SEC 13F Intelligence

Managers / Q1 2021 · view latest →

AM INVESTMENT STRATEGIES LLC

CIK 0001818897 · 832 GEORGIA AVENUE, STE 100, CHATTANOOGA, TN, 37402 · 4234861888

Reported Value
$359M
Q1 2021
Positions
98
Filings on Record
24
2020–present window
Filed
Apr 26, 2021
original filing

Summary

Am Investment Strategies LLC reported $359M in U.S.-listed holdings across 98 positions for Q1 2021.

Its largest position, Synovus Financial Corp Com Usd1 00, represents 15.5% of the portfolio.

Compared with Q4 2020, the fund opened 15 new positions and exited 3.

Portfolio Metrics

Turnover
+2.4%
vs prior filed quarter
Top-10 Concentration
+67.7%
share of reported value
Largest Position
+15.5%
Synovus Financial Corp Com Usd1 00
New / Exited
15 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q2 ’20: $254MQ2 ’20Q3 ’20: $285MQ4 ’20: $325MQ1 ’21: $359MQ1 ’21Q2 ’21: $389MQ3 ’21: $381MQ4 ’21: $417MQ4 ’21Q1 ’22: $377MQ2 ’22: $286MQ3 ’22: $273MQ3 ’22Q4 ’22: $280MQ1 ’23: $293MQ2 ’23: $319MQ2 ’23Q3 ’23: $308MQ4 ’23: $354MQ1 ’24: $394MQ1 ’24Q2 ’24: $406MQ3 ’24: $411MQ4 ’24: $411MQ4 ’24Q1 ’25: $412MQ2 ’25: $425MQ3 ’25: $461MQ3 ’25Q4 ’25: $481MQ1 ’26: $455Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 92.4%ADR: 4.0%Other: 2.7%MLP: 0.5%ETP: 0.3%NY Reg Shrs: 0.1%
  • Common Stock · 92.4% · $331M
  • ADR · 4.0% · $14M
  • Other · 2.7% · $10M
  • MLP · 0.5% · $2M
  • ETP · 0.3% · $1M
  • NY Reg Shrs · 0.1% · $236,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
UNHUNITEDHEALTH GROUP INCNEW+1.9K1.9K+$717,000$717,000
QCOMQUALCOMM INCNEW+5.4K5.4K+$715,000$715,000
GHCGRAHAM HLDGS CO COM CL BNEW+1.0K1.0K+$562,000$562,000
NORTHERN STAR ACQUISITION CORP COM CLS ANEW+27.4K27.4K+$305,000$305,000
EXMOCEXXON MOBIL CORPNEW+4.8K4.8K+$269,000$269,000
BABOEING CO COM USD5.00NEW+1.0K1.0K+$262,000$262,000
MOHAWK GROUP HLDGS INC COMNEW+8.7K8.7K+$257,000$257,000
CSCOCISCO SYSTEMS INCNEW+5.0K5.0K+$256,000$256,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

