SEC 13F Intelligence

Managers / Q3 2021 · view latest →

TFG Advisers LLC

CIK 0001806473 · 3121 UNIVERSITY DRIVE, SUITE 100, AUBURN HILLS, MI, 48326 · 248-724-0090

Reported Value
$206M
Q3 2021
Positions
195
Filings on Record
27
2019–present window
Filed
Oct 21, 2021
original filing

Summary

Tfg Advisers LLC reported $206M in U.S.-listed holdings across 195 positions for Q3 2021.

Its largest position, PFF, represents 6.0% of the portfolio.

Compared with Q2 2021, the fund opened 3 new positions and exited 2.

Portfolio Metrics

Turnover
+2.8%
vs prior filed quarter
Top-10 Concentration
+35.3%
share of reported value
Largest Position
+6.0%
Ishares Tr
New / Exited
3 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’20: $151MQ1 ’20Q2 ’20: $154MQ3 ’20: $173MQ4 ’20: $191MQ4 ’20Q1 ’21: $194MQ2 ’21: $207MQ3 ’21: $206MQ3 ’21Q4 ’21: $229MQ1 ’22: $218MQ2 ’22: $188MQ2 ’22Q3 ’22: $179MQ4 ’22: $195MQ1 ’23: $207MQ1 ’23Q2 ’23: $220MQ3 ’23: $213MQ4 ’23: $238MQ4 ’23Q1 ’24: $256MQ2 ’24: $258MQ3 ’24: $278MQ3 ’24Q4 ’24: $278MQ1 ’25: $276MQ2 ’25: $292MQ2 ’25filingsflow.com

Portfolio Composition

By security type
Common Stock: 66.1%ETP: 26.5%REIT: 3.9%Closed-End Fund: 2.5%Other: 0.5%ADR: 0.5%
  • Common Stock · 66.1% · $137M
  • ETP · 26.5% · $55M
  • REIT · 3.9% · $8M
  • Closed-End Fund · 2.5% · $5M
  • Other · 0.5% · $1M
  • ADR · 0.5% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CARRCARRIER GLOBAL CORPORATIONNEW+4.4K4.4K+$229,000$229,000
PFEPFIZER INCNEW+5.3K5.3K+$226,000$226,000
SPMDSPDR SER TRNEW+4.3K4.3K+$200,000$200,000
NVDANVIDIA CORPORATIONADDED+5.5K7.1K+$133,000$1M
SRLNSSGA ACTIVE ETF TRADDED+10.0K15.0K+$458,000$690,000
BMYBRISTOL-MYERS SQUIBB COSOLD OUT−3.1K0−$205,000$0
GENERAL ELECTRIC COSOLD OUT−10.9K0−$147,000$0
ALGNALIGN TECHNOLOGY INCADDED+200568+$153,000$378,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

