NORTHERN LTS FD TR IV
CUSIP 66538H591
Northern Lts Fd Tr IV has 110 institutional holders in Filings Flow’s 13F database, together reporting 37.04M shares worth $2.2B as of Q1 2026. The largest reported holders are Orion Porfolio Solutions, LLC, Osaic Holdings, Inc., and Lpl Financial LLC.
Institutional Holders
110
Q1 2026
Reported Value
$2.2B
Ticker
unmapped
private placement or foreign
Quarters Tracked
10
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Orion Porfolio Solutions, LLC$11.7B AUM | 8.99% | $1.1B | 17.46M | Q1 2026OLDER |
| Copley Financial Group, Inc.$166M AUM | 8.90% | $15M | 244.2K | Q1 2026OLDER |
| AMG Asset Management Group, Inc.$129M AUM | 7.45% | $10M | 158.9K | Q1 2026OLDER |
| Silver Grove Financial Group, Inc.$124M AUM | 7.44% | $9M | 153.3K | Q1 2026OLDER |
| Defined Financial Planning LLC$121M AUM | 5.43% | $7M | 102.7K | Q3 2025OLDER |
| Madrona Financial Services, LLC$457M AUM | 3.38% | $15M | 255.6K | Q1 2026OLDER |
| Echo45 Advisors LLC$178M AUM | 2.38% | $4M | 70.1K | Q1 2026OLDER |
| PACIFIC FINANCIAL GROUP INC$186M AUM | 1.93% | $4M | 59.2K | Q1 2026OLDER |
| CFC Planning Co LLC$140M AUM | 1.80% | $3M | 41.7K | Q1 2026OLDER |
| POTOMAC FUND MANAGEMENT INC /ADV$2.9B AUM | 1.75% | $50M | 832.5K | Q1 2026OLDER |
| Encompass More Asset Management$597M AUM | 1.71% | $10M | 168.8K | Q1 2026OLDER |
| Gibbs Wealth Management$762M AUM | 1.68% | $13M | 212.2K | Q1 2026OLDER |
| Advantage Trust Co$223M AUM | 1.26% | $3M | 46.7K | Q1 2026OLDER |
| GeoWealth Management, LLC$2.8B AUM | 1.17% | $33M | 538.5K | Q1 2026OLDER |
| CreativeOne Wealth, LLC$4.3B AUM | 1.02% | $44M | 727.2K | Q1 2026OLDER |
| BAM Wealth Management, LLC$134M AUM | 0.96% | $1M | 21.2K | Q1 2026OLDER |
| Bravias Capital Group, LLC$153M AUM | 0.87% | $1M | 22.0K | Q1 2026OLDER |
| Lunt Capital Management, Inc.$260M AUM | 0.87% | $2M | 37.4K | Q1 2026OLDER |
| Synergy Investment Management, LLC$306M AUM | 0.78% | $2M | 39.3K | Q1 2026OLDER |
| Tactive Advisors, LLC$406M AUM | 0.73% | $3M | 41.3K | Q2 2026 |
| Virtue Capital Management, LLC$657M AUM | 0.64% | $4M | 72.3K | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.55% | $374M | 6.19M | Q1 2026OLDER |
| WORLD EQUITY GROUP, INC.$447M AUM | 0.53% | $2M | 33.0K | Q2 2026 |
| GWN SECURITIES INC.$523M AUM | 0.50% | $3M | 42.9K | Q1 2026OLDER |
| Balefire, LLC$613M AUM | 0.48% | $3M | 41.2K | Q2 2026 |
| BRASS TAX WEALTH MANAGEMENT, INC$602M AUM | 0.48% | $3M | 46.2K | Q3 2025OLDER |
| INTEGRITY ALLIANCE, LLC.$2.6B AUM | 0.48% | $13M | 211.1K | Q1 2026OLDER |
| FLORIDA FINANCIAL ADVISORS, LLC$418M AUM | 0.48% | $2M | 33.0K | Q1 2026OLDER |
| Barnes Dennig Private Wealth Management LLC$101M AUM | 0.46% | $465,788 | 7.7K | Q1 2026OLDER |
| Independent Wealth Network Inc.$337M AUM | 0.44% | $1M | 24.5K | Q1 2026OLDER |
| Ausdal Financial Partners, Inc.$2.3B AUM | 0.39% | $9M | 143.7K | Q1 2026OLDER |
| Mutual Advisors, LLC$4.7B AUM | 0.30% | $14M | 234.3K | Q1 2026OLDER |
| Spire Wealth Management$2.9B AUM | 0.27% | $8M | 131.6K | Q1 2026OLDER |
| Sigma Planning Corp$3.6B AUM | 0.22% | $8M | 131.2K | Q1 2026OLDER |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.12% | $8M | 133.1K | Q1 2026OLDER |
| SILVER OAK SECURITIES, INCORPORATED$1.4B AUM | 0.11% | $2M | 25.8K | Q1 2026OLDER |
| Geneos Wealth Management Inc.$4.3B AUM | 0.11% | $5M | 78.6K | Q1 2026OLDER |
| Atria Investments, Inc$8.9B AUM | 0.10% | $9M | 145.5K | Q1 2026OLDER |
