SEC 13F Intelligence

Managers / Q3 2021 · view latest →

AM INVESTMENT STRATEGIES LLC

CIK 0001818897 · 832 GEORGIA AVENUE, STE 100, CHATTANOOGA, TN, 37402 · 4234861888

Reported Value
$381M
Q3 2021
Positions
107
Filings on Record
24
2019–present window
Filed
Oct 28, 2021
original filing

Summary

Am Investment Strategies LLC reported $381M in U.S.-listed holdings across 107 positions for Q3 2021.

Its largest position, Synovus Financial Corp Com Usd1 00, represents 14.0% of the portfolio.

Compared with Q2 2021, the fund opened 9 new positions and exited 6.

Portfolio Metrics

Turnover
+5.2%
vs prior filed quarter
Top-10 Concentration
+66.2%
share of reported value
Largest Position
+14.0%
Synovus Financial Corp Com Usd1 00
New / Exited
9 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q2 ’20: $254MQ2 ’20Q3 ’20: $285MQ4 ’20: $325MQ1 ’21: $359MQ1 ’21Q2 ’21: $389MQ3 ’21: $381MQ4 ’21: $417MQ4 ’21Q1 ’22: $377MQ2 ’22: $286MQ3 ’22: $273MQ3 ’22Q4 ’22: $280MQ1 ’23: $293MQ2 ’23: $319MQ2 ’23Q3 ’23: $308MQ4 ’23: $354MQ1 ’24: $394MQ1 ’24Q2 ’24: $406MQ3 ’24: $411MQ4 ’24: $411MQ4 ’24Q1 ’25: $412MQ2 ’25: $425MQ3 ’25: $461MQ3 ’25Q4 ’25: $481MQ1 ’26: $455Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 96.3%ADR: 2.3%MLP: 0.5%Other: 0.4%ETP: 0.3%Other: 0.2%
  • Common Stock · 96.3% · $367M
  • ADR · 2.3% · $9M
  • MLP · 0.5% · $2M
  • Other · 0.4% · $2M
  • ETP · 0.3% · $1M
  • Other · 0.2% · $635,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GENERAL ELECTRIC CO COM NEWNEW+72.6K72.6K+$7M$7M
ASOACADEMY SPORTS &OUTDOORS INC COMNEW+25.0K25.0K+$1M$1M
CLXCLOROX CO COM USD1.00NEW+3.1K3.1K+$515,000$515,000
DNUTKRISPY KREME INC COMNEW+31.0K31.0K+$434,000$434,000
STWDSTARWOOD PPTY TR INC COMNEW+14.4K14.4K+$352,000$352,000
DESKTOP METAL INC COM CL ANEW+35.6K35.6K+$256,000$256,000
ALKALINE WTR CO INC COM NEWNEW+50.0K50.0K+$80,000$80,000
YATSEN HOLDING LIMITED SPON ADS EACH REP 4 ORD SHSNEW+15.0K15.0K+$57,000$57,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

