SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Laurel Wealth Planning LLC

CIK 0001842010 · 3300 EDINBOROUGH WAY, SUITE 790, EDINA, MN, 55435 · 9528546250

Reported Value
$124M
Q3 2021
Positions
223
Filings on Record
22
2019–present window
Filed
Nov 12, 2021
original filing

Summary

Laurel Wealth Planning LLC reported $124M in U.S.-listed holdings across 223 positions for Q3 2021.

Its largest position, Ishares Tr, represents 8.5% of the portfolio.

Compared with Q2 2021, the fund opened 90 new positions and exited 6.

Portfolio Metrics

Turnover
+3.4%
vs prior filed quarter
Top-10 Concentration
+49.7%
share of reported value
Largest Position
+8.5%
Ishares Tr
New / Exited
90 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $103MQ4 ’20Q1 ’21: $109MQ2 ’21: $115MQ3 ’21: $124MQ3 ’21Q4 ’21: $132MQ1 ’22: $148MQ2 ’22: $142MQ2 ’22Q3 ’22: $136MQ4 ’22: $155MQ2 ’23: $140,049Q2 ’23Q3 ’23: $128,486Q4 ’23: $141,249Q1 ’24: $150,532Q1 ’24Q2 ’24: $143,687Q3 ’24: $153,104Q4 ’24: $155,025Q4 ’24Q2 ’25: $176MQ3 ’25: $189MQ4 ’25: $180MQ4 ’25Q1 ’26: $190Mfilingsflow.com

Portfolio Composition

By security type
ETP: 94.2%Common Stock: 4.8%Other: 0.6%Closed-End Fund: 0.2%ADR: 0.2%Other: 0.0%
  • ETP · 94.2% · $117M
  • Common Stock · 4.8% · $6M
  • Other · 0.6% · $736,000
  • Closed-End Fund · 0.2% · $259,000
  • ADR · 0.2% · $199,000
  • Other · 0.0% · $31,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
NUSHARES ETF TRNEW+27.1K27.1K+$1M$1M
ISHARES INCNEW+12.9K12.9K+$784,000$784,000
PIMCO ETF TRNEW+7.0K7.0K+$706,000$706,000
ISHARES TRNEW+24.7K24.7K+$641,000$641,000
VUGVANGUARD INDEX FDSNEW+946946+$275,000$275,000
ISHARES TRNEW+1.2K1.2K+$270,000$270,000
J P MORGAN EXCHANGE-TRADED FNEW+4.6K4.6K+$233,000$233,000
ISHARES TRNEW+3.8K3.8K+$210,000$210,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

27 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ESGDISHARES TRMSCI KLD400 SOC · TR TIPS BD ETF · S&P 500 GRWT ETF · ESG AW MSCI EAFE · CORE S&P500 ETF · CORE S&P SCP ETF · CORE S&P TTL STK · MSCI USA ESG SLC · ESG AWR MSCI USA · CORE INTL AGGR · ESG AWRE 1 5 YR · EAFE GRWTH ETF · EAFE SML CP ETF · MSCI EAFE MIN VL35.51%$44M466.4K
2VANGUARD INDEX FDSS&P 500 ETF SHS · SMALL CP ETF · TOTAL STK MKT · MID CAP ETF11.04%$14M46.7K
3NUSHARES ETF TRNUVEEN ESG SMLCP · NUVEEN ESG LRGVL · NUVEEN ESG LRGCP6.43%$8M183.4K
4ESGEISHARES INCCUR HD MSCI EM · ESG AWR MSCI EM · MSCI EMRG CHN4.83%$6M164.2K
5VANGUARD WORLD FDESG US STK ETF · ESG INTL STK ETF4.09%$5M71.7K
6J P MORGAN EXCHANGE-TRADED FULTRA SHRT INC3.71%$5M90.7K
7INVESCO EXCH TRADED FD TR IIS&P500 LOW VOL · S&P GBL WATER3.65%$5M76.2K
8SPDR INDEX SHS FDSPORTFOLIO DEVLPD3.59%$4M122.7K
9FIRST TR VALUE LINE DIVID INSHS2.97%$4M93.8K
10VANGUARD STAR FDSVG TL INTL STK F2.50%$3M48.9K
11INVESCO EXCHANGE TRADED FD TINVESCO MSCI · HIG YLD EQ DIV2.29%$3M90.2K
12VANECK VECTORS ETF TRMORNINGSTAR WIDE2.24%$3M37.9K
13GQ9SPDR GOLD TRhistory →GOLD SHS2.19%$3M16.5K
14VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF1.64%$2M40.3K
15SPDR SER TRSSGA GNDER ETF1.44%$2M17.6K
16GLTRABERDEEN STD PRECIOUS METALShistory →PHYSCL PM BASKET1.05%$1M15.0K
17BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.83%$1M3.8K
18MMM3M COCOM0.58%$713,0004.1K
19PIMCO ETF TRENHANCD SHORT0.57%$706,0007.0K
20VANGUARD ADMIRAL FDS INC500 GRTH IDX F0.52%$649,0002.4K
21UNHUNITEDHEALTH GROUP INCCOM0.52%$647,0001.7K
22INDEXIQ ETF TRIQ MRGR ARB ETF0.49%$605,00018.4K
23SCHWAB STRATEGIC TRUS DIVIDEND EQ0.46%$573,0007.7K
24AAPLAPPLE INCCOM0.44%$549,0003.9K
25ECLECOLAB INCCOM0.43%$527,0002.5K
26WISDOMTREE TRFLOATNG RAT TREA0.31%$388,00015.5K
27TMOTHERMO FISHER SCIENTIFIC INCCOM0.25%$311,000545

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$190M59Apr 23, 202613F-HRchanges · EDGAR ↗
Q4 2025$180M57Jan 23, 202613F-HRchanges · EDGAR ↗
Q3 2025$189M57Oct 20, 202513F-HRchanges · EDGAR ↗
Q2 2025$176M56Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025Under review56Apr 24, 202513F-HRchanges · EDGAR ↗
Q4 2024$155,02554Feb 3, 202513F-HRchanges · EDGAR ↗
Q3 2024$153,10454Oct 28, 202413F-HRchanges · EDGAR ↗
Q2 2024$143,68751Jul 25, 202413F-HRchanges · EDGAR ↗
Q1 2024$150,53253Apr 22, 202413F-HRchanges · EDGAR ↗
Q4 2023$141,24952Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$128,48651Oct 27, 202313F-HRchanges · EDGAR ↗
Q2 2023$140,04954Jul 19, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review58Apr 18, 202313F-HRchanges · EDGAR ↗
Q4 2022$155M216Feb 2, 202313F-HRchanges · EDGAR ↗
Q3 2022$136M222Nov 2, 202213F-HRchanges · EDGAR ↗
Q2 2022$142M251Aug 9, 202213F-HRchanges · EDGAR ↗
Q1 2022$148M275Apr 28, 202213F-HRchanges · EDGAR ↗
Q4 2021$132M213Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$124M223Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$115M139Aug 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$109M133May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$103M139Feb 8, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.