| Fiduciary Alliance LLC$1.7B AUM | 0.10% | $2M | 24.6K | Q1 2026OLDER |
| TCP Asset Management, LLC$778M AUM | 0.10% | $740,744 | 12.3K | Q1 2026OLDER |
| VICTORY FINANCIAL GROUP, LLC$814M AUM | 0.09% | $758,076 | 12.6K | Q1 2026OLDER |
| Signal Advisors Wealth, LLC$1.5B AUM | 0.09% | $1M | 21.6K | Q1 2026OLDER |
| SMITH, MOORE & CO.$1.4B AUM | 0.08% | $1M | 18.9K | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.08% | $309M | 5.11M | Q1 2026OLDER |
| Brookwood Investment Group LLC$810M AUM | 0.08% | $639,262 | 10.6K | Q1 2026OLDER |
| ABSOLUTE CAPITAL MANAGEMENT, LLC$301M AUM | 0.08% | $234,812 | 3.9K | Q1 2026OLDER |
| Simplicity Wealth,LLC$1.8B AUM | 0.08% | $1M | 22.0K | Q1 2026OLDER |
| Koshinski Asset Management, Inc.$1.6B AUM | 0.07% | $1M | 19.6K | Q1 2026OLDER |
| Coppell Advisory Solutions LLC$170M AUM | 0.07% | $684,416 | 10.5K | Q4 2025OLDER |
| Triad Wealth Partners, LLC$1.3B AUM | 0.05% | $614,419 | 10.2K | Q1 2026OLDER |
| Integrity Advisory Solutions, LLC$757M AUM | 0.04% | $321,711 | 5.3K | Q1 2026OLDER |
| IFC & Insurance Marketing, Inc.$114M AUM | 0.04% | $42 | 655 | Q4 2025OLDER |
| Waterfront Wealth Inc.$545M AUM | 0.04% | $215,292 | 3.3K | Q4 2025OLDER |
| Buck Wealth Strategies, LLC$810M AUM | 0.04% | $330,639 | 5.5K | Q1 2026OLDER |
| Mach-1 Financial Group, LLC$284M AUM | 0.04% | $237,207 | 3.8K | Q3 2025OLDER |
| PFG Investments, LLC$2.1B AUM | 0.03% | $738,352 | 12.2K | Q1 2026OLDER |
| Sovran Advisors, LLC$1.3B AUM | 0.03% | $416,128 | 6.2K | Q1 2026OLDER |
| Envestnet Portfolio Solutions, Inc.$18.1B AUM | 0.03% | $5M | 87.8K | Q1 2026OLDER |
| Discipline Wealth Solutions, LLC$950M AUM | 0.03% | $277,945 | 4.6K | Q1 2026OLDER |
| Ethos Financial Group, LLC$1.4B AUM | 0.03% | $365,870 | 6.1K | Q1 2026OLDER |
| Bison Wealth, LLC$1.1B AUM | 0.03% | $268,834 | 3.9K | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.02% | $21M | 354.7K | Q1 2026OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.02% | $81M | 1.35M | Q1 2026OLDER |
| Waverly Advisors, LLC$13.4B AUM | 0.02% | $3M | 46.2K | Q1 2026OLDER |
| Anchor Investment Management, LLC$1.2B AUM | 0.02% | $231,414 | 3.8K | Q1 2026OLDER |
| INDEPENDENT FINANCIAL GROUP, LLC$678M AUM | 0.02% | $545,423 | 10.7K | Q1 2026OLDER |
| CWM, LLC$38.1B AUM | 0.02% | $7M | 116.5K | Q1 2026OLDER |
| Savvy Advisors, Inc.$3.7B AUM | 0.02% | $393,245 | 6.2K | Q3 2025OLDER |
| Keystone Financial Group$1.5B AUM | 0.02% | $257,986 | 4.3K | Q1 2026OLDER |
| FOUNDATIONS INVESTMENT ADVISORS, LLC$8.1B AUM | 0.02% | $1M | 22.9K | Q1 2026OLDER |
| Magnus Financial Group LLC$1.4B AUM | 0.02% | $220,942 | 3.1K | Q2 2026 |
| COLDSTREAM CAPITAL MANAGEMENT INC$8.1B AUM | 0.02% | $1M | 20.9K | Q1 2026OLDER |
| Nemes Rush Group LLC$1.1B AUM | 0.02% | $159,007 | 2.6K | Q1 2026OLDER |
| Rosenberg Matthew Hamilton$488M AUM | 0.01% | $70,656 | 1.2K | Q1 2026OLDER |
| Western Wealth Management, LLC$2.6B AUM | 0.01% | $364,829 | 6.0K | Q2 2026 |
| Meeder Advisory Services, Inc.$2.4B AUM | 0.01% | $310,767 | 5.1K | Q1 2026OLDER |
| Diversify Advisory Services, LLC$655M AUM | 0.01% | $400,430 | 6.2K | Q4 2025OLDER |
| J.W. COLE ADVISORS, INC.$3.0B AUM | 0.01% | $351,120 | 5.8K | Q1 2026OLDER |
| EverSource Wealth Advisors, LLC$3.3B AUM | 0.01% | $385,530 | 6.4K | Q1 2026OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.01% | $662,501 | 11.0K | Q1 2026OLDER |