97 positions (from 98 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SYNOVUS FINANCIAL CORP COM USD1.00COM NEW15.53%$56M1.22M
2AAPLAPPLE INChistory →COM12.33%$44M362.2K
3AMZNAMAZON.COM INChistory →COM11.88%$43M13.8K
4BRK/BBERKSHIRE HATHAWAY INC COM USD0.0033 CLASS Bhistory →CL B NEW9.39%$34M131.9K
5HALHALLIBURTON CO COM USD2.50history →COM4.39%$16M734.8K
6BABAALIBABA GROUP HOLDING LTD SPON ADS EACH REP 8 ORD SHShistory →SPONSORED ADS3.71%$13M58.7K
7MHKMOHAWK INDUSTRIES COM USD0.01history →COM3.04%$11M56.6K
8METAFACEBOOK INC-CLASS Ahistory →CL A2.73%$10M33.2K
9SBCFSEACOAST BANKING CORPORATION OF FLORIDAhistory →COM NEW2.38%$9M235.9K
10GOOGALPHABET INC CAP STK CL CCAP STK CL C · CAP STK CL A2.27%$8M3.8K
11GENERAL ELECTRIC CO COM USD0.06COM2.08%$7M567.2K
12TFCTRUIST FINL CORP COMhistory →COM1.63%$6M100.7K
13GSGOLDMAN SACHS GROUP INC COM USD0.01history →COM1.59%$6M17.5K
14USBU.S. BANCORPhistory →COM NEW1.54%$6M99.6K
15HRLHORMEL FOODS CORPhistory →COM1.33%$5M100.0K
16BMYBRISTOL-MYERS SQUIBB CO COMhistory →COM1.14%$4M65.0K
17FHNFIRST HORIZON CORPORATION COMhistory →COM1.12%$4M238.0K
18JPMJPMORGAN CHASE & COhistory →COM1.11%$4M26.3K
19CVSAADTALEM GLOBAL ED INC COMhistory →COM1.11%$4M101.0K
20CVSCVS HEALTH CORPORATION COM USD0.01COM0.98%$3M46.5K
21JNJJOHNSON &JOHNSON COM USD1.00COM0.97%$3M21.2K
22HSTMHEALTHSTREAM INC COMCOM0.88%$3M141.7K
23MSFTMICROSOFT CORPCOM0.86%$3M13.0K
24APOLLO GLOBAL MGMT INC COM CL ACOM CL A0.65%$2M49.6K
25MCDMCDONALD S CORPCOM0.60%$2M9.7K
26UPSUNITED PARCEL SERVICE INCCL B0.58%$2M12.2K
27BRK/ABERKSHIRE HATHAWAY INCCL A0.54%$2M5
28BACBK OF AMERICA CORP COMCOM0.52%$2M48.1K
29EPDENTERPRISE PRODS PARTNERS L P COMCOM0.49%$2M80.3K
30CAPSTAR FINL HLDGS INC COMCOM0.45%$2M93.7K
31CCITIGROUP INCCOM NEW0.44%$2M21.8K
32GPNGLOBAL PAYMENTS INCCOM0.44%$2M7.8K
33CONN S INCCOM0.44%$2M80.8K
34KOCOCA-COLA COCOM0.43%$2M29.2K
35HDHOME DEPOT INCCOM0.41%$1M4.8K
36TSLATESLA INC COMCOM0.36%$1M1.9K
37COSTCOSTCO WHOLESALE CORP COM USD0.01COM0.36%$1M3.6K
38REATA PHARMACEUTICALS INC CL ACL A0.35%$1M12.5K
39TAT&T INC COM USD1COM0.32%$1M38.4K
40MSMORGAN STANLEY COM USD0.01COM NEW0.31%$1M14.5K
41MRKMERCK &CO. INC COMCOM0.30%$1M13.8K
42CATCATERPILLAR INC COMCOM0.29%$1M4.5K
43STNESTONECO LTD COM USD0.000079365 CLASS ACOM CL A0.29%$1M17.0K
44PFFISHARES TR PFD AND INCM SECPFD AND INCM SEC0.28%$1M26.2K
45WMTWALMART INC COMCOM0.28%$998,0007.3K
46AMGNAMGEN INCCOM0.27%$954,0003.8K
47PROFESSIONAL HLDG CORP CL A COMCL A COM0.26%$923,00050.3K
48PYPLPAYPAL HLDGS INC COMCOM0.25%$909,0003.7K
49VVISA INCCOM CL A0.24%$871,0004.1K
50LEGLEGGETT &PLATT INC COM USD0.01COM0.24%$867,00019.0K
51ONBOLD NATIONAL BANCORPCOM0.24%$847,00043.8K
52SOSOUTHERN COCOM0.23%$821,00013.2K
53VZVERIZON COMMUNICATIONS INCCOM0.22%$793,00013.6K
54PRGPROG HOLDINGS INC COM NPVCOM NPV0.21%$758,00017.5K
55UNHUNITEDHEALTH GROUP INCCOM0.20%$717,0001.9K
56QCOMQUALCOMM INCCOM0.20%$715,0005.4K
57MMM3M COCOM0.20%$710,0003.7K
58DHRDANAHER CORPORATION COMCOM0.19%$683,0003.0K
59CVXCHEVRON CORP NEW COMCOM0.18%$662,0006.3K
60LULULULULEMON ATHLETICA INC COM USD0.005COM0.18%$649,0002.1K
61TPLTEXAS PACIFIC LAND CORPORATION COMCOM0.17%$616,000388
62CULPCULP INC COM USD0.05COM0.17%$616,00040.0K
63PINNACLE FINANCIAL PARTNERS COM USD1.00COM0.17%$596,0006.7K
