SEC 13F Intelligence

Managers / Q3 2022 · view latest →

Founders Financial Alliance, LLC

CIK 0001832190 · 9212 FALLS OF NEUSE RD., SUITE 221, RALEIGH, NC, 27615 · 8558605940

Reported Value
$196M
Q3 2022
Positions
476
Filings on Record
23
2019–present window
Filed
Nov 14, 2022
original filing

Summary

Founders Financial Alliance, LLC reported $196M in U.S.-listed holdings across 476 positions for Q3 2022.

Its largest position, AAPL, represents 9.2% of the portfolio.

Compared with Q2 2022, the fund opened 66 new positions and exited 90.

Portfolio Metrics

Turnover
+18.6%
vs prior filed quarter
Top-10 Concentration
+27.2%
share of reported value
Largest Position
+9.2%
Apple
New / Exited
66 / 90
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q3 ’20: $167MQ3 ’20Q4 ’20: $177MQ1 ’21: $203MQ2 ’21: $220MQ2 ’21Q3 ’21: $214MQ4 ’21: $249MQ1 ’22: $225MQ1 ’22Q2 ’22: $197MQ3 ’22: $196MQ4 ’22: $218MQ4 ’22Q1 ’23: $200MQ2 ’23: $254MQ3 ’23: $229MQ3 ’23Q4 ’23: $258MQ1 ’24: $333MQ2 ’24: $337MQ2 ’24Q3 ’24: $359MQ4 ’24: $364MQ1 ’25: $413MQ1 ’25Q2 ’25: $440MQ3 ’25: $531MQ4 ’25: $530MQ4 ’25Q1 ’26: $555Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 65.3%ETP: 27.9%Closed-End Fund: 2.3%REIT: 2.2%Other: 1.1%Other: 1.2%
  • Common Stock · 65.3% · $128M
  • ETP · 27.9% · $55M
  • Closed-End Fund · 2.3% · $5M
  • REIT · 2.2% · $4M
  • Other · 1.1% · $2M
  • Other · 1.2% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
WMWASTE MGMT INC DELNEW+4.3K4.3K+$697,000$697,000
EVJEATON VANCE TAX ADVT DIV INCNEW+26.2K26.2K+$570,000$570,000
NUVEEN AMT FREE MUN CR INC FNEW+48.0K48.0K+$561,000$561,000
LRCXEURLAM RESEARCH CORPNEW+1.4K1.4K+$513,000$513,000
VRTXVERTEX PHARMACEUTICALS INCNEW+1.6K1.6K+$470,000$470,000
IRON MTN INC DELNEW+9.7K9.7K+$427,000$427,000
XBMEXBLACKROCK HEALTH SCIENCES TRNEW+10.1K10.1K+$394,000$394,000
EGPEASTGROUP PPTYS INCNEW+2.5K2.5K+$355,000$355,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

46 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM9.22%$18M131.0K
2ISHARES TRRUS 1000 GRW ETF · RUS 1000 VAL ETF · IBOXX INV CP ETF · CORE S&P500 ETF3.84%$8M46.0K
3MSFTMICROSOFT CORPhistory →COM3.30%$6M27.8K
4FBNCFIRST BANCORP N Chistory →COM3.25%$6M174.8K
5DUKDUKE ENERGY CORP NEWhistory →COM NEW2.38%$5M50.2K
6AMZNAMAZON COM INChistory →COM2.00%$4M34.8K
7SPDR S&P 500 ETF TRTR UNIT1.74%$3M9.5K
8XLESELECT SECTOR SPDR TRENERGY · FINANCIAL1.70%$3M67.0K
9JNJJOHNSON & JOHNSONhistory →COM1.49%$3M18.0K
10ABBVABBVIE INChistory →COM1.32%$3M19.3K
11LOWLOWES COS INChistory →COM1.29%$3M13.5K
12CHVCHEVRON CORP NEWhistory →COM1.25%$2M17.1K
13JPMJPMORGAN CHASE & COhistory →COM1.20%$2M22.6K
14NVDANVIDIA CORPORATIONhistory →COM1.10%$2M17.9K
15AMPLIFY ETF TRCWP ENHANCED DIV1.07%$2M66.0K
16EXMOCEXXON MOBIL CORPhistory →COM1.07%$2M24.0K
17GOFGUGGENHEIM STRATEGIC OPPORTUhistory →COM SBI1.03%$2M132.3K
18NEENEXTERA ENERGY INCCOM0.98%$2M24.4K
19MOALTRIA GROUP INCCOM0.97%$2M47.3K
204I1PHILIP MORRIS INTL INCCOM0.94%$2M22.1K
21SPDR DOW JONES INDL AVERAGEUT SER 10.91%$2M6.2K
22GOOGLALPHABET INCCAP STK CL A0.91%$2M18.6K
23SPDR SER TRS&P 600 SML CAP0.89%$2M23.2K
24AVGOBROADCOM INCCOM0.85%$2M3.8K
25PGPROCTER AND GAMBLE COCOM0.81%$2M12.6K
26MRKMERCK & CO INCCOM0.78%$2M17.8K
27HONGBPHONEYWELL INTL INCCOM0.76%$2M9.0K
28TAT&T INCCOM0.76%$1M97.5K
29BACVERIZON COMMUNICATIONS INCCOM0.71%$1M36.9K
30PEPPEPSICO INCCOM0.71%$1M8.5K
31PFEPFIZER INCCOM0.68%$1M30.6K
32TFCTRUIST FINL CORPCOM0.66%$1M29.8K
33DISDISNEY WALT COCOM0.65%$1M13.6K
34KOCOCA COLA COCOM0.65%$1M22.9K
35BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.65%$1M4.8K
36INVESCO ACTIVELY MANAGED ETFTOTAL RETURN0.65%$1M28.1K
37UNHUNITEDHEALTH GROUP INCCOM0.65%$1M2.5K
38MCDMCDONALDS CORPCOM0.64%$1M5.5K
39HDHOME DEPOT INCCOM0.59%$1M4.2K
40WPCWP CAREY INCCOM0.58%$1M16.3K
41SBUXSTARBUCKS CORPCOM0.58%$1M13.5K
42DDOMINION ENERGY INCCOM0.54%$1M15.4K
43CVSCVS HEALTH CORPCOM0.54%$1M11.1K
44RYROYAL BK CDACOM0.53%$1M11.6K
45DYHTARGET CORPCOM0.53%$1M7.0K
46VVISA INCCOM CL A0.52%$1M5.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$555M735May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$530M607Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$531M713Nov 7, 202513F-HRchanges · EDGAR ↗
Q2 2025$440M544Aug 12, 202513F-HRchanges · EDGAR ↗
Q1 2025$413M659May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$364M576Feb 7, 202513F-HRchanges · EDGAR ↗
Q3 2024$359M588Nov 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$337M560Aug 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$333M557May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$258M491Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$229M475Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$254M508Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$200M456May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$218M478Feb 15, 202313F-HRchanges · EDGAR ↗
Q3 2022$196M476Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$197M500Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$225M440May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$249M482Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$214M1,864Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$220M7,597Aug 2, 202113F-HRchanges · EDGAR ↗
Q1 2021$203M6,486May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$177M6,369Feb 4, 202113F-HRchanges · EDGAR ↗
Q3 2020$167M6,813Nov 13, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.