| Westside Investment Management, Inc.$653M AUM | 0.01% | $50,365 | 834 | Q1 2026OLDER |
| Mariner, LLC$85.7B AUM | 0.01% | $6M | 107.0K | Q1 2026OLDER |
| SIGNATUREFD, LLC$6.5B AUM | 0.01% | $462,165 | 7.7K | Q1 2026OLDER |
| DIVERSIFY WEALTH MANAGEMENT, LLC$5.6B AUM | 0.01% | $347,271 | 5.2K | Q1 2026OLDER |
| Fortis Group Advisors, LLC$605M AUM | 0.00% | $28,081 | 465 | Q1 2026OLDER |
| OLD MISSION CAPITAL LLC$6.3B AUM | 0.00% | $282,262 | 4.7K | Q1 2026OLDER |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $463,219 | 7.6K | Q1 2026OLDER |
| Sanctuary Advisors, LLC$18.5B AUM | 0.00% | $709,174 | 11.7K | Q1 2026OLDER |
| Perigon Wealth Management, LLC$5.5B AUM | 0.00% | $213,014 | 3.3K | Q4 2025OLDER |
| Arkadios Wealth Advisors$6.1B AUM | 0.00% | $229,601 | 3.8K | Q1 2026OLDER |
| Focus Partners Advisor Solutions, LLC$9.9B AUM | 0.00% | $366,081 | 6.1K | Q1 2026OLDER |
| Integrated Wealth Concepts LLC$12.5B AUM | 0.00% | $421,560 | 7.0K | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $809,749 | 13.4K | Q1 2026OLDER |
| Summit Financial, LLC$7.8B AUM | 0.00% | $211,236 | 3.5K | Q1 2026OLDER |
| AE Wealth Management LLC$18.5B AUM | 0.00% | $456,488 | 7.6K | Q1 2026OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.00% | $522,353 | 8.7K | Q1 2026OLDER |
| WHITTIER TRUST CO$8.9B AUM | 0.00% | $215,915 | 3.5K | Q1 2026OLDER |
| JOHNSON INVESTMENT COUNSEL INC$12.4B AUM | 0.00% | $247,418 | 4.1K | Q1 2026OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $1M | 22.6K | Q1 2026OLDER |
| Aptus Capital Advisors, LLC$12.7B AUM | 0.00% | $213,723 | 3.3K | Q4 2025OLDER |
| NBC SECURITIES, INC.$1.3B AUM | 0.00% | $17,939 | 278 | Q4 2025OLDER |
| CIBC Private Wealth Group LLC$59.2B AUM | 0.00% | $672,854 | 10.4K | Q4 2025OLDER |
| Global Retirement Partners, LLC$5.6B AUM | 0.00% | $63,756 | 988 | Q4 2025OLDER |
| Allworth Financial LP$24.7B AUM | 0.00% | $211,909 | 3.5K | Q1 2026OLDER |
| CIBC Bancorp USA Inc.$74.4B AUM | 0.00% | $629,687 | 10.4K | Q1 2026OLDER |
| IFP Advisors, Inc$4.8B AUM | 0.00% | $27,900 | 462 | Q1 2026OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $98,255 | 1.6K | Q1 2026OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $2M | 36.3K | Q1 2026OLDER |
| Cerity Partners LLC$70.8B AUM | 0.00% | $250,784 | 4.2K | Q1 2026OLDER |
| ASSETMARK, INC$49.0B AUM | 0.00% | $169,515 | 2.8K | Q1 2026OLDER |
| AQR CAPITAL MANAGEMENT LLC$218.4B AUM | 0.00% | $723,714 | 12.0K | Q1 2026OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $3M | 45.4K | Q1 2026OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $51,826 | 858 | Q2 2026 |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $402,076 | 6.7K | Q1 2026OLDER |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $182,191 | 2.9K | Q3 2025OLDER |
| Ashton Thomas Private Wealth, LLC$4.2B AUM | 0.00% | $4,892 | 81 | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $335,331 | 5.6K | Q2 2026 |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $289,932 | 4.8K | Q1 2026OLDER |
| Root Financial Partners, LLC$2.2B AUM | 0.00% | $544 | 9 | Q1 2026OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $80,000 | 1.3K | Q1 2026OLDER |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $204,150 | 3.5K | Q1 2026OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $109,902 | 1.7K | Q1 2026OLDER |
| Blue Trust, Inc.$8.7B AUM | 0.00% | $189 | 3 | Q3 2025OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.