · 64.2% · $177M
ETP · 29.8% · $82M
Other · 4.3% · $12M
REIT · 1.1% · $3M
ADR · 0.5% · $1M
Other · 0.0% · $94,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
ISHARES TR	NEW	+115.9K	115.9K	+$13M	$13M
WEC WEC ENERGY GROUP INC	NEW	+5.5K	5.5K	+$465,460	$465,460
SCHWAB STRATEGIC TR	NEW	+3.6K	3.6K	+$274,068	$274,068
AMZN AMAZON COM INC	NEW	+1.5K	1.5K	+$232,316	$232,316
WELL WELLTOWER INC	NEW	+2.3K	2.3K	+$204,771	$204,771
BLKCHF BLACKROCK INC	NEW	+251	251	+$203,762	$203,762
LHX L3HARRIS TECHNOLOGIES INC	NEW	+954	954	+$200,931	$200,931
INVESCO EXCH TRD SLF IDX FD	SOLD OUT	−330.8K	0	−$6M	$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

46 positions

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	ISHARES TR	IBOXX INV CP ETF · CORE MSCI EAFE · MSCI INTL QUALTY	11.63%	$32M	496.4K
2	GQ9 SPDR GOLD TR history →	GOLD SHS	6.18%	$17M	89.2K
3	BSCP INVESCO EXCH TRD SLF IDX FD	BULSHS 2025 CB · BULSHS 2024 CB	5.50%	$15M	734.6K
4	AAPL APPLE INC history →	COM	3.26%	$9M	46.8K
5	VANGUARD INDEX FDS	MID CAP ETF · REAL ESTATE ETF	3.26%	$9M	58.8K
6	MSFT MICROSOFT CORP history →	COM	2.67%	$7M	19.6K
7	KMI KINDER MORGAN INC DEL history →	COM	2.27%	$6M	355.1K
8	PEP PEPSICO INC history →	COM	2.13%	$6M	34.6K
9	ABT ABBOTT LABS history →	COM	1.73%	$5M	43.3K
10	COST COSTCO WHSL CORP NEW history →	COM	1.65%	$5M	6.9K
11	GD GENERAL DYNAMICS CORP history →	COM	1.55%	$4M	16.5K
12	LLY ELI LILLY & CO history →	COM	1.54%	$4M	7.3K
13	WMT WALMART INC history →	COM	1.48%	$4M	26.0K
14	JNJ JOHNSON & JOHNSON history →	COM	1.45%	$4M	25.5K
15	EATON CORP PLC	SHS	1.39%	$4M	15.9K
16	V VISA INC history →	COM CL A	1.38%	$4M	14.6K
17	JPM JPMORGAN CHASE & CO history →	COM	1.37%	$4M	22.2K
18	FCX FREEPORT-MCMORAN INC history →	CL B	1.31%	$4M	85.0K
19	EMR EMERSON ELEC CO history →	COM	1.26%	$3M	35.6K
20	EXMOC EXXON MOBIL CORP history →	COM	1.22%	$3M	33.7K
21	CL COLGATE PALMOLIVE CO history →	COM	1.19%	$3M	41.1K
22	ADI ANALOG DEVICES INC history →	COM	1.13%	$3M	15.6K
23	CSCO CISCO SYS INC history →	COM	1.12%	$3M	60.9K
24	CHUBB LIMITED	COM	1.07%	$3M	13.0K
25	UPS UNITED PARCEL SERVICE INC history →	CL B	1.06%	$3M	18.7K
26	GOOG ALPHABET INC history →	CAP STK CL C	1.04%	$3M	20.4K
27	MCD MCDONALDS CORP history →	COM	1.03%	$3M	9.6K
28	SYK STRYKER CORPORATION history →	COM	1.00%	$3M	9.3K
29	ANETEUR ARISTA NETWORKS INC	COM	0.99%	$3M	11.6K
30	RTX RTX CORPORATION	COM	0.96%	$3M	31.5K
31	BX BLACKSTONE INC	COM	0.96%	$3M	20.2K
32	HD HOME DEPOT INC	COM	0.94%	$3M	7.5K
33	KO COCA COLA CO	COM	0.94%	$3M	44.1K
34	DE DEERE & CO	COM	0.94%	$3M	6.5K
35	MRK MERCK & CO INC	COM	0.90%	$2M	22.7K
36	ACCENTURE PLC IRELAND	SHS CLASS A	0.89%	$2M	7.0K
37	IBM INTERNATIONAL BUSINESS MACHS	COM	0.88%	$2M	14.9K
38	CB1A CONSTELLATION BRANDS INC	CL A	0.87%	$2M	10.0K
39	BDX BECTON DICKINSON & CO	COM	0.87%	$2M	9.8K
40	ECL ECOLAB INC	COM	0.86%	$2M	12.0K
41	AMT AMERICAN TOWER CORP NEW	COM	0.81%	$2M	10.4K
42	CVS CVS HEALTH CORP	COM	0.81%	$2M	28.4K
43	UNH UNITEDHEALTH GROUP INC	COM	0.78%	$2M	4.1K
44	APD AIR PRODS & CHEMS INC	COM	0.78%	$2M	7.8K
45	QCOM QUALCOMM INC	COM	0.76%	$2M	14.5K
46	TXN TEXAS INSTRS INC	COM	0.68%	$2M	11.0K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q1 2026	$367M	141	May 1, 2026	13F-HR	changes · EDGAR ↗
Q4 2025	$354M	138	Jan 22, 2026	13F-HR	changes · EDGAR ↗
Q3 2025	$342M	139	Nov 4, 2025	13F-HR	changes · EDGAR ↗
Q2 2025	$328M	137	Aug 5, 2025	13F-HR	changes · EDGAR ↗
Q1 2025	$310M	134	Apr 25, 2025	13F-HR	changes · EDGAR ↗
Q4 2024	$310M	141	Jan 31, 2025	13F-HR	changes · EDGAR ↗
Q3 2024	$305M	130	Nov 6, 2024	13F-HR	changes · EDGAR ↗
Q2 2024	$277M	131	Jul 25, 2024	13F-HR	changes · EDGAR ↗
Q1 2024	$274M	133	Apr 30, 2024	13F-HR	changes · EDGAR ↗
Q4 2023	$276M	137	Feb 5, 2024	13F-HR	changes · EDGAR ↗
Q3 2023	$261M	142	Nov 6, 2023	13F-HR	changes · EDGAR ↗
Q2 2023	$277M	147	Aug 7, 2023	13F-HR	changes · EDGAR ↗
Q1 2023	$276M	148	May 15, 2023	13F-HR	changes · EDGAR ↗
Q4 2022	$179M	74	Feb 7, 2023	13F-HR	changes · EDGAR ↗
Q3 2022	$281M	135	Nov 8, 2022	13F-HR	changes · EDGAR ↗
Q2 2022	$261M	120	Aug 9, 2022	13F-HR	changes · EDGAR ↗
Q1 2022	$343M	148	Apr 18, 2022	13F-HR	changes · EDGAR ↗
Q4 2021	$297M	132	Feb 9, 2022	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.