SEC 13F Intelligence

Managers / Q1 2021 · view latest →

WNY Asset Management, LLC

CIK 0001803296 · 6500 SHERIDAN DRIVE, SUITE 200, WILLIAMSVILLE, NY, 14221 · 716-626-0060

Reported Value
$250M
Q1 2021
Positions
138
Filings on Record
21
2019–present window
Filed
Apr 20, 2021
original filing

Summary

Wny Asset Management, LLC reported $250M in U.S.-listed holdings across 138 positions for Q1 2021.

Its largest position, Ishares Tr, represents 10.5% of the portfolio.

Compared with Q4 2020, the fund opened 49 new positions and exited 4.

Portfolio Metrics

Turnover
+19.0%
vs prior filed quarter
Top-10 Concentration
+53.3%
share of reported value
Largest Position
+10.5%
Ishares Tr
New / Exited
49 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $198MQ4 ’20Q1 ’21: $250MQ2 ’21: $279MQ3 ’21: $289MQ3 ’21Q4 ’21: $336MQ1 ’22: $324MQ2 ’22: $295MQ2 ’22Q3 ’22: $275MQ4 ’22: $370MQ1 ’23: $421MQ1 ’23Q2 ’23: $470MQ4 ’23: $592MQ1 ’24: $655MQ1 ’24Q2 ’24: $755MQ3 ’24: $857MQ4 ’24: $807MQ4 ’24Q1 ’25: $841MQ2 ’25: $908MQ3 ’25: $1.0BQ3 ’25Q1 ’26: $967Mfilingsflow.com

Portfolio Composition

By security type
ETP: 76.4%Common Stock: 21.0%ADR: 1.3%Other: 0.9%Closed-End Fund: 0.4%
  • ETP · 76.4% · $191M
  • Common Stock · 21.0% · $53M
  • ADR · 1.3% · $3M
  • Other · 0.9% · $2M
  • Closed-End Fund · 0.4% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VANGUARD WORLD FDNEW+174.2K174.2K+$17M$17M
ISHARES TRNEW+263.6K263.6K+$13M$13M
SCHWAB STRATEGIC TRNEW+69.5K69.5K+$7M$7M
ISHARES TRNEW+27.9K27.9K+$3M$3M
SELECT SECTOR SPDR TRNEW+15.3K15.3K+$2M$2M
VTVVANGUARD INDEX FDSNEW+11.0K11.0K+$1M$1M
FIDELITY COVINGTON TRUSTNEW+49.1K49.1K+$1M$1M
VODVODAFONE GROUP PLC NEWNEW+70.8K70.8K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

34 positions
#IssuerClass% PortfolioValueShares
1ISHARES TRTIPS BD ETF · FLTG RATE NT ETF · ASIA 50 ETF · RUS 1000 ETF · EAFE GRWTH ETF · CORE S&P500 ETF · RUS 1000 GRW ETF25.95%$65M676.7K
2VTVVANGUARD INDEX FDSMCAP VL IDXVIP · S&P 500 ETF SHS · VALUE ETF · TOTAL STK MKT8.92%$22M121.3K
3SCHWAB STRATEGIC TRINTRM TRM TRES · US SML CAP ETF · US AGGREGATE B · US LCAP VA ETF8.58%$21M326.8K
4AMPLIFY ETF TRONLIN RETL ETF8.12%$20M163.7K
5VANGUARD WORLD FDMEGA CAP VAL ETF6.61%$17M174.2K
6AAPLAPPLE INChistory →COM3.13%$8M64.1K
7XLESELECT SECTOR SPDR TRTECHNOLOGY · SBI INT-INDS · ENERGY · SBI MATERIALS2.72%$7M74.7K
8SPDR SER TRPORTFOLI S&P15002.69%$7M136.8K
9VDCVANGUARD WORLD FDSHEALTH CAR ETF · CONSUM STP ETF2.29%$6M27.7K
10SPDR INDEX SHS FDSPORTFOLIO DEVLPD1.51%$4M107.1K
11MSFTMICROSOFT CORPhistory →COM1.26%$3M13.4K
12VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD1.23%$3M37.3K
13AMZNAMAZON COM INChistory →COM1.06%$3M859
14TAT&T INCCOM0.92%$2M76.0K
15NFGNATIONAL FUEL GAS COCOM0.90%$2M45.2K
16SPDR S&P 500 ETF TRTR UNIT0.88%$2M5.5K
17BACVERIZON COMMUNICATIONS INCCOM0.81%$2M35.1K
18BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.78%$2M7.7K
19PFEPFIZER INCCOM0.62%$2M42.5K
20FIDELITY COVINGTON TRUSTBLUE CHIP GRWTH0.57%$1M49.1K
21VODVODAFONE GROUP PLC NEWSPONSORED ADR0.52%$1M70.8K
22T ROWE PRICE ETF INCPRICE BLUE CHIP0.52%$1M46.1K
23JNJJOHNSON & JOHNSONCOM0.52%$1M7.9K
24EXMOCEXXON MOBIL CORPCOM0.49%$1M21.8K
25INVESCO EXCHANGE TRADED FD TS&P500 EQL MAT0.47%$1M7.5K
26PEPPEPSICO INCCOM0.47%$1M8.3K
27DISDISNEY WALT COCOM0.42%$1M5.8K
28XPERI HOLDING CORPCOM0.42%$1M48.3K
29GQ9SPDR GOLD TRGOLD SHS0.40%$1M6.3K
30QCOMQUALCOMM INCCOM0.40%$1M7.6K
31XAODXABERDEEN TOTAL DYNAMIC DIVDCOM SH BEN INT0.40%$996,000104.3K
32J P MORGAN EXCHANGE-TRADED FULTRA SHRT INC0.39%$966,00019.0K
33PGPROCTER AND GAMBLE COCOM0.39%$965,0007.1K
34PROSHARES TRS&P 500 DV ARIST0.38%$964,00011.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$967M249May 22, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.0B243Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$908M222Aug 4, 202513F-HRchanges · EDGAR ↗
Q1 2025$841M227May 5, 202513F-HRchanges · EDGAR ↗
Q4 2024$807M221Feb 21, 202513F-HRchanges · EDGAR ↗
Q3 2024$857M231Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$755M235Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$655M233May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$592M217Feb 21, 202413F-HRchanges · EDGAR ↗
Q2 2023$470M196Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$421M187May 2, 202313F-HRchanges · EDGAR ↗
Q4 2022$370M186Jan 25, 202313F-HRchanges · EDGAR ↗
Q3 2022$275M167Oct 25, 202213F-HRchanges · EDGAR ↗
Q2 2022$295M165Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$324M167Apr 19, 202213F-HRchanges · EDGAR ↗
Q4 2021$336M170Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$289M156Nov 9, 202113F-HRchanges · EDGAR ↗
Q2 2021$279M154Jul 14, 202113F-HRchanges · EDGAR ↗
Q1 2021$250M138Apr 20, 202113F-HRchanges · EDGAR ↗
Q4 2020$198M93Feb 16, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.