SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Alerce Investment Management, L.P.

CIK 0001844002 · 676 N. MICHIGAN AVENUE, SUITE 4000, CHICAGO, IL, 60611 · (312) 448-5500

Reported Value
$146M
Q3 2021
Positions
7
Filings on Record
17
2019–present window
Filed
Nov 15, 2021
original filing

Summary

Alerce Investment Management, L.P. reported $146M in U.S.-listed holdings across 7 positions for Q3 2021.

The portfolio is heavily concentrated: American Well alone accounts for 39.3% of reported value.

Compared with Q2 2021, the fund opened 1 new position and exited 1.

Portfolio Metrics

Turnover
+6.7%
vs prior filed quarter
Largest Position
+39.3%
American Well
New / Exited
1 / 1
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $254MQ4 ’20Q1 ’21: $226MQ2 ’21: $184MQ3 ’21: $146MQ3 ’21Q4 ’21: $98MQ1 ’22: $59MQ2 ’22: $54MQ2 ’22Q3 ’22: $104MQ4 ’22: $87MQ1 ’23: $76MQ1 ’23Q2 ’23: $77MQ3 ’23: $59MQ4 ’23: $75MQ4 ’23Q1 ’24: $95MQ2 ’24: $51MQ3 ’24: $62MQ3 ’24Q4 ’24: $57Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 55.4%Other: 44.6%
  • Common Stock · 55.4% · $81M
  • Other · 44.6% · $65M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
WHWKAADI BIOSCIENCES INCNEW+374.8K374.8K+$11M$11M
AERPIO PHARMACEUTICALS INCSOLD OUT5.62M0$10M$0
AMERICAN WELL CORPHELD+06.30M$22M$57M
ANNXANNEXON INCHELD+01.95M$8M$36M
AKBAAKEBIA THERAPEUTICS INCHELD+04.65M$4M$13M
AILERON THERAPEUTICS INCHELD+016.61M$4M$17M
GLOBAL BLOOD THERAPEUTICS INHELD+0126.3K$1M$3M
ASSEMBLY BIOSCIENCES INCHELD+02.23M$891,000$8M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

7 positions
#IssuerClass% PortfolioValueShares
1AMERICAN WELL CORPCL A39.29%$57M6.30M
2ANNXANNEXON INChistory →COM24.90%$36M1.95M
3AILERON THERAPEUTICS INCCOM11.60%$17M16.61M
4AKBAAKEBIA THERAPEUTICS INChistory →COM9.17%$13M4.65M
5WHWKAADI BIOSCIENCES INChistory →COM7.53%$11M374.8K
6ASSEMBLY BIOSCIENCES INCCOM5.31%$8M2.23M
7GLOBAL BLOOD THERAPEUTICS INCOM2.20%$3M126.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2024$57M5Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$62M5Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$51M5Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$95M5May 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$75M5Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$59M6Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$77M6Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$76M6May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$87M6Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$104M7Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$54M7Aug 4, 202213F-HRchanges · EDGAR ↗
Q1 2022$59M7May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$98M7Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$146M7Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$184M7Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$226M7May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$254M7Feb 11, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.