SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Exos Asset Management LLC

CIK 0001834630 · 35 W 35TH ST, FLOOR 5, NEW YORK, NY, 10001 · 6468140996

Reported Value
$190M
Q3 2021
Positions
463
Filings on Record
14
2019–present window
Filed
Oct 25, 2021
original filing

Summary

Exos Asset Management LLC reported $190M in U.S.-listed holdings across 463 positions for Q3 2021.

Its largest position, Decarbonization Plus Acqui A, represents 2.1% of the portfolio.

Compared with Q2 2021, the fund opened 149 new positions and exited 513.

Portfolio Metrics

Turnover
+50.6%
vs prior filed quarter
Top-10 Concentration
+17.3%
share of reported value
Largest Position
+2.1%
Decarbonization Plus Acqui A
New / Exited
149 / 513
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $61MQ4 ’20Q1 ’21: $127MQ2 ’21: $193MQ2 ’21Q3 ’21: $190MQ1 ’22: $234MQ1 ’22Q2 ’22: $192MQ1 ’24: $169MQ1 ’24Q2 ’24: $87MQ4 ’24: $433,434Q4 ’24Q1 ’25: $2,319Q2 ’25: $0Q2 ’25Q3 ’25: $0filingsflow.com

Portfolio Composition

By security type
Other: 91.7%Common Stock: 7.7%Unit: 0.3%US GOVERNMENT: 0.2%Equity WRT: 0.2%
  • Other · 91.7% · $174M
  • Common Stock · 7.7% · $15M
  • Unit · 0.3% · $504,000
  • US GOVERNMENT · 0.2% · $392,000
  • Equity WRT · 0.2% · $376,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GORES METROPOULOS II INCNEW+379.2K379.2K+$4M$4M
CM LIFE SCIENCES III INCNEW+311.3K311.3K+$3M$3M
CBRE ACQUISITION HOLDINGS-ANEW+300.0K300.0K+$3M$3M
LIVE OAK CRESTVIEW CLIMATE ANEW+250.0K250.0K+$2M$2M
WILLIAMS ROWLAND ACQUISITIONNEW+247.1K247.1K+$2M$2M
JAWS HURRICANE ACQUISITION-ANEW+240.5K240.5K+$2M$2M
HENNESSY CAPITAL INVESTMEN-ANEW+225.5K225.5K+$2M$2M
ALPHA HEALTHCARE ACQUISITI-ANEW+228.1K228.1K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

