Managers / Q4 2022 · view latest →

HERITAGE WEALTH MANAGEMENT, LLC

CIK 0001834505 · 2355 E. CAMELBACK ROAD, SUITE 330, PHOENIX, AZ, 85016 · 6027755400

Reported Value

$700M

Q4 2022

Positions

1,077

Filings on Record

2019–present window

Filed

Feb 13, 2023

original filing

Summary

Heritage Wealth Management, LLC reported $700M in U.S.-listed holdings across 1,077 positions for Q4 2022.

The portfolio is heavily concentrated: SMMD alone accounts for 36.6% of reported value.

Compared with Q3 2022, the fund opened 61 new positions and exited 42.

Portfolio Metrics

Turnover

+0.7%

vs prior filed quarter

Top-10 Concentration

+58.5%

share of reported value

Largest Position

+36.6%

Ishares Tr

New / Exited

61 / 42

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 54.9% · $384M
Common Stock · 41.2% · $288M
ADR · 1.5% · $11M
REIT · 1.2% · $9M
Other · 1.2% · $8M
Other · 0.0% · $245,971

Quarter-over-Quarter Changes full breakdown →

vs Q3 2022 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
DE DEERE & CO	NEW	+3.3K	3.3K	+$1M	$1M
ISHARES TR	NEW	+55.4K	55.4K	+$1M	$1M
IBTE ISHARES TR	NEW	+27.4K	27.4K	+$653,633	$653,633
HRMY HARMONY BIOSCIENCES HLDGS IN	NEW	+4.9K	4.9K	+$268,888	$268,888
VOE VANGUARD INDEX FDS	NEW	+1.2K	1.2K	+$168,780	$168,780
EDV VANGUARD WORLD FD	NEW	+1.8K	1.8K	+$152,573	$152,573
VBR VANGUARD INDEX FDS	NEW	+784	784	+$124,499	$124,499
FSCO FS CREDIT OPPORTUNITIES CORP	NEW	+18.9K	18.9K	+$88,962	$88,962

