SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Alerce Investment Management, L.P.

CIK 0001844002 · 676 N. MICHIGAN AVENUE, SUITE 4000, CHICAGO, IL, 60611 · (312) 448-5500

Reported Value
$59M
Q3 2023
Positions
6
Filings on Record
17
2019–present window
Filed
Nov 13, 2023
original filing

Summary

Alerce Investment Management, L.P. reported $59M in U.S.-listed holdings across 6 positions for Q3 2023.

The portfolio is heavily concentrated: AKBA alone accounts for 31.6% of reported value.

The book was largely unchanged from Q2 2023.

Portfolio Metrics

Turnover
+5.4%
vs prior filed quarter
Largest Position
+31.6%
Akebia Therapeutics

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $254MQ4 ’20Q1 ’21: $226MQ2 ’21: $184MQ3 ’21: $146MQ3 ’21Q4 ’21: $98MQ1 ’22: $59MQ2 ’22: $54MQ2 ’22Q3 ’22: $104MQ4 ’22: $87MQ1 ’23: $76MQ1 ’23Q2 ’23: $77MQ3 ’23: $59MQ4 ’23: $75MQ4 ’23Q1 ’24: $95MQ2 ’24: $51MQ3 ’24: $62MQ3 ’24Q4 ’24: $57Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 75.7%Other: 24.3%
  • Common Stock · 75.7% · $44M
  • Other · 24.3% · $14M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AMERICAN WELL CORPHELD+010.48M$10M$12M
ANNXANNEXON INCHELD+07.06M$8M$17M
AKBAAKEBIA THERAPEUTICS INCHELD+016.21M+$4M$18M
WHWKAADI BIOSCIENCE INCHELD+01.63M$3M$8M
ASSEMBLY BIOSCIENCES INCHELD+02.23M$590,287$2M
RNTXAILERON THERAPEUTICS INCHELD+0830.5K$224,226$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

6 positions
#IssuerClass% PortfolioValueShares
1AKBAAKEBIA THERAPEUTICS INChistory →COM31.57%$18M16.21M
2ANNXANNEXON INChistory →COM28.46%$17M7.06M
3AMERICAN WELL CORPCL A20.95%$12M10.48M
4WHWKAADI BIOSCIENCE INChistory →COM13.49%$8M1.63M
5ASSEMBLY BIOSCIENCES INCCOM3.37%$2M2.23M
6RNTXAILERON THERAPEUTICS INChistory →COM NEW2.16%$1M830.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2024$57M5Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$62M5Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$51M5Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$95M5May 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$75M5Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$59M6Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$77M6Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$76M6May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$87M6Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$104M7Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$54M7Aug 4, 202213F-HRchanges · EDGAR ↗
Q1 2022$59M7May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$98M7Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$146M7Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$184M7Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$226M7May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$254M7Feb 11, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.