SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Independent Wealth Network Inc.

CIK 0001891240 · 2350 NW 128TH ST., URBANDALE, IA, 50323 · 515-461-5123

Reported Value
$153M
Q3 2021
Positions
212
Filings on Record
20
2019–present window
Filed
Nov 4, 2021
original filing

Summary

Independent Wealth Network Inc. reported $153M in U.S.-listed holdings across 212 positions for Q3 2021.

Its largest position, Spdr, represents 5.2% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+28.0%
share of reported value
Largest Position
+5.2%
Spdr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q3 ’21: $153MQ3 ’21Q4 ’21: $162MQ1 ’22: $158MQ2 ’22: $139MQ2 ’22Q3 ’22: $128MQ4 ’22: $146MQ1 ’23: $156MQ1 ’23Q2 ’23: $166MQ3 ’23: $163MQ4 ’23: $190MQ4 ’23Q1 ’24: $213MQ2 ’24: $215MQ3 ’24: $226MQ3 ’24Q4 ’24: $246MQ1 ’25: $251MQ2 ’25: $275MQ2 ’25Q3 ’25: $311MQ4 ’25: $327MQ1 ’26: $337MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 71.8%Common Stock: 24.7%Closed-End Fund: 1.4%REIT: 1.0%MLP: 0.4%Other: 0.7%
  • ETP · 71.8% · $110M
  • Common Stock · 24.7% · $38M
  • Closed-End Fund · 1.4% · $2M
  • REIT · 1.0% · $2M
  • MLP · 0.4% · $573,000
  • Other · 0.7% · $1M

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
SPDR SER TRNEW+112.3K112.3K+$8M$8M
CATCATERPILLAR INCNEW+26.2K26.2K+$5M$5M
SPDR SER TRNEW+115.7K115.7K+$5M$5M
SPDR SER TRNEW+153.6K153.6K+$5M$5M
SPDR SER TRNEW+78.7K78.7K+$4M$4M
ISHARES TRNEW+51.1K51.1K+$4M$4M
ACWIISHARES TRNEW+33.6K33.6K+$4M$4M
NDQINVESCO QQQ TRNEW+7.9K7.9K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

30 positions
#IssuerClass% PortfolioValueShares
1SPDR SER TRPRTFLO S&P500 GW · PRTFLO S&P500 VL · PORTFOLIO AGRGTE · PORTFOLIO S&P500 · PRTFLO S&P500 HI · NUVEEN BRC MUNIC16.05%$25M527.5K
2ACWIISHARES TRCORE LT USDB ETF · MSCI ACWI ETF · IBOXX HI YD ETF · CRE U S REIT ETF · 20 YR TR BD ETF · CORE S&P TTL STK · S&P 500 GRWT ETF · ISHS 1-5YR INVS · SELECT DIVID ETF12.31%$19M218.7K
3VUGVANGUARD INDEX FDSMID CAP ETF · S&P 500 ETF SHS · GROWTH ETF · REAL ESTATE ETF4.16%$6M25.8K
4CATCATERPILLAR INChistory →COM3.47%$5M26.1K
5SELECT SECTOR SPDR TRRL EST SEL SEC · TECHNOLOGY2.15%$3M49.4K
6NDQINVESCO QQQ TRhistory →UNIT SER 12.00%$3M7.8K
7J P MORGAN EXCHANGE-TRADED FULTRA SHRT INC · JPMORGAN DIVER1.89%$3M43.0K
8VANGUARD BD INDEX FDSTOTAL BND MRKT1.87%$3M33.5K
9SPDR S&P 500 ETF TRTR UNIT1.82%$3M6.0K
10AAPLAPPLE INChistory →COM1.78%$3M17.9K
11CHVCHEVRON CORP NEWhistory →COM1.73%$3M23.4K
12DFUSUSDDIMENSIONAL ETF TRUSTUS EQUITY ETF · WORLD EX US CORE1.48%$2M59.0K
13MSFTMICROSOFT CORPhistory →COM1.21%$2M5.5K
14INVESCO EXCH TRADED FD TR IIPFD ETF · SR LN ETF1.07%$2M91.4K
15FIRST TR EXCH TRADED FD IIIPFD SECS INC ETF1.01%$2M75.2K
16FIRST TR EXCHNG TRADED FD VITCW OPPORTUNIS0.84%$1M24.1K
17SLVISHARES SILVER TRISHARES0.77%$1M54.1K
18VANGUARD WHITEHALL FDSHIGH DIV YLD0.75%$1M10.5K
19AMPLIFY ETF TRHIGH INCOME0.72%$1M64.1K
20ALLIANCEBERNSTEIN GLOBAL HIGCOM0.69%$1M83.7K
21FIRST TR EXCHANGE-TRADED FDCAP STRENGTH ETF0.67%$1M12.6K
22METAFACEBOOK INCCL A0.66%$1M3.0K
23VANGUARD SCOTTSDALE FDSINT-TERM CORP0.63%$970,00010.3K
24VANGUARD SPECIALIZED FUNDSDIV APP ETF0.63%$958,0005.8K
25HDHOME DEPOT INCCOM0.59%$895,0002.4K
26NORTHERN LTS FD TR IVMAIN SECTR ROTN0.58%$892,00020.2K
27BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.56%$855,0003.0K
28GQ9SPDR GOLD TRGOLD SHS0.55%$835,0005.0K
29JPMJPMORGAN CHASE & COCOM0.53%$809,0004.7K
30TAT&T INCCOM0.52%$795,00031.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$337M301Apr 21, 202613F-HRchanges · EDGAR ↗
Q4 2025$327M288Jan 26, 202613F-HRchanges · EDGAR ↗
Q3 2025$311M283Oct 15, 202513F-HRchanges · EDGAR ↗
Q2 2025$275M258Jul 16, 202513F-HRchanges · EDGAR ↗
Q1 2025$251M245May 2, 202513F-HRchanges · EDGAR ↗
Q4 2024$246M236Jan 17, 202513F-HRchanges · EDGAR ↗
Q3 2024$226M222Oct 15, 202413F-HRchanges · EDGAR ↗
Q2 2024$215M214Jul 18, 202413F-HRchanges · EDGAR ↗
Q1 2024$213M223May 20, 2024RESTATEMENTchanges · EDGAR ↗
Q4 2023$190M218Jan 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$163M201Oct 11, 202313F-HRchanges · EDGAR ↗
Q2 2023$166M208Jul 12, 202313F-HRchanges · EDGAR ↗
Q1 2023$156M200Apr 18, 202313F-HRchanges · EDGAR ↗
Q4 2022$146M198Jan 25, 202313F-HRchanges · EDGAR ↗
Q3 2022$128M176Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$139M186Jul 26, 202213F-HRchanges · EDGAR ↗
Q1 2022$158M201Apr 20, 202213F-HRchanges · EDGAR ↗
Q4 2021$162M224Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$153M212Nov 4, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.