CC NEUBERGER PRINCIPAL HOLDN
CUSIP G1992N100
Cc Neuberger Principal Holdn has 73 institutional holders in Filings Flow’s 13F database, together reporting 34.71M shares worth $272M as of Q4 2022. The largest reported holders are Aristeia Capital, L.L.C., Adage Capital Partners GP, L.L.C., and Weiss Asset Management LP.
Institutional Holders
73
Q4 2022
Reported Value
$272M
Ticker
unmapped
private placement or foreign
Quarters Tracked
3
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Arena Capital Advisors, LLC- CA$200M AUM | 1.41% | $3M | 255.0K | Q4 2022OLDER |
| LEVIN CAPITAL STRATEGIES, L.P.$1.3B AUM | 0.92% | $7M | 678.0K | Q4 2022OLDER |
| MIZUHO MARKETS AMERICAS LLC$3.7B AUM | 0.78% | $13M | 1.32M | Q4 2022OLDER |
| Governors Lane LP$1.6B AUM | 0.73% | $7M | 700.0K | Q4 2022OLDER |
| ARISTEIA CAPITAL, L.L.C.$4.8B AUM | 0.71% | $36M | 3.53M | Q4 2022OLDER |
| Weiss Asset Management LP$5.9B AUM | 0.67% | $16M | 1.61M | Q4 2022OLDER |
| METEORA CAPITAL, LLC$1.4B AUM | 0.63% | $4M | 341.2K | Q3 2023 |
| Wealthspring Capital LLC$421M AUM | 0.63% | $421,978 | 41.8K | Q4 2022OLDER |
| First Trust Capital Management L.P.$1.9B AUM | 0.43% | $8M | 785.2K | Q4 2022OLDER |
| PERISCOPE CAPITAL INC.$902M AUM | 0.41% | $4M | 329.4K | Q3 2023 |
| Radcliffe Capital Management, L.P.$1.3B AUM | 0.30% | $10M | 953.2K | Q4 2022OLDER |
| Taconic Capital Advisors LP$229M AUM | 0.26% | $6M | 604.4K | Q4 2022OLDER |
| Bulldog Investors, LLP$445M AUM | 0.19% | $623,170 | 61.7K | Q4 2022OLDER |
| ANGELO GORDON & CO., L.P.$1.1B AUM | 0.19% | $1M | 100.0K | Q4 2022OLDER |
| BERKLEY W R CORP$1.9B AUM | 0.15% | $2M | 208.7K | Q3 2023 |
| PICTON MAHONEY ASSET MANAGEMENT$13.5B AUM | 0.14% | $3M | 300.0K | Q4 2022OLDER |
| AQR Arbitrage LLC$6.1B AUM | 0.14% | $5M | 539.0K | Q4 2022OLDER |
| Quarry LP$558M AUM | 0.13% | $398,695 | 36.8K | Q2 2023OLDER |
| LMR Partners LLP$45.4B AUM | 0.10% | $6M | 595.4K | Q4 2022OLDER |
| MIZUHO SECURITIES USA LLC$4.6B AUM | 0.10% | $3M | 310.5K | Q3 2023 |
| CVI Holdings, LLC$116M AUM | 0.10% | $754,450 | 74.7K | Q4 2022OLDER |
| Sculptor Capital LP$9.6B AUM | 0.09% | $5M | 516.0K | Q4 2022OLDER |
| GABELLI & Co INVESTMENT ADVISERS, INC.$674M AUM | 0.09% | $551,540 | 50.6K | Q3 2023 |
| Westchester Capital Management, LLC$2.2B AUM | 0.09% | $3M | 275.0K | Q3 2023 |
| Shaolin Capital Management LLC$2.7B AUM | 0.09% | $2M | 224.9K | Q3 2023 |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP$7.3B AUM | 0.08% | $4M | 360.7K | Q4 2022OLDER |
| ADAGE CAPITAL PARTNERS GP, L.L.C.$64.8B AUM | 0.08% | $32M | 3.15M | Q4 2022OLDER |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)$3.7B AUM | 0.06% | $4M | 400.4K | Q3 2023 |
| Woodline Partners LP$26.4B AUM | 0.06% | $5M | 450.0K | Q4 2022OLDER |
| Boussard & Gavaudan Investment Management LLP$1.1B AUM | 0.06% | $591,794 | 57.4K | Q1 2023OLDER |
| Segantii Capital Management Ltd$1.5B AUM | 0.06% | $2M | 150.0K | Q4 2022OLDER |