451 positions
#IssuerClass% PortfolioValueShares
1DECARBONIZATION PLUS ACQUI-ACOM2.08%$4M399.8K
2KHOSLA VENTURES ACQUISITIONCOM2.07%$4M397.5K
3GORES METROPOULOS II INCCOM1.98%$4M379.2K
4SOCIAL CAPITAL SUVRETTA HO-ACOM1.88%$4M362.2K
5CM LIFE SCIENCES III INCCOM1.63%$3M311.3K
6LIVE OAK MOBILITY ACQUISIT-ACOM1.62%$3M317.4K
7CHURCHILL CAPITAL CORP VIICOM · Unit1.58%$3M308.2K
8CBRE ACQUISITION HOLDINGS-ACOM1.57%$3M300.0K
9SPARTAN ACQUISITION CORP III COM CL ACOM1.47%$3M281.7K
10JAWS MUSTANG ACQUISITION CORP SHS CL ACOM1.43%$3M278.0K
11LIVE OAK CRESTVIEW CLIMATE AUnit1.29%$2M250.0K
12WILLIAMS ROWLAND ACQUISITIONCOM1.29%$2M247.1K
13JAWS HURRICANE ACQUISITION-ACOM1.23%$2M240.5K
14AUSTERLITZ ACQUISITION CORP I SHS CL ACOM1.22%$2M232.6K
15NORTHERN STAR INVESTMENT -ACOM1.21%$2M234.8K
16HENNESSY CAPITAL INVESTMEN-ACOM1.17%$2M225.5K
17ALPHA HEALTHCARE ACQUISITI-ACOM1.17%$2M228.1K
18IVANHOE CAPITAL ACQUISIT-ACOM1.12%$2M214.8K
19KKR ACQUISITION HOLDINGS I-ACOM1.10%$2M213.9K
20CORNER GROWTH ACQUISITION-ACOM1.09%$2M210.5K
21NEXTGEN ACQUISITION CORP IICOM1.03%$2M197.9K
22ELLIOTT OPPORTUNITY II COR-ACOM1.03%$2M200.0K
23TORTOISEECOFIN ACQUISITION-ACOM0.95%$2M185.3K
24AUSTERLITZ ACQUISITION CORP II COM CL ACOM0.91%$2M177.5K
25PONTEM CORP-CLASS ACOM0.91%$2M177.7K
26FOREST ROAD ACQUISITION CO-ACOM0.84%$2M163.6K
27LEAD EDGE GROWTH OPPORTUNI-ACOM0.84%$2M165.1K
28SIMON PROPERTY GRP ACQ HOLDIN COM CL ACOM0.82%$2M159.2K
29CHURCHILL CAPITAL CORP VICOM · Unit0.80%$2M154.6K
30CARNEY TECHNOLOGY ACQU- CL ACOM0.77%$1M148.7K
31RMG ACQUISITION CORP III -ACOM0.72%$1M140.0K
32CARTESIAN GROWTH CORP-ACOM0.71%$1M135.7K
33OKLOALTC ACQUISITION CORPCOM0.69%$1M132.3K
34NOVUS CAPITAL CORP II-ACOM0.69%$1M131.3K
35SUPERNOVA PARTNERS ACQUISI-ACOM0.68%$1M131.7K
36WARBURG PINCUS CAPITAL I-BCOM0.64%$1M124.6K
37FTAC HERA ACQUISITION CORP-ACOM0.64%$1M124.3K
38ABG ACQUISITION CORP I - ACOM0.64%$1M123.9K
39PRIME IMPACT ACQU I -CL ACOM0.63%$1M122.0K
40SVF INVESTMENT CORP 3-CLS ACOM0.63%$1M121.1K
41REINVENT TECHNOLOGY PARTNERS Y CLASS A ORD SHSCOM0.61%$1M117.0K
42DEEP LAKE CAPITAL ACQUIS-CLACOM0.61%$1M118.6K
43INDEPENDENCE HOLDINGS CORPCOM · Unit0.61%$1M117.2K
44SILVER SPIKE ACQUISITION-ACOM0.60%$1M115.6K
45890 5TH AVENUE PARTNERS-CL ACOM0.60%$1M114.0K
46MONTES ARCHIMEDES ACQUISITION COM CL ACOM0.58%$1M111.4K
47ARES ACQUISITION CORPORATION COM CL ACOM0.58%$1M112.5K
48DECARBONIZATION PLUS ACQUISIUnit0.58%$1M108.5K
49ACCELERATE ACQUISITION COR-ACOM0.57%$1M111.0K
50IG ACQUISITION CORP-CLASS ACOM0.57%$1M110.0K
51PROPERTY SOLUTIONS ACQUISI-ACOM0.56%$1M110.0K
52KENSINGTON CAPITAL ACQUISITIUnit0.54%$1M100.0K
53WORLD QUANTUM GROWTH ACQUISIUnit0.53%$1M100.0K
5410X CAPITAL VENTURE ACQUISITUnit0.53%$995,000100.0K
55SCIENCE STRATEGIC ACQUISIT-ACOM0.52%$985,000101.5K
56REDBALL ACQUISITION CORPCOM0.52%$984,000100.0K
57FORUM MERGER IV CORP-ACOM0.52%$976,000100.0K
58HEALTHCOR CATALIO ACQUISIT-ACOM0.51%$958,00096.8K