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2022

345 positions

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	SMMD ISHARES TR	RUSEL 2500 ETF · MSCI EAFE ETF · CORE US AGGBD ET · BROAD USD HIGH · CORE S&P500 ETF · JPMORGAN USD EMG · CORE MSCI EAFE · RUSSELL 2000 ETF · NATIONAL MUN ETF · ISHS 1-5YR INVS · 0-5YR INVT GR CP · ESG AWR MSCI USA · US TREAS BD ETF · FLTG RATE NT ETF · ESG ADVNCD HY BD · 0-5 YR TIPS ETF · CORE S&P SCP ETF · MSCI ACWI ETF · 1 3 YR TREAS BD · MSCI USA MMENTM · MSCI USA MIN VOL · MBS ETF · IBONDS 23 TRM TS · 0-5YR HI YL CP · ESG AWR US AGRGT · MSCI USA QLT FCT · MSCI EMG MKT ETF · ESG SCRND S&P500 · EAFE VALUE ETF · EAFE GRWTH ETF · ESG AW MSCI EAFE · IBONDS 24 TRM TS · CORE S&P MCP ETF · AGENCY BOND ETF · SHORT TREAS BD · CORE HIGH DV ETF · 7-10 YR TRSY BD · MSCI USA VALUE · ESG AWARE MSCI · S&P MC 400VL ETF · GLOB HLTHCRE ETF · ISHARES BIOTECH · CORE S&P US VLU · PFD AND INCM SEC · CORE TOTAL USD · TIPS BD ETF · ESG SCRD S&P MID · RUS 1000 ETF · S&P 500 VAL ETF · CYBERSECURITY · RUS 1000 GRW ETF · RUS 1000 VAL ETF · CORE S&P US GWT · ISHARES SEMICDTR · FALN ANGLS USD · MSCI EAFE MIN VL · INTRM GOV CR ETF · IBOXX HI YD ETF · CORE MSCI EURO · ESG AWRE 1 5 YR · 20 YR TR BD ETF · U.S. MED DVC ETF · ESG AWRE USD ETF · 10-20 YR TRS ETF · U.S. ENERGY ETF · ESG AWARE AGGRSV · U.S. TECH ETF · USD GRN BOND ETF · U.S. REAL ES ETF · GLOBAL FINLS ETF · GLOBAL TECH ETF · RUS MD CP GR ETF · MSCI USA SZE FT · US HLTHCARE ETF · CORE MSCI PAC · GRWT ALLOCAT ETF · SELECT DIVID ETF · SP SMCP600VL ETF	36.61%	$256M	4.03M
2	SPDW SPDR INDEX SHS FDS	PORTFOLIO EMG MK · PORTFOLIO DEVLPD · S&P INTL SMLCP	6.67%	$47M	1.42M
3	XPEL XPEL INC history →	COM	4.62%	$32M	538.8K
4	MSFT MICROSOFT CORP history →	COM	2.04%	$14M	59.5K
5	IEMG ISHARES INC	CORE MSCI EMKT · ESG AWR MSCI EM · MSCI GBL MIN VOL · JP MRG EM CRP BD	1.80%	$13M	330.3K
6	VTI VANGUARD INDEX FDS	TOTAL STK MKT · S&P 500 ETF SHS · VALUE ETF · REAL ESTATE ETF · EXTEND MKT ETF · GROWTH ETF · LARGE CAP ETF · MCAP VL IDXVIP · SMALL CP ETF · SM CP VAL ETF	1.70%	$12M	66.5K
7	AAPL APPLE INC history →	COM	1.58%	$11M	85.3K
8	SPYM SPDR SER TR	PORTFOLIO S&P500 · BBG CONV SEC ETF · PORTFOLIO INTRMD · SSGA US LRG ETF · NYSE TECH ETF · PORTFOLIO LN TSR · S&P METALS MNG · PORTFLI TIPS ETF · S&P DIVID ETF · PORTFLI INTRMDIT · S&P BIOTECH · PORTFOLI S&P1500 · S&P SEMICNDCTR · S&P 400 MDCP GRW · S&P 600 SMCP GRW · BLOOMBERG HIGH Y · PORTFOLIO LN COR · PORTFOLIO SH TSR · PRTFLO S&P500 VL · PRTFLO S&P500 GW	1.35%	$9M	193.5K
9	NEAR ISHARES U S ETF TR	BLACKROCK ST MAT · INT RT HD LONG · IT RT HDG HGYL · GSCI CMDTY STGY	1.16%	$8M	204.4K
10	RTX RAYTHEON TECHNOLOGIES CORP	COM	1.00%	$7M	69.1K
11	UNH UNITEDHEALTH GROUP INC	COM	0.89%	$6M	11.7K