64STTSTATE STREET CORPCOM0.16%$569,0006.8K
65GHCGRAHAM HLDGS CO COM CL BCOM CL B0.16%$562,0001.0K
66CZRCAESARS ENTERTAINMENT INC NEW COMCOM0.15%$525,0006.0K
67NKENIKE INC CLASS B COM NPVCL B0.14%$498,0003.8K
68ACADACADIA PHARMACEUTICALS INCCOM0.13%$459,00017.8K
69CRMSALESFORCE.COM INC COM USD0.001COM0.12%$441,0002.1K
70CCLCARNIVAL CORP PAIRED CTFUNIT 99/99/99990.11%$411,00015.5K
71ABBVABBVIE INC COM USD0.01COM0.11%$398,0003.7K
72LHC GROUP INCCOM0.11%$382,0002.0K
73DDOMINION ENERGY INC COMCOM0.10%$353,0004.6K
74ZBHZIMMER BIOMET HOLDINGS INC COMCOM0.10%$352,0002.2K
75BPBP PLC SPONSORED ADRSPONSORED ADR0.10%$351,00014.4K
76ROYAL DUTCH SHELL ADR REP 2 CL A ORDSPONS ADR A0.10%$341,0008.7K
77DUKDUKE ENERGY CORP NEW COM NEW ISIN #US26441C2044 SEDOL #B7JZSK0COM NEW0.09%$308,0003.2K
78NORTHERN STAR ACQUISITION CORP COM CLS ACOM CLS A0.08%$305,00027.4K
79NFLXNETFLIX INCCOM0.08%$281,000538
80EMREMERSON ELECTRIC COCOM0.08%$280,0003.1K
81DISDISNEY WALT CO COMCOM0.08%$276,0001.5K
82EXMOCEXXON MOBIL CORPCOM0.07%$269,0004.8K
83BABOEING CO COM USD5.00COM0.07%$262,0001.0K
84MOHAWK GROUP HLDGS INC COMCOM0.07%$257,0008.7K
85CSCOCISCO SYSTEMS INCCOM0.07%$256,0005.0K
86WBAWALGREENS BOOTS ALLIANCE INCCOM0.07%$254,0004.6K
87PWRQUANTA SERVICES COM USD0.00001COM0.07%$252,0002.9K
88PEPPEPSICO INCCOM0.07%$250,0001.8K
89DOCUDOCUSIGN INC COMCOM0.07%$246,0001.2K
90JDJD.COM INC SPON ADS EACH REPR 2 ORD SHS CLASS ASPON ADR CL A0.07%$245,0002.9K
91SBUXSTARBUCKS CORP COM USD0.001COM0.07%$242,0002.2K
92ALLYALLY FINANCIAL INC COM USD0.01COM0.07%$242,0005.4K
93STMSTMICROELECTRONICS SPON ADR EACH REP 1 ORD SHSNY REGISTRY0.07%$236,0006.2K
94THE AARONS COMPANY INC COMCOM0.06%$225,0008.8K
95XPEVXPENG INC SPON ADS EACH REP 2 CL A ORD SHSADS0.06%$225,0006.2K
96FNCLFIDELITY MSCI FINLS INDEX ETFMSCI FINLS IDX0.06%$218,0004.5K
97FFORD MTR CO DEL COMCOM0.06%$209,00017.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$455M111Apr 29, 202613F-HRchanges · EDGAR ↗
Q4 2025$481M116Feb 5, 202613F-HRchanges · EDGAR ↗
Q3 2025$461M110Oct 30, 202513F-HRchanges · EDGAR ↗
Q2 2025$425M107Jul 15, 202513F-HRchanges · EDGAR ↗
Q1 2025$412M106May 7, 202513F-HRchanges · EDGAR ↗
Q4 2024$411M100Jan 21, 202513F-HRchanges · EDGAR ↗
Q3 2024$411M105Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$406M106Jul 29, 202413F-HRchanges · EDGAR ↗
Q1 2024$394M108May 2, 202413F-HRchanges · EDGAR ↗
Q4 2023$354M106Feb 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$308M89Oct 25, 202313F-HRchanges · EDGAR ↗
Q2 2023$319M100Jul 26, 202313F-HRchanges · EDGAR ↗
Q1 2023$293M92Apr 21, 202313F-HRchanges · EDGAR ↗
Q4 2022$280M94Feb 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$273M91Nov 7, 202213F-HRchanges · EDGAR ↗
Q2 2022$286M97Jul 21, 202213F-HRchanges · EDGAR ↗
Q1 2022$377M108May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$417M116Feb 2, 202213F-HRchanges · EDGAR ↗
Q3 2021$381M107Oct 28, 202113F-HRchanges · EDGAR ↗
Q2 2021$389M104Jul 15, 202113F-HRchanges · EDGAR ↗
Q1 2021$359M98Apr 26, 202113F-HRchanges · EDGAR ↗
Q4 2020$325M86Feb 5, 202113F-HRchanges · EDGAR ↗
Q3 2020$285M87Oct 27, 202013F-HRchanges · EDGAR ↗
Q2 2020$254M82Aug 11, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.