148 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1PFFISHARES TRPFD AND INCM SEC · CORE S&P SCP ETF · S&P 100 ETF · IBOXX INV CP ETF · CORE S&P MCP ETF · MSCI EAFE ETF · RUSSELL 2000 ETF · U.S. TECH ETF · 3 7 YR TREAS BD · BARCLAYS 7 10 YR · INTL SEL DIV ETF · RUS 2000 GRW ETF · RUS MDCP VAL ETF · CORE S&P500 ETF · RUS MID CAP ETF · CORE US AGGBD ET · TIPS BD ETF · S&P MC 400GR ETF6.03%$12M148.8K
2AAPLAPPLE INChistory →COM5.62%$12M82.0K
3MSFTMICROSOFT CORPhistory →COM4.30%$9M31.5K
4CWBSPDR SER TRBLMBRG BRC CNVRT · S&P 600 SML CAP · S&P DIVID ETF · PORTFOLIO S&P500 · PORTFOLIO S&P4003.84%$8M92.3K
5DONWISDOMTREE TRUS MIDCAP DIVID · US SMALLCAP DIVD · GLB US QTLY DIV · EUROPE SMCP DV · EM EX ST-OWNED · EMER MKT HIGH FD3.17%$7M165.1K
6AMZNAMAZON COM INChistory →COM2.80%$6M1.8K
7ADPAUTOMATIC DATA PROCESSING INhistory →COM2.72%$6M28.1K
8JPMJPMORGAN CHASE & COhistory →COM2.62%$5M33.0K
9AMTAMERICAN TOWER CORP NEWhistory →COM2.15%$4M16.8K
10FXLFIRST TR EXCHANGE TRADED FDTECH ALPHADEX · NASD TECH DIV · NY ARCA BIOTECH · DJ INTERNT IDX · FST LOW OPPT EFT · DJ GLBL DIVID · HLTH CARE ALPH · FINLS ALPHADEX2.05%$4M53.8K
11VBVANGUARD INDEX FDSSMALL CP ETF · MID CAP ETF · GROWTH ETF · TOTAL STK MKT · SML CP GRW ETF · SM CP VAL ETF · MCAP GR IDXVIP1.81%$4M16.1K
12COSTCOSTCO WHSL CORP NEWhistory →COM1.79%$4M8.2K
13SYKSTRYKER CORPORATIONhistory →COM1.65%$3M12.9K
14UNPUNION PAC CORPhistory →COM1.61%$3M17.0K
15NEENEXTERA ENERGY INChistory →COM1.42%$3M37.3K
16JNJJOHNSON & JOHNSONhistory →COM1.33%$3M17.0K
17PGPROCTER AND GAMBLE COhistory →COM1.32%$3M19.5K
18UNHUNITEDHEALTH GROUP INChistory →COM1.31%$3M6.9K
19PCYINVESCO EXCH TRADED FD TR IIEMRNG MKT SVRG · S&P500 LOW VOL · CEF INM COMPSI1.31%$3M85.8K
20VVISA INChistory →COM CL A1.31%$3M12.2K
21PEPPEPSICO INChistory →COM1.18%$2M16.2K
22FVDFIRST TR VALUE LINE DIVID INhistory →SHS1.12%$2M59.0K
23HDHOME DEPOT INChistory →COM1.11%$2M7.0K
24SWKSSKYWORKS SOLUTIONS INChistory →COM1.08%$2M13.6K
25MCHPMICROCHIP TECHNOLOGY INC.history →COM1.04%$2M14.0K
26WTRGESSENTIAL UTILS INChistory →COM1.03%$2M46.2K
27GOOGLALPHABET INChistory →CAP STK CL A1.03%$2M792
28WPCWP CAREY INChistory →COM1.00%$2M28.3K
29FCTFIRST TR SR FLTG RATE INCOMEhistory →COM1.00%$2M168.7K
30ITWILLINOIS TOOL WKS INCCOM0.98%$2M9.8K
31DISDISNEY WALT COCOM0.94%$2M11.5K
32AEPAMERICAN ELEC PWR CO INCCOM0.89%$2M22.6K
33PIDINVESCO EXCHANGE TRADED FD TINTL DIVI ACHI · S&P500 EQL STP · S&P500 EQL HLT0.89%$2M54.3K
34PYPLPAYPAL HLDGS INCCOM0.82%$2M6.5K
35BNDXVANGUARD CHARLOTTE FDSTOTAL INT BD ETF0.82%$2M29.6K
36NSCNORFOLK SOUTHN CORPCOM0.80%$2M6.9K
37SOSOUTHERN COCOM0.79%$2M26.3K
38VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · FTSE EUROPE ETF0.73%$2M28.8K
39ABBVABBVIE INCCOM0.73%$2M14.0K
40NVDANVIDIA CORPORATIONCOM0.72%$1M7.1K
41NKENIKE INCCL B0.71%$1M10.1K
42QTECFIRST TR NASDAQ 100 TECH INDSHS0.70%$1M9.2K
43CVXCHEVRON CORP NEWCOM0.69%$1M14.1K
44TAT&T INCCOM0.69%$1M52.8K
45DDOMINION ENERGY INCCOM0.69%$1M19.5K
46QCOMQUALCOMM INCCOM0.69%$1M11.0K
47VIGVANGUARD SPECIALIZED FUNDSDIV APP ETF0.66%$1M8.8K
48VZVERIZON COMMUNICATIONS INCCOM0.64%$1M24.5K
49MCDMCDONALDS CORPCOM0.62%$1M5.3K
50AWKAMERICAN WTR WKS CO INC NEWCOM0.62%$1M7.6K
51UPSUNITED PARCEL SERVICE INCCL B0.61%$1M7.0K
52HONHONEYWELL INTL INCCOM0.61%$1M6.0K
53LHXL3HARRIS TECHNOLOGIES INCCOM0.57%$1M5.3K
54DPZDOMINOS PIZZA INCCOM0.54%$1M2.3K
55BABOEING COCOM0.54%$1M5.1K
