SEC 13F Intelligence

Managers / Q3 2024

Kowal Investment Group, LLC

CIK 0001846786 · 177775 WEST BLUEMOUND ROAD, BROOKFIELD, WI, 53045 · 262-522-4040

Reported Value
$544M
Q3 2024
Positions
200
Filings on Record
16
2019–present window
Filed
Oct 16, 2024
original filing

Summary

Kowal Investment Group, LLC reported $544M in U.S.-listed holdings across 200 positions for Q3 2024.

Its largest position, Fidelity Merrimack Str Tr, represents 17.9% of the portfolio.

Compared with Q2 2024, the fund opened 24 new positions and exited 5.

Portfolio Metrics

Turnover
+10.6%
vs prior filed quarter
Top-10 Concentration
+58.7%
share of reported value
Largest Position
+17.9%
Fidelity Merrimack Str Tr
New / Exited
24 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $215MQ4 ’20Q1 ’21: $247MQ2 ’21: $278MQ2 ’21Q3 ’21: $316MQ4 ’21: $337MQ4 ’21Q1 ’22: $328MQ2 ’22: $305MQ2 ’22Q3 ’22: $295MQ4 ’22: $335MQ4 ’22Q1 ’23: $353MQ2 ’23: $374MQ2 ’23Q3 ’23: $371MQ4 ’23: $429MQ4 ’23Q1 ’24: $463MQ2 ’24: $501MQ2 ’24Q3 ’24: $544Mfilingsflow.com

Portfolio Composition

By security type
ETP: 76.8%Common Stock: 22.3%Other: 0.7%REIT: 0.3%ADR: 0.0%
  • ETP · 76.8% · $417M
  • Common Stock · 22.3% · $121M
  • Other · 0.7% · $4M
  • REIT · 0.3% · $1M
  • ADR · 0.0% · $101,829

Quarter-over-Quarter Changes full breakdown →

vs Q2 2024 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
J P MORGAN EXCHANGE TRADED FNEW+495.5K495.5K+$51M$51M
FIDELITY COMWLTH TRNEW+14.0K14.0K+$1M$1M
ISHARES TRNEW+6.4K6.4K+$614,400$614,400
PLDPROLOGIS INC.NEW+4.3K4.3K+$542,365$542,365
MANHMANHATTAN ASSOCIATES INCNEW+1.9K1.9K+$531,808$531,808
ISHARES TRNEW+1.4K1.4K+$526,462$526,462
PLTRPALANTIR TECHNOLOGIES INCNEW+10.3K10.3K+$384,983$384,983
DDOGDATADOG INCNEW+3.3K3.3K+$380,618$380,618

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2024

35 positions
#IssuerClass% PortfolioValueShares
1FIDELITY MERRIMACK STR TRTOTAL BD ETF17.93%$97M2.09M
2J P MORGAN EXCHANGE TRADED FBETABUILDRS US9.44%$51M495.5K
3ISHARES TRNATIONAL MUN ETF · CORE MSCI EAFE · CORE US AGGBD ET · CORE DIV GRWTH · CORE S&P MCP ETF · EAFE GRWTH ETF · CALIF MUN BD ETF · CORE S&P SCP ETF · GLB INFRASTR ETF7.13%$39M476.3K
4FIRST TR MORNINGSTAR DIVID LSHS6.55%$36M848.7K
5FIRST TR NASDAQ 100 TECH INDSHS6.15%$33M174.6K
6FIDELITY COVINGTON TRUSTBLUE CHIP GRWTH · MSCI HLTH CARE I5.32%$29M659.9K
7MDYSPDR S&P MIDCAP 400 ETF TRhistory →UTSER1 S&PDCRP4.52%$25M43.1K
8FIRST TR EXCHANGE-TRADED FDMANAGD MUN ETF · TECH ALPHADEX · CAP STRENGTH ETF3.70%$20M277.0K
9ZACKS TRUSTEARNGS CONSTANT · SMALL/MID CAP3.54%$19M615.3K
10SPDR S&P 500 ETF TRTR UNIT2.36%$13M22.3K
11AAPLAPPLE INChistory →COM2.11%$11M49.3K
12NVDANVIDIA CORPORATIONhistory →COM1.63%$9M73.0K
13MSFTMICROSOFT CORPhistory →COM1.43%$8M18.1K
14VGSHVANGUARD SCOTTSDALE FDSMTG-BKD SECS ETF · SHORT TERM TREAS · SHRT TRM CORP BD1.33%$7M123.8K
15FIRST TR LRG CP VL ALPHADEXCOM SHS0.72%$4M49.7K
16WECWEC ENERGY GROUP INCCOM0.71%$4M40.3K
17PIMCO ETF TRACTIVE BD ETF · INTER MUN BD ACT0.70%$4M55.8K
18AMZNAMAZON COM INCCOM0.67%$4M19.5K
19FIRST TR MULTI CAP GROWTH ALCOM SHS0.66%$4M26.8K
20FIRST TR VALUE LINE DIVID INSHS0.65%$4M77.6K
21ABBVABBVIE INCCOM0.59%$3M16.2K
22T ROWE PRICE ETF INCPRICE BLUE CHIP0.53%$3M72.7K
23GOOGLALPHABET INCCAP STK CL A0.52%$3M17.0K
24SCHWAB STRATEGIC TREMRG MKTEQ ETF0.52%$3M96.1K
25PGPROCTER AND GAMBLE COCOM0.51%$3M16.1K
26METAMETA PLATFORMS INCCL A0.51%$3M4.9K
27SPDR SER TRPORTFOLIO INTRMD0.45%$2M72.0K
28INVESCO EXCH TRADED FD TR IIS&P500 HDL VOL0.44%$2M47.4K
29JPMJPMORGAN CHASE & CO.COM0.41%$2M10.5K
30AVGOBROADCOM INCCOM0.38%$2M11.8K
31USBUS BANCORP DELCOM NEW0.36%$2M42.7K
32HDHOME DEPOT INCCOM0.34%$2M4.5K
33CATCATERPILLAR INCCOM0.31%$2M4.4K
34MCDMCDONALDS CORPCOM0.31%$2M5.6K
35JNJJOHNSON & JOHNSONCOM0.31%$2M10.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2024$544M200Oct 16, 202413F-HRchanges · EDGAR ↗
Q2 2024$501M181Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$463M178Apr 18, 202413F-HRchanges · EDGAR ↗
Q4 2023$429M161Jan 22, 202413F-HRchanges · EDGAR ↗
Q3 2023$371M152Oct 25, 202313F-HRchanges · EDGAR ↗
Q2 2023$374M158Jul 18, 202313F-HRchanges · EDGAR ↗
Q1 2023$353M154Apr 21, 202313F-HRchanges · EDGAR ↗
Q4 2022$335M154Jan 25, 202313F-HRchanges · EDGAR ↗
Q3 2022$295M143Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$305M139Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$328M126Apr 15, 202213F-HRchanges · EDGAR ↗
Q4 2021$337M114Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$316M1,049Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$278M103Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$247M96May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$215M90Feb 19, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.