12	AVGO BROADCOM INC	COM	0.84%	$6M	10.5K
13	ADI ANALOG DEVICES INC	COM	0.82%	$6M	35.1K
14	KLAC KLA CORP	COM NEW	0.81%	$6M	15.1K
15	COP CONOCOPHILLIPS	COM	0.80%	$6M	47.3K
16	VIG VANGUARD SPECIALIZED FUNDS	DIV APP ETF	0.78%	$5M	35.9K
17	LOW LOWES COS INC	COM	0.76%	$5M	26.8K
18	V VISA INC	COM CL A	0.76%	$5M	25.7K
19	MRK MERCK & CO INC	COM	0.76%	$5M	48.0K
20	HON HONEYWELL INTL INC	COM	0.75%	$5M	24.6K
21	SYK STRYKER CORPORATION	COM	0.69%	$5M	19.7K
22	NOC NORTHROP GRUMMAN CORP	COM	0.67%	$5M	8.6K
23	ACN ACCENTURE PLC IRELAND	SHS CLASS A	0.63%	$4M	16.6K
24	AMT AMERICAN TOWER CORP NEW	COM	0.63%	$4M	20.9K
25	MA MASTERCARD INCORPORATED	CL A	0.59%	$4M	11.9K
26	TE CONNECTIVITY LTD	SHS	0.58%	$4M	35.1K
27	TXN TEXAS INSTRS INC	COM	0.57%	$4M	24.2K
28	XLK SELECT SECTOR SPDR TR	TECHNOLOGY · FINANCIAL · SBI CONS STPLS · ENERGY · SBI HEALTHCARE · SBI INT-UTILS · SBI CONS DISCR · SBI INT-INDS	0.57%	$4M	57.5K
29	LLY LILLY ELI & CO	COM	0.57%	$4M	10.8K
30	HD HOME DEPOT INC	COM	0.50%	$4M	11.1K
31	VEA VANGUARD TAX-MANAGED FDS	VAN FTSE DEV MKT	0.48%	$3M	79.7K
32	CMCSA COMCAST CORP NEW	CL A	0.47%	$3M	94.9K
33	ICE INTERCONTINENTAL EXCHANGE IN	COM	0.47%	$3M	32.3K
34	SCHJ SCHWAB STRATEGIC TR	1 5YR CORP BD · US LRG CAP ETF · US AGGREGATE B · US TIPS ETF · US SML CAP ETF · US DIVIDEND EQ · SHT TM US TRES · 5 10YR CORP BD · US MID-CAP ETF	0.37%	$3M	54.2K
35	RF REGIONS FINANCIAL CORP NEW	COM	0.36%	$3M	117.1K
36	CSCO CISCO SYS INC	COM	0.35%	$2M	51.1K
37	ABT ABBOTT LABS	COM	0.35%	$2M	22.1K
38	CCI CROWN CASTLE INC	COM	0.34%	$2M	17.6K
39	SPY SPDR S&P 500 ETF TR	TR UNIT	0.34%	$2M	6.1K
40	VDC VANGUARD WORLD FDS	CONSUM STP ETF · INF TECH ETF · UTILITIES ETF	0.33%	$2M	11.4K
41	AON AON PLC	SHS CL A	0.32%	$2M	7.4K
42	MCO MOODYS CORP	COM	0.32%	$2M	7.9K
43	EOG EOG RES INC	COM	0.30%	$2M	16.3K
44	RELX RELX PLC	SPONSORED ADR	0.29%	$2M	73.9K
45	SONY SONY GROUP CORPORATION	SPONSORED ADR	0.29%	$2M	26.8K
46	ASMLF ASML HOLDING N V	N Y REGISTRY SHS	0.29%	$2M	3.7K
47	BKE BUCKLE INC	COM	0.27%	$2M	41.1K
48	NVS NOVARTIS AG	SPONSORED ADR	0.26%	$2M	19.7K
49	CHKP CHECK POINT SOFTWARE TECH LT	ORD	0.25%	$2M	14.0K
50	NXPI NXP SEMICONDUCTORS N V	COM	0.25%	$2M	11.1K
51	VWO VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF · TT WRLD ST ETF	0.25%	$2M	39.2K
52	SPGI S&P GLOBAL INC	COM	0.25%	$2M	5.2K
53	ALC ALCON AG	ORD SHS	0.24%	$2M	24.0K
54	XMLV INVESCO EXCH TRADED FD TR II	S&P500 LOW VOL · S&P MIDCP LOW · PFD ETF · S&P EMRNG MKTS	0.23%	$2M	40.1K
55	AMZN AMAZON COM INC	COM	0.23%	$2M	19.4K
56	BND VANGUARD BD INDEX FDS	TOTAL BND MRKT · SHORT TRM BOND	0.23%	$2M	22.4K
57	WRB BERKLEY W R CORP	COM	0.22%	$2M	21.0K
58	MCK MCKESSON CORP	COM	0.21%	$1M	3.9K
59	APD AIR PRODS & CHEMS INC	COM	0.21%	$1M	4.7K
60	RSP INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT · ZACKS MID CAP · S&P500 EQL HLT · S&P500 EQL MAT · S&P500 BUY WRT · GBL LISTED PVT	0.20%	$1M	21.8K