56MINTPIMCO ETF TRENHAN SHRT MA AC · 0-5 HIGH YIELD · ACTIVE BD ETF0.54%$1M10.8K
57KOCOCA COLA COCOM0.54%$1M21.1K
58CMICUMMINS INCCOM0.50%$1M4.6K
59CSCOCISCO SYS INCCOM0.50%$1M18.9K
60VMBSVANGUARD SCOTTSDALE FDSMTG-BKD SECS ETF · SHRT TRM CORP BD0.49%$1M17.3K
61FDXFEDEX CORPCOM0.47%$964,0004.4K
62ZTSZOETIS INCCL A0.46%$943,0004.9K
63ANGLVANECK ETF TRUSTFALLEN ANGEL HG0.43%$890,00026.9K
64OREALTY INCOME CORPCOM0.40%$823,00012.7K
65PPGPPG INDS INCCOM0.36%$751,0005.3K
66MAMASTERCARD INCORPORATEDCL A0.36%$748,0002.1K
67METAFACEBOOK INCCL A0.36%$744,0002.2K
68CBCHUBB LIMITEDCOM0.36%$741,0004.3K
69INTCINTEL CORPCOM0.36%$740,00013.9K
70LMTLOCKHEED MARTIN CORPCOM0.36%$736,0002.1K
71DTEDTE ENERGY COCOM0.35%$726,0006.5K
72SBUXSTARBUCKS CORPCOM0.35%$714,0006.5K
73SRLNSSGA ACTIVE ETF TRBLACKSTONE SENR0.33%$690,00015.0K
74EXMOCEXXON MOBIL CORPCOM0.33%$688,00011.7K
75PRUPRUDENTIAL FINL INCCOM0.33%$686,0006.5K
76CRMSALESFORCE COM INCCOM0.33%$672,0002.5K
77ABTABBOTT LABSCOM0.32%$653,0005.5K
78XRNPXCOHEN & STEERS REIT & PFD &COM0.30%$615,00024.0K
79SPYSPDR S&P 500 ETF TRTR UNIT0.29%$608,0001.4K
80FORTYFORMULA SYSTEMS 1985 LTDSPONSORED ADS0.29%$600,0006.1K
81PSAPUBLIC STORAGECOM0.29%$596,0002.0K
82SPDR INDEX SHS FDSPORTFOLIO EMG MK0.28%$576,00013.5K
83MDLZMONDELEZ INTL INCCL A0.28%$569,0009.8K
84ABERDEEN ASIA-PACIFIC INCOMECOM0.27%$567,000136.6K
85TDTORONTO DOMINION BK ONTCOM NEW0.27%$553,0008.4K
86PHPARKER-HANNIFIN CORPCOM0.26%$547,0002.0K
87LINDE PLCSHS0.26%$528,0001.8K
88VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.25%$518,0005.0K
89KMIKINDER MORGAN INC DELCOM0.25%$518,00031.0K
90FATEFATE THERAPEUTICS INCCOM0.25%$514,0008.7K
91XYLXYLEM INCCOM0.25%$510,0004.1K
92BLACKROCK INCCOM0.25%$508,000606
93TROWPRICE T ROWE GROUP INCCOM0.24%$503,0002.6K
94FYXFIRST TR SML CP CORE ALPHA FCOM SHS0.24%$496,0005.4K
95LULULULULEMON ATHLETICA INCCOM0.24%$495,0001.2K
96CNICANADIAN NATL RY COCOM0.24%$487,0004.2K
97PAYXPAYCHEX INCCOM0.23%$480,0004.3K
98ACNACCENTURE PLC IRELANDSHS CLASS A0.23%$466,0001.5K
99FASTFASTENAL COCOM0.21%$438,0008.5K
100CHICALAMOS CONV OPPORTUNITIES &SH BEN INT0.21%$432,00028.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$292M208Jul 21, 202513F-HRchanges · EDGAR ↗
Q1 2025$276M208May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$278M207Jan 28, 202513F-HRchanges · EDGAR ↗
Q3 2024$278M207Oct 22, 202413F-HRchanges · EDGAR ↗
Q2 2024$258M195Jul 25, 202413F-HRchanges · EDGAR ↗
Q1 2024$256M203May 6, 202413F-HRchanges · EDGAR ↗
Q4 2023$238M200Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$213M193Oct 19, 202313F-HRchanges · EDGAR ↗
Q2 2023$220M197Jul 19, 202313F-HRchanges · EDGAR ↗
Q1 2023$207M194May 2, 202313F-HRchanges · EDGAR ↗
Q4 2022$195M193Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$179M190Oct 21, 202213F-HRchanges · EDGAR ↗
Q2 2022$188M194Jul 20, 202213F-HRchanges · EDGAR ↗
Q1 2022$218M201Apr 20, 202213F-HRchanges · EDGAR ↗
Q4 2021$229M206Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$206M195Oct 21, 202113F-HRchanges · EDGAR ↗
Q2 2021$207M194Jul 19, 202113F-HRchanges · EDGAR ↗
Q1 2021$194M188Apr 23, 202113F-HRchanges · EDGAR ↗
Q4 2020$191M185Feb 2, 202113F-HRchanges · EDGAR ↗
Q3 2020$173M176Nov 2, 202013F-HRchanges · EDGAR ↗
Q2 2020$154M158Aug 4, 202013F-HRchanges · EDGAR ↗
Q1 2020$151M159May 1, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.