59VIRGIN GROUP ACQUISITION C-ACOM0.49%$932,00096.0K
60PERIDOT ACQUISITION CORP-ACOM0.47%$899,00092.6K
61CRUCIBLE ACQUISITION CORP-ACOM0.47%$893,00091.3K
62VELOCITY ACQUISITION CORP-ACOM0.47%$887,00090.0K
63TISHMAN SPEYER INNOVATION CORP COM CL ACOM0.45%$862,00087.9K
64LANDCADIA HOLDINGS IV INC-ACOM0.44%$830,00085.2K
65INVESTINDUSTRIAL ACQ-CLASS ACOM0.43%$809,00081.5K
66HAYMAKER ACQUISITION CORP-ACOM0.43%$807,00082.9K
67GLENFARNE MERGER CORP-ACOM0.41%$781,00080.6K
68CF ACQUISITION CORP VI-CLS ACOM0.41%$779,00080.2K
69MSD ACQUISITION CORP-ACOM0.41%$770,00078.8K
70CC NEUBERGER PRIN HLDGS IICOM0.40%$767,00078.1K
71TWELVE SEAS INVTMNT CO II -ACOM0.40%$760,00078.2K
72DTRT HEALTH ACQUISITION CORPUnit0.40%$757,00075.0K
73LONGVIEW ACQUISITION CORP II COM CL ACOM0.40%$749,00075.8K
74JAWS JUGGERNAUT ACQUISITIO-ACOM0.39%$734,00075.0K
75PORTAGE FINTECH ACQUISITIO-ACOM0.39%$733,00076.0K
76PINE TECHNOLOGY ACQUISI-CL ACOM0.38%$724,00075.0K
77ROSS ACQUISITION CORP II -ACOM0.38%$719,00074.2K
78L CATTERTON ASIA ACQ-CLASS ACOM0.37%$707,00072.7K
79BCLS ACQUISITION CORP- CL ACOM0.36%$684,00068.7K
80GRAF ACQUISITION CORP IVCOM0.36%$678,00070.0K
81GX ACQUISITION CORP II-ACOM0.35%$659,00068.2K
82CIIG CAPITAL PARTNERS II INCUnit0.35%$656,00065.1K
83ALTIMAR ACQUISITION CORP -ACOM0.34%$648,00065.8K
84EXECUTIVE NETWORK PARTNER-ACOM0.34%$647,00065.9K
85ADVANCED MERGER PARTNERS I-ACOM0.34%$641,00066.0K
86HORIZON ACQUISITION CORPCOM0.33%$627,00062.8K
87CC NEUBERGER PRINCIPAL HOL-ACOM0.33%$623,00063.8K
88ALKURI GLOBAL ACQUISIT-CL ACOM0.33%$621,00062.3K
89SKYDECK ACQUISITION CORP-ACOM0.32%$608,00062.7K
90FRAZIER LIFESCIENCES ACQUI-ACOM0.32%$604,00061.5K
91ESM ACQUISITION CORP-ACOM0.31%$591,00060.6K
92GORES HOLDINGS VII INC-ACOM0.31%$587,00059.6K
93G SQUARED ASCEND II INC -ACOM0.31%$587,00060.0K
94AEQUI ACQUISITION CORP-CL ACOM0.31%$587,00060.2K
95PIVOTAL INVESTMENT CORPIII-ACOM0.31%$584,00060.0K
96GLOBAL PARTNER ACQUISITION-ACOM0.31%$582,00060.0K
97FORTRESS CAPITAL ACQUISITI-ACOM0.31%$582,00059.5K
98SCION TECH GROWTH I-CLASS ACOM0.31%$580,00059.6K
99ISOS ACQUISITION CORP-ACOM0.30%$566,00056.7K
100TWO - CLASS ACOM0.29%$559,00057.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2025$01Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$01Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$2,3193May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$433,43439Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024Under review58Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$87M147Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$169M189May 15, 202413F-HRchanges · EDGAR ↗
Q2 2022$192M307Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$234M334Apr 13, 202213F-HRchanges · EDGAR ↗
Q3 2021$190M463Oct 25, 202113F-HRchanges · EDGAR ↗
Q2 2021$193M827Jul 23, 202113F-HRchanges · EDGAR ↗
Q1 2021$127M442May 5, 202113F-HRchanges · EDGAR ↗
Q4 2020$61M245Feb 16, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.