61	DE DEERE & CO	COM	0.20%	$1M	3.3K
62	MINT PIMCO ETF TR	ENHAN SHRT MA AC	0.20%	$1M	14.2K
63	TSM TAIWAN SEMICONDUCTOR MFG LTD	SPONSORED ADS	0.19%	$1M	17.8K
64	TDY TELEDYNE TECHNOLOGIES INC	COM	0.19%	$1M	3.3K
65	GOOGL ALPHABET INC	CAP STK CL A · CAP STK CL C	0.19%	$1M	14.8K
66	POOL POOL CORP	COM	0.19%	$1M	4.3K
67	AKX ANSYS INC	COM	0.19%	$1M	5.4K
68	MDT MEDTRONIC PLC	SHS	0.19%	$1M	16.8K
69	COOPER COS INC	COM NEW	0.19%	$1M	3.9K
70	BRK/B BERKSHIRE HATHAWAY INC DEL	CL B NEW	0.18%	$1M	4.2K
71	NDSN NORDSON CORP	COM	0.18%	$1M	5.4K
72	FICO FAIR ISAAC CORP	COM	0.18%	$1M	2.1K
73	ICLR ICON PLC	SHS	0.18%	$1M	6.5K
74	CHARLES RIV LABS INTL INC	COM	0.18%	$1M	5.7K
75	GLD SPDR GOLD TR	GOLD SHS	0.18%	$1M	7.3K
76	ROL ROLLINS INC	COM	0.17%	$1M	32.9K
77	ABBNY ABB LTD	SPONSORED ADR	0.17%	$1M	39.1K
78	BSY BENTLEY SYS INC	COM CL B	0.17%	$1M	31.5K
79	CSX CSX CORP	COM	0.16%	$1M	36.6K
80	LPLA LPL FINL HLDGS INC	COM	0.16%	$1M	5.2K
81	VYM VANGUARD WHITEHALL FDS	HIGH DIV YLD	0.16%	$1M	10.4K
82	WFC WELLS FARGO CO NEW	COM	0.16%	$1M	26.8K
83	GMED GLOBUS MED INC	CL A	0.16%	$1M	14.8K
84	CPRT COPART INC	COM	0.15%	$1M	17.4K
85	XSOE WISDOMTREE TR	EM EX ST-OWNED · PUTWRITE STRAT · ENHNCD CMMDTY ST · US AI ENHANCED · FUTRE STRAT FD	0.15%	$1M	37.8K
86	IBKR INTERACTIVE BROKERS GROUP IN	COM CL A	0.14%	$999,060	13.8K
87	EFX EQUIFAX INC	COM	0.14%	$997,846	5.1K
88	EXPO EXPONENT INC	COM	0.14%	$997,669	10.1K
89	SIGI SELECTIVE INS GROUP INC	COM	0.14%	$997,559	11.3K
90	CSGP COSTAR GROUP INC	COM	0.14%	$956,572	12.4K
91	ZBRA ZEBRA TECHNOLOGIES CORPORATI	CL A	0.14%	$954,871	3.7K
92	TER TERADYNE INC	COM	0.13%	$932,374	10.7K
93	TTEN TOTALENERGIES SE	SPONSORED ADS	0.13%	$930,794	15.0K
94	SITE SITEONE LANDSCAPE SUPPLY INC	COM	0.13%	$930,113	7.9K
95	CVX CHEVRON CORP NEW	COM	0.13%	$899,604	5.0K
96	HEI HEICO CORP NEW	COM	0.13%	$888,654	5.8K
97	DLB DOLBY LABORATORIES INC	COM CL A	0.12%	$866,464	12.3K
98	AZO AUTOZONE INC	COM	0.12%	$863,163	350
99	FXH FIRST TR EXCHANGE TRADED FD	HLTH CARE ALPH · TECH ALPHADEX · DJ INTERNT IDX · NY ARCA BIOTECH · FIRST TR ENH NEW · MATERIALS ALPH	0.12%	$840,748	8.5K
100	ALLE ALLEGION PLC	ORD SHS	0.12%	$817,361	7.8K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q2 2024	$180M	168	Jul 30, 2024	13F-HR	changes · EDGAR ↗
Q1 2024	$196M	177	Apr 25, 2024	13F-HR	changes · EDGAR ↗
Q4 2023	$185M	168	Feb 6, 2024	13F-HR	changes · EDGAR ↗
Q4 2022	$700M	1,077	Feb 13, 2023	13F-HR	changes · EDGAR ↗
Q3 2022	$311M	1,058	Nov 14, 2022	13F-HR	changes · EDGAR ↗
Q2 2022	$370M	1,006	Aug 15, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$281M	900	Nov 10, 2021	13F-HR	changes · EDGAR ↗
Q2 2021	$264M	892	Aug 11, 2021	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.