SEC 13F Intelligence

Managers / Q3 2022 · view latest →

HERITAGE WEALTH MANAGEMENT, LLC

CIK 0001834505 · 2355 E. CAMELBACK ROAD, SUITE 330, PHOENIX, AZ, 85016 · 6027755400

Reported Value
$311M
Q3 2022
Positions
1,058
Filings on Record
10
2019–present window
Filed
Nov 14, 2022
original filing

Summary

Heritage Wealth Management, LLC reported $311M in U.S.-listed holdings across 1,058 positions for Q3 2022.

Its largest position, Ishares Tr, represents 7.2% of the portfolio.

Compared with Q2 2022, the fund opened 170 new positions and exited 118.

Portfolio Metrics

Turnover
+11.3%
vs prior filed quarter
Top-10 Concentration
+39.7%
share of reported value
Largest Position
+7.2%
Ishares Tr
New / Exited
170 / 118
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q2 ’21: $264MQ2 ’21Q3 ’21: $281MQ3 ’21Q2 ’22: $370MQ2 ’22Q3 ’22: $311MQ3 ’22Q4 ’22: $700MQ4 ’22Q4 ’23: $185MQ4 ’23Q1 ’24: $196MQ1 ’24Q2 ’24: $180MQ2 ’24filingsflow.com

Portfolio Composition

By security type
ETP: 56.5%Common Stock: 37.5%Other: 3.4%REIT: 1.3%ADR: 1.3%Other: 0.0%
  • ETP · 56.5% · $176M
  • Common Stock · 37.5% · $117M
  • Other · 3.4% · $10M
  • REIT · 1.3% · $4M
  • ADR · 1.3% · $4M
  • Other · 0.0% · $149,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
XPELXPEL INCNEW+269.4K269.4K+$17M$17M
ISHARES U S ETF TRNEW+55.5K55.5K+$1M$1M
DKNGDRAFTKINGS INC NEWNEW+50.1K50.1K+$759,000$759,000
ASPEN TECHNOLOGY INCNEW+1.4K1.4K+$345,000$345,000
WSOWATSCO INCNEW+1.3K1.3K+$334,000$334,000
TOTALENERGIES SENEW+6.6K6.6K+$306,000$306,000
SUSUNCOR ENERGY INC NEWNEW+10.0K10.0K+$282,000$282,000
FUODOLBY LABORATORIES INCNEW+3.7K3.7K+$244,000$244,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

32 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRRUSEL 2500 ETF · MSCI EAFE ETF · CORE US AGGBD ET · BROAD USD HIGH · CORE S&P500 ETF · JPMORGAN USD EMG · CORE MSCI EAFE · RUSSELL 2000 ETF · NATIONAL MUN ETF · ISHS 1-5YR INVS · 0-5YR INVT GR CP · MSCI EMG MKT ETF · FLTG RATE NT ETF · US TREAS BD ETF · ESG AWR MSCI USA · ESG ADVNCD HY BD32.29%$101M1.71M
2SPDR INDEX SHS FDSPORTFOLIO EMG MK5.88%$18M589.9K
3XPELXPEL INChistory →COM5.58%$17M269.4K
4MSFTMICROSOFT CORPhistory →COM2.13%$7M28.5K
5AAPLAPPLE INChistory →COM1.85%$6M41.6K
6ESGEISHARES INCCORE MSCI EMKT · ESG AWR MSCI EM1.71%$5M154.5K
7VANGUARD INDEX FDSTOTAL STK MKT1.42%$4M24.6K
8ISHARES U S ETF TRBLACKROCK ST MAT · INT RT HD LONG · IT RT HDG HGYL1.30%$4M102.5K
9UNHUNITEDHEALTH GROUP INCCOM0.90%$3M5.5K
10VANGUARD SPECIALIZED FUNDSDIV APP ETF0.89%$3M20.5K
11RTXRAYTHEON TECHNOLOGIES CORPCOM0.84%$3M31.9K
12COPCONOCOPHILLIPSCOM0.80%$2M24.4K
13ADIANALOG DEVICES INCCOM0.74%$2M16.5K
14LOWLOWES COS INCCOM0.73%$2M12.2K
15VVISA INCCOM CL A0.70%$2M12.2K
16AVGOBROADCOM INCCOM0.68%$2M4.8K
17KLACKLA CORPCOM NEW0.68%$2M6.9K
18AMTAMERICAN TOWER CORP NEWCOM0.67%$2M9.8K
19MRKMERCK & CO INCCOM0.62%$2M22.3K
20HONGBPHONEYWELL INTL INCCOM0.60%$2M11.2K
21ACCENTURE PLC IRELANDSHS CLASS A0.60%$2M7.2K
22NOCNORTHROP GRUMMAN CORPCOM0.60%$2M3.9K
23SPDR SER TRPORTFOLIO S&P5000.59%$2M44.0K
24SYKSTRYKER CORPORATIONCOM0.59%$2M9.1K
25TXNTEXAS INSTRS INCCOM0.56%$2M11.3K
26VANGUARD TAX-MANAGED FDSVAN FTSE DEV MKT0.56%$2M48.1K
27TE CONNECTIVITY LTDSHS0.56%$2M15.8K
28LLYLILLY ELI & COCOM0.52%$2M5.0K
29MAMASTERCARD INCORPORATEDCL A0.50%$2M5.5K
30HDHOME DEPOT INCCOM0.46%$1M5.2K
31ICEINTERCONTINENTAL EXCHANGE INCOM0.42%$1M14.6K
32CMCSACOMCAST CORP NEWCL A0.39%$1M41.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$180M168Jul 30, 202413F-HRchanges · EDGAR ↗
Q1 2024$196M177Apr 25, 202413F-HRchanges · EDGAR ↗
Q4 2023$185M168Feb 6, 202413F-HRchanges · EDGAR ↗
Q4 2022$700M1,077Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$311M1,058Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$370M1,006Aug 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$281M900Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$264M892Aug 11, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.