SEC 13F Intelligence

Managers / Q3 2021 · view latest →

CAROLINAS WEALTH CONSULTING LLC

CIK 0001803425 · 5605 CARNEGIE BLVD, SUITE 400, CHARLOTTE, NC, 28209 · 704-643-2455

Reported Value
$429M
Q3 2021
Positions
965
Filings on Record
25
2020–present window
Filed
Nov 15, 2021
original filing

Summary

Carolinas Wealth Consulting LLC reported $429M in U.S.-listed holdings across 965 positions for Q3 2021.

The portfolio is heavily concentrated: IWF alone accounts for 22.7% of reported value.

Compared with Q2 2021, the fund opened 58 new positions and exited 63.

Portfolio Metrics

Turnover
+3.3%
vs prior filed quarter
Top-10 Concentration
+67.3%
share of reported value
Largest Position
+22.7%
Ishares Tr
New / Exited
58 / 63
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $96MQ4 ’19Q1 ’20: $185MQ2 ’20: $254MQ3 ’20: $297MQ3 ’20Q4 ’20: $372MQ1 ’21: $411MQ2 ’21: $455MQ2 ’21Q3 ’21: $429MQ4 ’21: $459MQ1 ’22: $452MQ1 ’22Q2 ’22: $403MQ3 ’22: $395MQ4 ’22: $442MQ4 ’22Q1 ’23: $470MQ2 ’23: $504MQ3 ’23: $401MQ3 ’23Q4 ’23: $460MQ1 ’24: $507MQ2 ’24: $518MQ2 ’24Q3 ’24: $551MQ4 ’24: $509MQ2 ’25: $465MQ2 ’25Q3 ’25: $0Q4 ’25: $0filingsflow.com

Portfolio Composition

By security type
ETP: 71.7%Common Stock: 24.7%Other: 2.5%Closed-End Fund: 0.5%REIT: 0.4%Other: 0.2%
  • ETP · 71.7% · $308M
  • Common Stock · 24.7% · $106M
  • Other · 2.5% · $11M
  • Closed-End Fund · 0.5% · $2M
  • REIT · 0.4% · $2M
  • Other · 0.2% · $788,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
LUCID GROUP INCNEW+22.3K22.3K+$566,000$566,000
ASGLIBERTY ALL-STAR GROWTH FD INEW+16.6K16.6K+$144,000$144,000
LEVILEVI STRAUSS & CO NEWNEW+4.6K4.6K+$113,000$113,000
IRONSOURCE LTDNEW+10.0K10.0K+$109,000$109,000
NUVEEN DIVERSIFIED DIVID & INEW+8.5K8.5K+$90,000$90,000
GENERAL ELECTRIC CONEW+798798+$74,000$74,000
VIRTUS ALLIANZGI CONVERTIBLENEW+13.5K13.5K+$71,000$71,000
LOGAN RIDGE FINANCE CORPNEW+2.4K2.4K+$63,000$63,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

