SEC 13F Intelligence

Managers / Q2 2021 · view latest →

WNY Asset Management, LLC

CIK 0001803296 · 6500 SHERIDAN DRIVE, SUITE 200, WILLIAMSVILLE, NY, 14221 · 716-626-0060

Reported Value
$279M
Q2 2021
Positions
154
Filings on Record
21
2019–present window
Filed
Jul 14, 2021
original filing

Summary

Wny Asset Management, LLC reported $279M in U.S.-listed holdings across 154 positions for Q2 2021.

Its largest position, Vanguard World Fd, represents 8.6% of the portfolio.

Compared with Q1 2021, the fund opened 21 new positions and exited 5.

Portfolio Metrics

Turnover
+17.0%
vs prior filed quarter
Top-10 Concentration
+46.1%
share of reported value
Largest Position
+8.6%
Vanguard World Fd
New / Exited
21 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $198MQ4 ’20Q1 ’21: $250MQ2 ’21: $279MQ3 ’21: $289MQ3 ’21Q4 ’21: $336MQ1 ’22: $324MQ2 ’22: $295MQ2 ’22Q3 ’22: $275MQ4 ’22: $370MQ1 ’23: $421MQ1 ’23Q2 ’23: $470MQ4 ’23: $592MQ1 ’24: $655MQ1 ’24Q2 ’24: $755MQ3 ’24: $857MQ4 ’24: $807MQ4 ’24Q1 ’25: $841MQ2 ’25: $908MQ3 ’25: $1.0BQ3 ’25Q1 ’26: $967Mfilingsflow.com

Portfolio Composition

By security type
ETP: 75.0%Common Stock: 21.8%ADR: 1.5%Other: 0.9%Closed-End Fund: 0.8%Other: 0.0%
  • ETP · 75.0% · $209M
  • Common Stock · 21.8% · $61M
  • ADR · 1.5% · $4M
  • Other · 0.9% · $3M
  • Closed-End Fund · 0.8% · $2M
  • Other · 0.0% · $1,000

Quarter-over-Quarter Changes full breakdown →

vs Q1 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ARK ETF TRNEW+85.5K85.5K+$11M$11M
INVESCO EXCHANGE TRADED FD TNEW+31.8K31.8K+$4M$4M
DFUSUSDDIMENSIONAL ETF TRUSTNEW+25.7K25.7K+$1M$1M
VUSBVANGUARD BD INDEX FDSNEW+22.0K22.0K+$1M$1M
VANGUARD WHITEHALL FDSNEW+8.2K8.2K+$712,000$712,000
ISHARES TRNEW+3.2K3.2K+$475,000$475,000
VANGUARD TAX-MANAGED INTL FDNEW+8.5K8.5K+$437,000$437,000
VANGUARD WHITEHALL FDSNEW+6.3K6.3K+$428,000$428,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2021

34 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRTIPS BD ETF · FLTG RATE NT ETF · EAFE GRWTH ETF · ASIA 50 ETF · RUS 1000 ETF · CORE S&P500 ETF22.97%$64M665.4K
2VANGUARD WORLD FDMEGA CAP VAL ETF8.59%$24M240.8K
3VTVVANGUARD INDEX FDShistory →MCAP VL IDXVIP · S&P 500 ETF SHS · VALUE ETF6.51%$18M120.0K
4SCHWAB STRATEGIC TRUS SML CAP ETF · INTRM TRM TRES · US AGGREGATE B · US LCAP VA ETF6.38%$18M241.6K
5XLFSELECT SECTOR SPDR TRhistory →FINANCIAL · SBI INT-INDS · TECHNOLOGY · ENERGY5.37%$15M242.6K
6ARK ETF TRINNOVATION ETF4.01%$11M85.5K
7VDCVANGUARD WORLD FDShistory →CONSUM STP ETF · HEALTH CAR ETF · CONSUM DIS ETF3.78%$11M48.0K
8AAPLAPPLE INChistory →COM3.15%$9M64.1K
9SPDR SER TRPORTFOLI S&P15002.42%$7M127.6K
10INVESCO EXCHANGE TRADED FD TDYNMC SEMICNDT · S&P500 EQL MAT1.90%$5M39.2K
11SPDR INDEX SHS FDSPORTFOLIO DEVLPD1.58%$4M119.5K
12MSFTMICROSOFT CORPhistory →COM1.32%$4M13.6K
13VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD1.16%$3M38.9K
14AMZNAMAZON COM INChistory →COM1.15%$3M932
15TAT&T INCCOM0.97%$3M93.9K
16BACVERIZON COMMUNICATIONS INCCOM0.91%$3M45.4K
17BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.88%$2M8.8K
18SPDR S&P 500 ETF TRTR UNIT0.86%$2M5.6K
19NFGNATIONAL FUEL GAS COCOM0.74%$2M39.7K
20VANGUARD MALVERN FDSSTRM INFPROIDX0.70%$2M37.1K
21PFEPFIZER INCCOM0.63%$2M44.9K
22XAODXABERDEEN TOTAL DYNAMIC DIVDCOM SH BEN INT0.62%$2M169.4K
23GILDGILEAD SCIENCES INCCOM0.58%$2M23.7K
24FIDELITY COVINGTON TRUSTBLUE CHIP GRWTH0.58%$2M49.8K
25VODVODAFONE GROUP PLC NEWSPONSORED ADR0.58%$2M94.5K
26QCOMQUALCOMM INCCOM0.52%$1M10.2K
27EXMOCEXXON MOBIL CORPCOM0.51%$1M22.7K
28T ROWE PRICE ETF INCPRICE BLUE CHIP0.51%$1M45.2K
29JNJJOHNSON & JOHNSONCOM0.46%$1M7.8K
30PEPPEPSICO INCCOM0.45%$1M8.6K
31DFUSUSDDIMENSIONAL ETF TRUSTUS EQUITY ETF0.43%$1M25.7K
32LLYLILLY ELI & COCOM0.42%$1M5.1K
33BABAALIBABA GROUP HLDG LTDSPONSORED ADS0.42%$1M5.1K
34VUSBVANGUARD BD INDEX FDSVANGUARD ULTRA0.39%$1M22.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$967M249May 22, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.0B243Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$908M222Aug 4, 202513F-HRchanges · EDGAR ↗
Q1 2025$841M227May 5, 202513F-HRchanges · EDGAR ↗
Q4 2024$807M221Feb 21, 202513F-HRchanges · EDGAR ↗
Q3 2024$857M231Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$755M235Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$655M233May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$592M217Feb 21, 202413F-HRchanges · EDGAR ↗
Q2 2023$470M196Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$421M187May 2, 202313F-HRchanges · EDGAR ↗
Q4 2022$370M186Jan 25, 202313F-HRchanges · EDGAR ↗
Q3 2022$275M167Oct 25, 202213F-HRchanges · EDGAR ↗
Q2 2022$295M165Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$324M167Apr 19, 202213F-HRchanges · EDGAR ↗
Q4 2021$336M170Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$289M156Nov 9, 202113F-HRchanges · EDGAR ↗
Q2 2021$279M154Jul 14, 202113F-HRchanges · EDGAR ↗
Q1 2021$250M138Apr 20, 202113F-HRchanges · EDGAR ↗
Q4 2020$198M93Feb 16, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.