SEC 13F Intelligence

Managers / Q3 2021 · view latest →

TMD Wealth Management, LLC

CIK 0001842820 · 15333 N PIMA ROAD, SUITE 200, SCOTTSDALE, AZ, 85260 · 6022792020

Reported Value
$239M
Q3 2021
Positions
43
Filings on Record
15
2019–present window
Filed
Nov 3, 2021
original filing

Summary

Tmd Wealth Management, LLC reported $239M in U.S.-listed holdings across 43 positions for Q3 2021.

The portfolio is heavily concentrated: MTUM alone accounts for 29.4% of reported value.

Compared with Q2 2021, the fund opened 4 new positions and exited 0.

Portfolio Metrics

Turnover
+13.1%
vs prior filed quarter
Top-10 Concentration
+90.5%
share of reported value
Largest Position
+29.4%
Ishares Tr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $178MQ4 ’20Q1 ’21: $210MQ2 ’21: $229MQ2 ’21Q3 ’21: $239MQ4 ’21: $269MQ4 ’21Q1 ’22: $260MQ2 ’22: $239MQ2 ’22Q3 ’22: $222MQ4 ’22: $225MQ4 ’22Q1 ’23: $354MQ2 ’23: $384MQ2 ’23Q3 ’23: $351MQ4 ’23: $384MQ4 ’23Q1 ’24: $429MQ2 ’24: $456MQ2 ’24filingsflow.com

Portfolio Composition

By security type
ETP: 94.1%Common Stock: 5.9%
  • ETP · 94.1% · $225M
  • Common Stock · 5.9% · $14M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FCTRFIRST TR EXCHANGE-TRADED FDNEW+870.5K870.5K+$30M$30M
SPYSPDR S&P 500 ETF TRNEW+560560+$240,000$240,000
VUGVANGUARD INDEX FDSNEW+815815+$236,000$236,000
SMMDISHARES TRNEW+3.1K3.1K+$202,000$202,000
VTVVANGUARD INDEX FDSTRIMMED204.4K2.9K$28M$390,000
UCONFIRST TR EXCHNG TRADED FD VIADDED+3.2K13.1K+$85,000$349,000
GOOGLALPHABET INCTRIMMED53137$98,000$366,000
BARCLAYS BANK PLCADDED+4.4K27.3K+$96,000$576,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

34 positions
#IssuerClass% PortfolioValueShares
1MTUMISHARES TRMSCI USA MMENTM · MSCI USA QLT FCT · CORE S&P SCP ETF · MBS ETF · RUSEL 2500 ETF29.43%$70M487.2K
2FCTRFIRST TR EXCHANGE-TRADED FDLUNT US FACTOR · US EQTY OPPT ETF · INTL EQUITY OPP17.17%$41M1.00M
3FIXDFIRST TR EXCHNG TRADED FD VITCW OPPORTUNIS · TCW UNCONSTRAI9.77%$23M442.3K
4KRANESHARES TRQUADRTC INT RT9.62%$23M824.3K
5BTALAGF INVTS TRhistory →AGFIQ US MK ANTI6.92%$17M970.0K
6J P MORGAN EXCHANGE-TRADED FULTRA SHT MUNCPL4.22%$10M197.6K
7IAUISHARES GOLD TRhistory →ISHARES NEW3.47%$8M248.4K
8ETF SER SOLUTIONSNETLEASE CORP3.40%$8M274.7K
9ARKKARK ETF TRhistory →INNOVATION ETF3.25%$8M70.3K
10LISTED FD TRHORIZON KINETICS3.19%$8M261.3K
11FNDFSCHWAB STRATEGIC TRhistory →SCHWB FDT INT LG3.09%$7M224.9K
12AAPLAPPLE INChistory →COM1.27%$3M21.4K
13MSFTMICROSOFT CORPhistory →COM1.14%$3M9.6K
14GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.60%$1M535
15BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.43%$1M3.7K
16VTVVANGUARD INDEX FDSVALUE ETF · GROWTH ETF0.26%$626,0003.7K
17BARCLAYS BANK PLCIPATH SHILR CAPE0.24%$576,00027.3K
18NKENIKE INCCL B0.23%$542,0003.7K
19VVISA INCCOM CL A0.23%$542,0002.4K
20PGRPROGRESSIVE CORPCOM0.21%$506,0005.6K
21SBUXSTARBUCKS CORPCOM0.19%$463,0004.2K
22BLACKROCK INCCOM0.19%$448,000534
23VZVERIZON COMMUNICATIONS INCCOM0.19%$448,0008.3K
24NSCNORFOLK SOUTHN CORPCOM0.17%$415,0001.7K
25DEDEERE & COCOM0.17%$407,0001.2K
26DISDISNEY WALT COCOM0.14%$343,0002.0K
27JNJJOHNSON & JOHNSONCOM0.13%$319,0002.0K
28BABOEING COCOM0.12%$294,0001.3K
29JPMJPMORGAN CHASE & COCOM0.12%$285,0001.7K
30AMZNAMAZON COM INCCOM0.12%$277,00084
31COSTCOSTCO WHSL CORP NEWCOM0.11%$259,000576
32SPYSPDR S&P 500 ETF TRTR UNIT0.10%$240,000560
33MCDMCDONALDS CORPCOM0.10%$228,000944
34ISORAY INCCOM0.01%$13,00020.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$456M56Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$429M57May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$384M57Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$351M56Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$384M52Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$354M48May 5, 202313F-HRchanges · EDGAR ↗
Q4 2022$225M42Feb 6, 202313F-HRchanges · EDGAR ↗
Q3 2022$222M42Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$239M40Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$260M46May 2, 202213F-HRchanges · EDGAR ↗
Q4 2021$269M50Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$239M43Nov 3, 202113F-HRchanges · EDGAR ↗
Q2 2021$229M39Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$210M40Apr 22, 202113F-HRchanges · EDGAR ↗
Q4 2020$178M37Feb 9, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.