393 positions (from 500 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IWFISHARES TRRUS 1000 GRW ETF · CORE S&P500 ETF · RUS 1000 VAL ETF · RUS 2000 VAL ETF · RUS 2000 GRW ETF · CORE S&P SCP ETF · RUSSELL 2000 ETF · MSCI EAFE ETF · CORE MSCI EAFE · S&P 500 GRWT ETF · BLACKROCK ULTRA · CORE MSCI TOTAL · S&P 500 VAL ETF · MSCI EMG MKT ETF · RUS 1000 ETF · S&P 100 ETF · CORE S&P TTL STK · CORE S&P MCP ETF · CORE S&P US GWT · ISHARES BIOTECH · SELECT DIVID ETF · CORE S&P US VLU · MODERT ALLOC ETF · U.S. TECH ETF · MSCI USA MULTIFT · MSCI USA QLT FCT · U.S. UTILITS ETF · DOW JONES US ETF · TIPS BD ETF · MSCI ACWI ETF · GRWT ALLOCAT ETF · SHRT NAT MUN ETF · COHEN STEER REIT · SP SMCP600VL ETF · U.S. MED DVC ETF · CORE HIGH DV ETF · US HLTHCR PR ETF · ISHS 1-5YR INVS · CYBERSECURITY · S&P SML 600 GWT · CRE U S REIT ETF22.71%$98M675.7K
2VONGVANGUARD SCOTTSDALE FDSVNG RUS1000GRW · VNG RUS1000VAL · SHRT TRM CORP BD · VNG RUS2000VAL · SHORT TERM TREAS · VNG RUS1000IDX · MTG-BKD SECS ETF9.78%$42M588.8K
3VOOVANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT · SMALL CP ETF · VALUE ETF · REAL ESTATE ETF · SML CP GRW ETF · GROWTH ETF · MID CAP ETF · SM CP VAL ETF · LARGE CAP ETF9.03%$39M143.6K
4VIGVANGUARD SPECIALIZED FUNDShistory →DIV APP ETF6.08%$26M170.0K
5AAPLAPPLE INChistory →COM4.16%$18M100.8K
6SCHDSCHWAB STRATEGIC TRUS DIVIDEND EQ · US LCAP VA ETF · SCHWAB FDT US BM · US LCAP GR ETF · SCHWAB FDT US LG · US SML CAP ETF · US LRG CAP ETF · INTERNL DIVID · US BRD MKT ETF · US AGGREGATE B · SCHWAB FDT US SC3.86%$17M227.8K
7BSVVANGUARD BD INDEX FDSSHORT TRM BOND · TOTAL BND MRKT3.76%$16M196.7K
8VIOOVANGUARD ADMIRAL FDS INCSMLLCP 600 IDX · SMLCP 600 VAL · MIDCP 400 IDX2.92%$13M62.3K
9SPYSPDR S&P 500 ETF TRhistory →TR UNIT2.50%$11M24.9K
10MSFTMICROSOFT CORPhistory →COM2.48%$11M37.8K
11PINNACLE FINL PARTNERS INCCOM2.14%$9M97.5K
12BRK/ABERKSHIRE HATHAWAY INC DELCL A · CL B NEW1.89%$8M14.6K
13JPSTJ P MORGAN EXCHANGE-TRADED Fhistory →ULTRA SHRT INC1.86%$8M157.2K
14GOOGALPHABET INCCAP STK CL C · CAP STK CL A1.74%$7M2.8K
15ARKKARK ETF TRINNOVATION ETF · GENOMIC REV ETF · AUTNMUS TECHNLGY · FINTECH INNOVA · NEXT GNRTN INTER1.66%$7M68.9K
16AMZNAMAZON COM INChistory →COM1.48%$6M1.9K
17VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · GLB EX US ETF · FTSE SMCAP ETF · ALLWRLD EX US1.42%$6M119.1K
18METAFACEBOOK INChistory →CL A1.28%$5M16.2K
19SPHQINVESCO EXCHANGE TRADED FD TS&P500 QUALITY · FTSE RAFI 1000 · DYNMC LRG GWTH · FTSE RAFI 1500 · S&P SMCP VLU MNT · S&P500 PUR GWT1.06%$5M81.6K
20OPTUALTICE USA INCCL A0.87%$4M180.2K
21QQQINVESCO QQQ TRUNIT SER 10.77%$3M9.2K
22VTIPVANGUARD MALVERN FDSSTRM INFPROIDX0.62%$3M50.2K
23VEAVANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.55%$2M46.4K
24DUKDUKE ENERGY CORP NEWCOM NEW0.53%$2M23.4K
25XLKSELECT SECTOR SPDR TRTECHNOLOGY · SBI HEALTHCARE · SBI INT-INDS · ENERGY · SBI CONS DISCR · FINANCIAL0.52%$2M22.2K
26BACBK OF AMERICA CORPCOM0.42%$2M42.6K
27VYMVANGUARD WHITEHALL FDSHIGH DIV YLD · INTL DVD ETF0.42%$2M17.5K
28VTEBVANGUARD MUN BD FDSTAX EXEMPT BD0.36%$2M28.0K
29EXCHANGE TRADED CONCEPTS TREMQQ EM INTERN0.30%$1M25.6K
30UNHUNITEDHEALTH GROUP INCCOM0.28%$1M3.1K
31JPMJPMORGAN CHASE & COCOM0.27%$1M7.1K
32FFORD MTR CO DELCOM0.27%$1M81.5K
33GLDSPDR GOLD TRGOLD SHS0.25%$1M6.5K
34NVDANVIDIA CORPORATIONCOM0.22%$932,0004.5K
35MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.20%$851,0001.8K
36TAT&T INCCOM0.18%$753,00027.9K
37PZAINVESCO EXCH TRADED FD TR IINATL AMT MUNI · FTSE RAFI DEV · PFD ETF · DWA EMERG MKTS0.17%$724,00029.6K
38AVGOBROADCOM INCCOM0.16%$674,0001.4K
39PGPROCTER AND GAMBLE COCOM0.15%$663,0004.7K
40XBISPDR SER TRS&P BIOTECH · S&P DIVID ETF · S&P HOMEBUILD · DJ REIT ETF · BLMBRG BRC CNVRT · NUVEEN BLMBRG SR0.15%$654,0006.6K
41TFCTRUIST FINL CORPCOM0.13%$569,0009.7K
42LUCID GROUP INCCOM0.13%$566,00022.3K
43ABTABBOTT LABSCOM0.13%$555,0004.7K
44VHTVANGUARD WORLD FDSHEALTH CAR ETF · INF TECH ETF · FINANCIALS ETF · INDUSTRIAL ETF0.13%$554,0002.8K
45ACNACCENTURE PLC IRELANDSHS CLASS A0.13%$540,0001.7K