106 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SYNOVUS FINANCIAL CORP COM USD1.00COM NEW14.02%$53M1.22M
2AAPLAPPLE INChistory →COM13.55%$52M365.3K
3AMZNAMAZON.COM INChistory →COM12.52%$48M14.5K
4BRK/BBERKSHIRE HATHAWAY INC COM USD0.0033 CLASS Bhistory →CL B NEW9.49%$36M132.6K
5HALHALLIBURTON CO COM USD2.50history →COM4.17%$16M734.8K
6METAFACEBOOK INC-CLASS Ahistory →CL A2.96%$11M33.2K
7GOOGALPHABET INC CAP STK CL CCAP STK CL C · CAP STK CL A2.74%$10M3.9K
8MHKMOHAWK INDUSTRIES COM USD0.01history →COM2.56%$10M55.1K
9SBCFSEACOAST BANKING CORPORATION OF FLORIDAhistory →COM NEW2.09%$8M235.8K
10BABAALIBABA GROUP HOLDING LTD SPON ADS EACH REP 8 ORD SHShistory →SPONSORED ADS2.05%$8M52.8K
11GENERAL ELECTRIC CO COM NEWCOM NEW1.96%$7M72.6K
12GSGOLDMAN SACHS GROUP INC COM USD0.01history →COM1.74%$7M17.5K
13USBUS BANCORPhistory →COM NEW1.58%$6M101.2K
14HRLHORMEL FOODS CORPhistory →COM1.44%$5M133.5K
15TFCTRUIST FINL CORP COMhistory →COM1.43%$5M93.3K
16MSFTMICROSOFT CORPhistory →COM1.15%$4M15.6K
17JPMJPMORGAN CHASE & COhistory →COM1.10%$4M25.6K
18CVSCVS HEALTH CORPORATION COM USD0.01history →COM1.04%$4M46.6K
19BMYBRISTOL-MYERS SQUIBB CO COMhistory →COM1.01%$4M65.3K
20FHNFIRST HORIZON CORPORATION COMhistory →COM1.01%$4M236.5K
21CVSAADTALEM GLOBAL ED INC COMCOM0.99%$4M100.0K
22JNJJOHNSON &JOHNSON COM USD1.00COM0.89%$3M20.9K
23WBAWALGREENS BOOTS ALLIANCE INCCOM0.83%$3M67.5K
24APOLLO GLOBAL MGMT INC COM CL ACOM CL A0.81%$3M50.2K
25MCDMCDONALD S CORPCOM0.62%$2M9.8K
26NFLXNETFLIX INCCOM0.59%$2M3.7K
27UPSUNITED PARCEL SERVICE INCCL B0.58%$2M12.2K
28BRK/ABERKSHIRE HATHAWAY INCCL A0.54%$2M5
29BACBK OF AMERICA CORP COMCOM0.53%$2M48.1K
30HSTMHEALTHSTREAM INC COMCOM0.53%$2M70.2K
31CAPSTAR FINL HLDGS INC COMCOM0.52%$2M93.7K
32CONN S INCCOM0.48%$2M80.8K
33EPDENTERPRISE PRODS PARTNERS L P COMCOM0.47%$2M83.4K
34COSTCOSTCO WHOLESALE CORP COM USD0.01COM0.43%$2M3.6K
35AMGNAMGEN INCCOM0.43%$2M7.7K
36GPNGLOBAL PAYMENTS INCCOM0.42%$2M10.2K
37HDHOME DEPOT INCCOM0.41%$2M4.8K
38CCITIGROUP INCCOM NEW0.41%$2M22.1K
39KOCOCA-COLA COCOM0.40%$2M29.0K
40MSMORGAN STANLEY COM USD0.01COM NEW0.37%$1M14.6K
41REATA PHARMACEUTICALS INC CL ACL A0.33%$1M12.5K
42TSLATESLA INC COMCOM0.30%$1M1.5K
43MRKMERCK &CO. INC COMCOM0.29%$1M14.6K
44PFFISHARES TR PFD AND INCM SECPFD AND INCM SEC0.27%$1M26.3K
45WMTWALMART INC COMCOM0.27%$1M7.3K
46QCOMQUALCOMM INCCOM0.26%$1M7.8K
47ASOACADEMY SPORTS &OUTDOORS INC COMCOM0.26%$1M25.0K
48TAT&T INC COM USD1COM0.26%$1M37.0K
49DHRDANAHER CORPORATION COMCOM0.26%$991,0003.3K
50PYPLPAYPAL HLDGS INC COMCOM0.26%$977,0003.8K
51VVISA INCCOM CL A0.24%$916,0004.1K
52MMM3M COCOM0.23%$888,0005.1K
53CATCATERPILLAR INC COMCOM0.23%$883,0004.6K
54PRGPROG HOLDINGS INC COM NPVCOM NPV0.23%$878,00020.9K
55LEGLEGGETT &PLATT INC COM USD0.01COM0.23%$866,00019.3K
56SOSOUTHERN COCOM0.22%$822,00013.3K
57LULULULULEMON ATHLETICA INC COM USD0.005COM0.21%$808,0002.0K
58VZVERIZON COMMUNICATIONS INCCOM0.20%$780,00014.5K
59UNHUNITEDHEALTH GROUP INCCOM0.20%$773,0002.0K
60ONBOLD NATIONAL BANCORPCOM0.19%$742,00043.8K
61DOCUDOCUSIGN INC COMCOM0.19%$724,0002.8K
62CVXCHEVRON CORP NEW COMCOM0.18%$679,0006.7K
63PINNACLE FINANCIAL PARTNERS COM USD1.00COM0.17%$635,0006.7K
64GHCGRAHAM HLDGS CO COM CL BCOM CL B0.15%$589,0001.0K
65CZRCAESARS ENTERTAINMENT INC NEW COMCOM0.15%$561,0005.0K
66NKENIKE INC CLASS B COM NPVCL B0.14%$545,0003.8K
67BABOEING CO COM USD5.00COM0.14%$543,0002.5K
68CULPCULP INC COM USD0.05COM0.14%$523,00040.6K
69CLXCLOROX CO COM USD1.00COM0.14%$515,0003.1K
70STTSTATE STREET CORPCOM0.14%$515,0006.1K
71CRMSALESFORCE.COM INC COM USD0.001COM0.13%$508,0001.9K
72ROYAL DUTCH SHELL ADR REP 2 CL A ORDSPONS ADR A0.12%$475,00010.7K
73DNUTKRISPY KREME INC COMCOM0.11%$434,00031.0K
74ABBVABBVIE INC COM USD0.01COM0.10%$397,0003.7K
75CCLCARNIVAL CORP PAIRED CTFUNIT 99/99/99990.10%$395,00015.8K
76COINCOINBASE GLOBAL INC COM CL ACOM CL A0.10%$387,0001.7K
77DDOMINION ENERGY INC COMCOM0.09%$358,0004.9K
78STWDSTARWOOD PPTY TR INC COMCOM0.09%$352,00014.4K
79PWRQUANTA SERVICES COM USD0.00001COM0.09%$342,0003.0K
80MTCHMATCH GROUP INC NEW COMCOM0.09%$325,0002.1K
81ZBHZIMMER BIOMET HOLDINGS INC COMCOM0.08%$322,0002.2K
82DUKDUKE ENERGY CORP NEW COM NEW ISIN #US26441C2044 SEDOL #B7JZSK0COM NEW0.08%$317,0003.2K
83LHC GROUP INCCOM0.08%$314,0002.0K
84CSCOCISCO SYSTEMS INCCOM0.08%$310,0005.7K
85EXMOCEXXON MOBIL CORPCOM0.08%$297,0005.1K
86EMREMERSON ELECTRIC COCOM0.08%$292,0003.1K
87ACADACADIA PHARMACEUTICALS INCCOM0.07%$286,00017.2K
88STMSTMICROELECTRONICS SPON ADR EACH REP 1 ORD SHSNY REGISTRY0.07%$283,0006.5K
89MDTMEDTRONIC PLCSHS0.07%$283,0002.3K
90ALLYALLY FINANCIAL INC COM USD0.01COM0.07%$276,0005.4K
91PEPPEPSICO INCCOM0.07%$268,0001.8K
92JDJD.COM INC SPON ADS EACH REPR 2 ORD SHS CLASS ASPON ADR CL A0.07%$259,0003.6K
93DESKTOP METAL INC COM CL ACOM CL A0.07%$256,00035.6K
94THE ORIGINAL BARK COMPANY COMCOM0.07%$256,00037.4K
95XPEVXPENG INC SPON ADS EACH REP 2 CL A ORD SHSADS0.07%$255,0007.2K
96TPLTEXAS PACIFIC LAND CORPORATION COMCOM0.06%$246,000203
97SBUXSTARBUCKS CORP COM USD0.001COM0.06%$244,0002.2K
98THE AARONS COMPANY INC COMCOM0.06%$243,0008.8K
99FFORD MTR CO DEL COMCOM0.06%$241,00017.0K
100NOWSERVICENOW INC COM USD0.001COM0.06%$238,000382

