SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Founders Financial Alliance, LLC

CIK 0001832190 · 9212 FALLS OF NEUSE RD., SUITE 221, RALEIGH, NC, 27615 · 8558605940

Reported Value
$214M
Q3 2021
Positions
1,864
Filings on Record
23
2019–present window
Filed
Nov 15, 2021
original filing

Summary

Founders Financial Alliance, Llc reported $214M in U.S.-listed holdings across 1,864 positions for Q3 2021.

Its largest position, AAPL, represents 2.6% of the portfolio.

Compared with Q2 2021, the fund opened 13 new positions and exited 34.

Reported Value by Quarter

13F Reported Value
Q3 ’20: $167MQ3 ’20Q4 ’20: $177MQ1 ’21: $203MQ2 ’21: $220MQ2 ’21Q3 ’21: $214MQ4 ’21: $249MQ1 ’22: $225MQ1 ’22Q2 ’22: $197MQ3 ’22: $196MQ4 ’22: $217.8BQ4 ’22Q1 ’23: $200MQ2 ’23: $254MQ3 ’23: $229MQ3 ’23Q4 ’23: $258MQ1 ’24: $333MQ2 ’24: $337MQ2 ’24Q3 ’24: $359MQ4 ’24: $364MQ1 ’25: $413MQ1 ’25Q2 ’25: $440MQ3 ’25: $531MQ4 ’25: $530MQ4 ’25Q1 ’26: $555Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 65.3%ETP: 29.0%REIT: 2.2%Closed-End Fund: 1.5%Other: 1.0%Other: 0.9%
  • Common Stock · 65.3% · $140M
  • ETP · 29.0% · $62M
  • REIT · 2.2% · $5M
  • Closed-End Fund · 1.5% · $3M
  • Other · 1.0% · $2M
  • Other · 0.9% · $2M

Quarter-over-Quarter Changes full breakdown →

Holdings — Q3 2021

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Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$555M735May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$530M607Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$531M713Nov 7, 202513F-HRchanges · EDGAR ↗
Q2 2025$440M544Aug 12, 202513F-HRchanges · EDGAR ↗
Q1 2025$413M659May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$364M576Feb 7, 202513F-HRchanges · EDGAR ↗
Q3 2024$359M588Nov 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$337M560Aug 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$333M557May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$258M491Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$229M475Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$254M508Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$200M456May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$217.8B478Feb 15, 202313F-HRchanges · EDGAR ↗
Q3 2022$196M476Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$197M500Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$225M440May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$249M482Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$214M1,864Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$220M7,597Aug 2, 202113F-HRchanges · EDGAR ↗
Q1 2021$203M6,486May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$177M6,369Feb 4, 202113F-HRchanges · EDGAR ↗
Q3 2020$167M6,813Nov 13, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.