46DISDISNEY WALT COCOM0.13%$538,0003.2K
47PEPPEPSICO INCCOM0.12%$534,0003.5K
48IEMGISHARES INCCORE MSCI EMKT · MSCI EMERG MRKT0.12%$522,0008.4K
49ABBVABBVIE INCCOM0.12%$520,0004.8K
50HDHOME DEPOT INCCOM0.12%$519,0001.6K
51ENBENBRIDGE INCCOM0.12%$494,00012.4K
52PYPLPAYPAL HLDGS INCCOM0.11%$486,0001.9K
53JNJJOHNSON & JOHNSONCOM0.11%$479,0003.0K
54BOTZGLOBAL X FDSRBTCS ARTFL INTE · NASDAQ 100 COVER · US INFR DEV ETF · S&P 500 COVERED · VDEO GAM ESPRT0.11%$476,00015.3K
55VVISA INCCOM CL A0.11%$469,0002.1K
56NEENEXTERA ENERGY INCCOM0.11%$468,0006.0K
57MMM3M COCOM0.10%$449,0002.6K
58SWKSSKYWORKS SOLUTIONS INCCOM0.10%$431,0002.6K
59LOWLOWES COS INCCOM0.10%$423,0002.1K
60ALLYALLY FINL INCCOM0.10%$418,0008.2K
61KOCOCA COLA COCOM0.09%$406,0007.7K
62CMCSACOMCAST CORP NEWCL A0.09%$401,0007.2K
63VTRVENTAS INCCOM0.09%$394,0007.1K
64RTXRAYTHEON TECHNOLOGIES CORPCOM0.09%$387,0004.5K
65CCITIGROUP INCCOM NEW0.09%$376,0005.4K
66MAMASTERCARD INCORPORATEDCL A0.09%$372,0001.1K
67TMPTOMPKINS FINL CORPCOM0.09%$372,0004.6K
68VZVERIZON COMMUNICATIONS INCCOM0.09%$371,0006.9K
69SOUTHSTATE CORPORATIONCOM0.08%$361,0004.8K
70FVDFIRST TR VALUE LINE DIVID INSHS0.08%$347,0008.9K
71MRKMERCK & CO INCCOM0.08%$338,0004.5K
72ADPAUTOMATIC DATA PROCESSING INCOM0.08%$328,0001.6K
73SYKSTRYKER CORPORATIONCOM0.08%$327,0001.2K
74ELLAUDER ESTEE COS INCCL A0.08%$326,0001.1K
75SKYSKYLINE CHAMPION CORPORATIONCOM0.08%$325,0005.4K
76COSTCOSTCO WHSL CORP NEWCOM0.08%$322,000716
77ECLECOLAB INCCOM0.07%$306,0001.5K
78MDTMEDTRONIC PLCSHS0.07%$304,0002.4K
79SILICOM LTDORD0.07%$303,0007.0K
80XEXGXEATON VANCE TAX-MANAGED GLOBCOM0.07%$299,00029.6K
81WMTWALMART INCCOM0.07%$291,0002.1K
82HONHONEYWELL INTL INCCOM0.07%$288,0001.4K
83NKENIKE INCCL B0.06%$278,0001.9K
84CCICROWN CASTLE INTL CORP NEWCOM0.06%$272,0001.6K
85NPOENPRO INDS INCCOM0.06%$263,0003.0K
86CVXCHEVRON CORP NEWCOM0.06%$262,0002.6K
87LMTLOCKHEED MARTIN CORPCOM0.06%$259,000751
88BLACKROCK INCCOM0.06%$256,000305
89BRBROADRIDGE FINL SOLUTIONS INCOM0.06%$254,0001.5K
90SCHWSCHWAB CHARLES CORPCOM0.06%$252,0003.5K
91CLCOLGATE PALMOLIVE COCOM0.06%$248,0003.3K
92LMATLEMAITRE VASCULAR INCCOM0.06%$244,0004.6K
93MRSHMARSH & MCLENNAN COS INCCOM0.06%$243,0001.6K
94HYDVANECK ETF TRUSTHIGH YLD MUNIETF · AGRIBUSINESS ETF0.06%$239,0003.4K
95EMREMERSON ELEC COCOM0.05%$236,0002.5K
96ITWILLINOIS TOOL WKS INCCOM0.05%$231,0001.1K
97GLOCLOUGH GLOBAL OPPORTUNITIESSH BEN INT0.05%$231,00018.9K
98NSCNORFOLK SOUTHN CORPCOM0.05%$230,000963
99CRMSALESFORCE COM INCCOM0.05%$229,000845
100MDLZMONDELEZ INTL INCCL A0.05%$225,0003.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2025$01Jan 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$01Nov 20, 202513F-HRchanges · EDGAR ↗
Q2 2025$465M1,012Aug 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$509M1,056Feb 27, 202513F-HRchanges · EDGAR ↗
Q3 2024$551M1,052Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$518M1,040Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$507M1,034May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$460M997Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$401M1,017Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$504M1,059Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$470M1,060May 16, 202313F-HRchanges · EDGAR ↗
Q4 2022$442M1,067Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$395M926Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$403M923Aug 16, 202213F-HRchanges · EDGAR ↗
Q1 2022$452M952May 17, 202213F-HRchanges · EDGAR ↗
Q4 2021$459M995Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$429M965Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$455M986Aug 17, 202113F-HRchanges · EDGAR ↗
Q1 2021$411M978May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$372M910Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$297M1,002Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$254M733Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$185M168May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$96M1,019Feb 14, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.