| Schechter Investment Advisors, LLC$1.2B AUM | 0.05% | $596,698 | 59.1K | Q4 2022OLDER |
| TENOR CAPITAL MANAGEMENT Co., L.P.$6.5B AUM | 0.05% | $2M | 205.5K | Q4 2022OLDER |
| P SCHOENFELD ASSET MANAGEMENT LP$184M AUM | 0.05% | $541,835 | 53.6K | Q4 2022OLDER |
| RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM | 0.05% | $926,064 | 85.0K | Q3 2023 |
| DUPONT CAPITAL MANAGEMENT CORP$879M AUM | 0.05% | $1M | 100.0K | Q4 2022OLDER |
| Hudson Bay Capital Management LP$29.0B AUM | 0.04% | $4M | 349.0K | Q4 2022OLDER |
| Apollo Management Holdings, L.P.$7.6B AUM | 0.03% | $5M | 482.7K | Q4 2022OLDER |
| Magnetar Financial LLC$9.8B AUM | 0.03% | $2M | 161.1K | Q4 2022OLDER |
| MOORE CAPITAL MANAGEMENT, LP$4.9B AUM | 0.02% | $1M | 100.0K | Q3 2023 |
| BOOTHBAY FUND MANAGEMENT, LLC$7.7B AUM | 0.02% | $922,771 | 85.0K | Q2 2023OLDER |
| HSBC HOLDINGS PLC$191.6B AUM | 0.02% | $15M | 1.50M | Q4 2022OLDER |
| MARSHALL WACE, LLP$100.4B AUM | 0.01% | $6M | 631.0K | Q4 2022OLDER |
| CSS LLC/IL$2.1B AUM | 0.01% | $205,030 | 20.3K | Q4 2022OLDER |
| Schonfeld Strategic Advisors LLC$14.2B AUM | 0.01% | $843,855 | 83.5K | Q4 2022OLDER |
| BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM | 0.01% | $3M | 250.0K | Q4 2022OLDER |
| Polar Asset Management Partners Inc.$5.0B AUM | 0.01% | $272,500 | 25.0K | Q3 2023 |
| GABELLI FUNDS LLC$14.8B AUM | 0.01% | $716,054 | 65.7K | Q3 2023 |
| MILLENNIUM MANAGEMENT LLC$240.3B AUM | 0.01% | $11M | 1.04M | Q4 2022OLDER |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND$62.2B AUM | 0.01% | $1M | 110.0K | Q4 2022OLDER |
| TD ASSET MANAGEMENT INC$123.2B AUM | 0.00% | $4M | 358.8K | Q4 2022OLDER |
| OMERS ADMINISTRATION Corp$15.6B AUM | 0.00% | $252,500 | 25.0K | Q4 2022OLDER |
| WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM | 0.00% | $188,829 | 18.7K | Q4 2022OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $3M | 343.3K | Q4 2022OLDER |
| CLEAR STREET LLC$25.1B AUM | 0.00% | $63,000 | 5.8K | Q3 2023 |
| Cubist Systematic Strategies, LLC$21.0B AUM | 0.00% | $133,639 | 13.0K | Q1 2023OLDER |
| Elequin Capital, LP$1.2B AUM | 0.00% | $2,525 | 250 | Q4 2022OLDER |
| Walleye Capital LLC$24.0B AUM | 0.00% | $276,184 | 25.3K | Q3 2023 |
| Walleye Trading LLC$60.0B AUM | 0.00% | $185,660 | 17.0K | Q3 2023 |
| DEUTSCHE BANK AG\$302.7B AUM | 0.00% | $569,144 | 52.2K | Q3 2023 |
| Janus Henderson Group Ltd.$209.4B AUM | 0.00% | $482,877 | 47.8K | Q4 2022OLDER |
| OLD MISSION CAPITAL LLC$6.3B AUM | 0.00% | $7,726 | 765 | Q4 2022OLDER |
| ALLIANCEBERNSTEIN L.P.$308.8B AUM | 0.00% | $416,746 | 41.3K | Q4 2022OLDER |
| D. E. Shaw & Co., Inc.$166.3B AUM | 0.00% | $109,000 | 10.0K | Q3 2023 |
| PRICE T ROWE ASSOCIATES INC /MD/$865M AUM | 0.00% | $612,000 | 60.6K | Q4 2022OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $1,090 | 100 | Q3 2023 |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.