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$455M111Apr 29, 202613F-HRchanges · EDGAR ↗
Q4 2025$481M116Feb 5, 202613F-HRchanges · EDGAR ↗
Q3 2025$461M110Oct 30, 202513F-HRchanges · EDGAR ↗
Q2 2025$425M107Jul 15, 202513F-HRchanges · EDGAR ↗
Q1 2025$412M106May 7, 202513F-HRchanges · EDGAR ↗
Q4 2024$411M100Jan 21, 202513F-HRchanges · EDGAR ↗
Q3 2024$411M105Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$406M106Jul 29, 202413F-HRchanges · EDGAR ↗
Q1 2024$394M108May 2, 202413F-HRchanges · EDGAR ↗
Q4 2023$354M106Feb 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$308M89Oct 25, 202313F-HRchanges · EDGAR ↗
Q2 2023$319M100Jul 26, 202313F-HRchanges · EDGAR ↗
Q1 2023$293M92Apr 21, 202313F-HRchanges · EDGAR ↗
Q4 2022$280M94Feb 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$273M91Nov 7, 202213F-HRchanges · EDGAR ↗
Q2 2022$286M97Jul 21, 202213F-HRchanges · EDGAR ↗
Q1 2022$377M108May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$417M116Feb 2, 202213F-HRchanges · EDGAR ↗
Q3 2021$381M107Oct 28, 202113F-HRchanges · EDGAR ↗
Q2 2021$389M104Jul 15, 202113F-HRchanges · EDGAR ↗
Q1 2021$359M98Apr 26, 202113F-HRchanges · EDGAR ↗
Q4 2020$325M86Feb 5, 202113F-HRchanges · EDGAR ↗
Q3 2020$285M87Oct 27, 202013F-HRchanges · EDGAR ↗
Q2 2020$254M82Aug 11, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.