SEC 13F Intelligence

Managers / Q4 2021 · view latest →

NORTHCAPE WEALTH MANAGEMENT, LLC

CIK 0001902806 · 6565 MAIN ST., WILLIAMSVILLE, NY, 14221 · 716-632-6565

Reported Value
$297M
Q4 2021
Positions
132
Filings on Record
18
2019–present window
Filed
Feb 9, 2022
original filing

Summary

Northcape Wealth Management, LLC reported $297M in U.S.-listed holdings across 132 positions for Q4 2021.

Its largest position, GQ9, represents 6.8% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+37.2%
share of reported value
Largest Position
+6.8%
Spdr Gold Tr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’21: $297MQ4 ’21Q1 ’22: $343MQ2 ’22: $261MQ3 ’22: $281MQ3 ’22Q4 ’22: $179MQ1 ’23: $276MQ2 ’23: $277MQ2 ’23Q3 ’23: $261MQ4 ’23: $276MQ1 ’24: $274MQ1 ’24Q2 ’24: $277MQ3 ’24: $305MQ4 ’24: $310MQ4 ’24Q1 ’25: $310MQ2 ’25: $328MQ3 ’25: $342MQ3 ’25Q4 ’25: $354MQ1 ’26: $367Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 52.2%ETP: 38.8%Other: 7.4%REIT: 1.3%ADR: 0.3%Other: 0.0%
  • Common Stock · 52.2% · $155M
  • ETP · 38.8% · $115M
  • Other · 7.4% · $22M
  • REIT · 1.3% · $4M
  • ADR · 0.3% · $965,000
  • Other · 0.0% · $89,000

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
GQ9SPDR GOLD TRNEW+117.4K117.4K+$20M$20M
ISHARES TRNEW+190.7K190.7K+$14M$14M
INVESCO EXCH TRD SLF IDX FDNEW+552.5K552.5K+$12M$12M
BSCMUSDINVESCO EXCH TRD SLF IDX FDNEW+507.2K507.2K+$11M$11M
BSCOINVESCO EXCH TRD SLF IDX FDNEW+489.0K489.0K+$11M$11M
KRANESHARES TRNEW+379.1K379.1K+$10M$10M
AAPLAPPLE INCNEW+53.0K53.0K+$9M$9M
BSCPINVESCO EXCH TRD SLF IDX FDNEW+369.6K369.6K+$8M$8M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

42 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1BSCMUSDINVESCO EXCH TRD SLF IDX FDBULSHS 2023 CB · BULSHS 2022 CB · BULSHS 2024 CB · BULSHS 2025 CB · BULSHS 2026 CB16.00%$47M2.20M
2ISHARES TRCORE MSCI EAFE · EAFE SML CP ETF · JPMORGAN USD EMG · US REGNL BKS ETF9.07%$27M353.8K
3GQ9SPDR GOLD TRhistory →GOLD SHS6.77%$20M117.4K
4VANGUARD INDEX FDSMID CAP ETF · REAL ESTATE ETF3.65%$11M62.9K
5KRANESHARES TRQUADRTC INT RT3.43%$10M379.1K
6AAPLAPPLE INChistory →COM3.17%$9M53.0K
7PEPPEPSICO INChistory →COM2.64%$8M45.1K
8BACVERIZON COMMUNICATIONS INChistory →COM2.41%$7M137.8K
9ABTABBOTT LABShistory →COM2.17%$6M45.8K
10KMIKINDER MORGAN INC DELhistory →COM1.92%$6M358.7K
11MSFTMICROSOFT CORPhistory →COM1.82%$5M16.0K
12JNJJOHNSON & JOHNSONhistory →COM1.45%$4M25.2K
13CSCOCISCO SYS INChistory →COM1.40%$4M65.4K
14WMTWALMART INChistory →COM1.40%$4M28.6K
15COSTCOSTCO WHSL CORP NEWhistory →COM1.35%$4M7.1K
16GDGENERAL DYNAMICS CORPhistory →COM1.30%$4M18.6K
17CLCOLGATE PALMOLIVE COhistory →COM1.20%$4M41.8K
18KOCOCA COLA COhistory →COM1.19%$4M59.7K
19JPMJPMORGAN CHASE & COhistory →COM1.15%$3M21.6K
20MCDMCDONALDS CORPhistory →COM1.15%$3M12.7K
21UPSUNITED PARCEL SERVICE INChistory →CL B1.09%$3M15.1K
22CVSCVS HEALTH CORPhistory →COM1.05%$3M30.2K
23VVISA INChistory →COM CL A1.01%$3M13.9K
24CB1ACONSTELLATION BRANDS INCCL A0.99%$3M11.8K
25ADIANALOG DEVICES INCCOM0.96%$3M16.2K
26AMTAMERICAN TOWER CORP NEWCOM0.93%$3M9.4K
27HDHOME DEPOT INCCOM0.92%$3M6.6K
28EMREMERSON ELEC COCOM0.92%$3M29.2K
29CHUBB LIMITEDCOM0.91%$3M14.0K
30RTXRAYTHEON TECHNOLOGIES CORPCOM0.91%$3M31.4K
31BDXBECTON DICKINSON & COCOM0.88%$3M10.4K
32SYKSTRYKER CORPORATIONCOM0.87%$3M9.7K
33VANGUARD INTL EQUITY INDEX FGLB EX US ETF0.87%$3M47.6K
34MTBM & T BK CORPCOM0.81%$2M15.7K
35UNHUNITEDHEALTH GROUP INCCOM0.80%$2M4.7K
36ESEVERSOURCE ENERGYCOM0.80%$2M26.1K
37APDAIR PRODS & CHEMS INCCOM0.79%$2M7.7K
38ECLECOLAB INCCOM0.79%$2M10.0K
39ADPAUTOMATIC DATA PROCESSING INCOM0.75%$2M9.0K
40INVESCO EXCH TRADED FD TR IIS&P500 LOW VOL0.71%$2M30.8K
41PGPROCTER AND GAMBLE COCOM0.68%$2M12.4K
42XYLXYLEM INCCOM0.66%$2M16.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$367M141May 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$354M138Jan 22, 202613F-HRchanges · EDGAR ↗
Q3 2025$342M139Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$328M137Aug 5, 202513F-HRchanges · EDGAR ↗
Q1 2025$310M134Apr 25, 202513F-HRchanges · EDGAR ↗
Q4 2024$310M141Jan 31, 202513F-HRchanges · EDGAR ↗
Q3 2024$305M130Nov 6, 202413F-HRchanges · EDGAR ↗
Q2 2024$277M131Jul 25, 202413F-HRchanges · EDGAR ↗
Q1 2024$274M133Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$276M137Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$261M142Nov 6, 202313F-HRchanges · EDGAR ↗
Q2 2023$277M147Aug 7, 202313F-HRchanges · EDGAR ↗
Q1 2023$276M148May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$179M74Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$281M135Nov 8, 202213F-HRchanges · EDGAR ↗
Q2 2022$261M120Aug 9, 202213F-HRchanges · EDGAR ↗
Q1 2022$343M148Apr 18, 202213F-HRchanges · EDGAR ↗
Q4 2021$297M132Feb 9, 202213F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.