SEC 13F Intelligence

Managers / Q1 2023 · view latest →

Strategic Wealth Investment Group, LLC

CIK 0001802365 · 500 N. HURSTBOURNE PKWY, SUITE 120, LOUISVILLE, KY, 40222 · 5024123354

Reported Value
$539M
Q1 2023
Positions
135
Filings on Record
29
2019–present window
Filed
Apr 24, 2023
amendment (RESTATEMENT)

Summary

Strategic Wealth Investment Group, LLC reported $539M in U.S.-listed holdings across 135 positions for Q1 2023.

Its largest position, Proshares Trust Sp 500 Dv Arist Etf, represents 6.4% of the portfolio.

Compared with Q4 2022, the fund opened 17 new positions and exited 7.

Portfolio Metrics

Turnover
+0.9%
vs prior filed quarter
Top-10 Concentration
+43.0%
share of reported value
Largest Position
+6.4%
Proshares Trust Sp 500 Dv Arist Etf
New / Exited
17 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $96MQ4 ’19Q1 ’20: $61MQ2 ’20: $102MQ3 ’20: $133MQ4 ’20: $171MQ4 ’20Q1 ’21: $208MQ2 ’21: $282MQ3 ’21: $335MQ4 ’21: $385MQ4 ’21Q1 ’22: $419MQ2 ’22: $399MQ3 ’22: $348MQ4 ’22: $433MQ4 ’22Q1 ’23: $539MQ2 ’23: $630MQ3 ’23: $552MQ4 ’23: $665MQ4 ’23Q2 ’24: $791MQ3 ’24: $933MQ4 ’24: $2.7BQ1 ’25: $57MQ1 ’25Q2 ’25: $69MQ3 ’25: $1.2BQ4 ’25: $814MQ1 ’26: $788MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 46.5%Common Stock: 38.9%DOMESTIC MTN: 11.4%REIT: 1.4%GLOBAL: 1.4%Other: 0.4%
  • ETP · 46.5% · $251M
  • Common Stock · 38.9% · $209M
  • DOMESTIC MTN · 11.4% · $62M
  • REIT · 1.4% · $8M
  • GLOBAL · 1.4% · $7M
  • Other · 0.4% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CANADIAN IMPERIAL BANK OF COMM NOTE QTRLY VARNEW+2.8K2.8K+$3M$3M
BARCLAYS BANK PLC NOTE CONV QTRLY VARNEW+2.2K2.2K+$2M$2M
CANADIAN IMPERIAL BANK OF COMM NOTE QTRLY VARNEW+2.0K2.0K+$2M$2M
VIVOS THERAPEUTICS INC COMNEW+3.22M3.22M+$1M$1M
ROYAL BANK OF CANADA NOTE INDEX LNKDNEW+931931+$935,562$935,562
VUGVANGUARD GROWTH ETFNEW+1.8K1.8K+$439,822$439,822
ISHARES TRUST S&P 500 VAL ETFNEW+2.8K2.8K+$418,128$418,128
CITIGRP GLOBAL MKTS HLDGS INC NOTE INDEX LNKDNEW+410410+$407,048$407,048

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2023

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1PROSHARES TRUST SP 500 DV ARIST ETFSP 500 DV ARIST ETF6.40%$34M378.1K
2CITIGROUP INC NOTE QTRLY VARNOTE QTRLY VAR6.14%$33M34.0K
3SPDR SP500 ETF TRUST TR UNIT ETFTR UNIT ETF5.49%$30M72.3K
4SPDR SERIES TRUST PORTFOLIO LN TSR ETFPORTFOLIO LN TSR ETF4.52%$24M788.6K
5AAPLAPPLE INC COMhistory →COM4.49%$24M146.9K
6VANGUARD TOTAL STK MKT ETFTOTAL STK MKT ETF3.65%$20M96.4K
7AMZNAMAZON COM INC COMhistory →COM3.47%$19M181.1K
8VGSHVANGUARD SHORT TERM TREAS ETFhistory →SHORT TERM TREAS ETF3.11%$17M286.8K
9ISHARES TRUST PFD AND INCM SEC ETFPFD AND INCM SEC ETF2.95%$16M509.2K
10ISHARES TRUST 0-5 YR TIPS ETF0-5 YR TIPS ETF2.74%$15M148.8K
11GQ9SPDR GOLD TRUST GOLD SHS ETFhistory →GOLD SHS ETF2.62%$14M77.2K
12SPDR DOW JONES IND UT SER 1 ETFUT SER 1 ETF2.40%$13M38.8K
13ROYAL BANK OF CANADA NOTE INDEX LNKDNOTE INDEX LNKD2.30%$12M12.0K
14NDQINVESCO QQQ TRUST UNIT SER 1 ETFhistory →UNIT SER 1 ETF2.27%$12M38.1K
15KOCOCA-COLA CO COMhistory →COM2.03%$11M176.9K
16GS FINANCE CORP NOTE INDEX LNKDNOTE INDEX LNKD1.87%$10M9.5K
17METAMETA PLATFORMS INC COM CL Ahistory →COM CL A1.80%$10M45.8K
18CRMSALESFORCE INC COMhistory →COM1.63%$9M44.0K
19ISHARES TRUST TIPS BD ETFTIPS BD ETF1.63%$9M79.6K
20JPMJP MORGAN CHASE & CO COMhistory →COM1.58%$9M65.6K
21MSFTMICROSOFT CORP COMhistory →COM1.44%$8M26.9K
22DISWALT DISNEY COMPANY (THE) COMhistory →COM1.43%$8M77.2K
23PGPROCTER & GAMBLE CO COMhistory →COM1.33%$7M48.2K
24VVISA INC COM CL Ahistory →COM CL A1.26%$7M30.0K
25SELECT SECTOR SPDR TRUST SBI CONS DISCR ETFSBI CONS DISCR ETF1.21%$6M43.5K
26AXPAMERICAN EXPRESS CO COMhistory →COM1.20%$6M39.3K
27KHCKRAFT HEINZ CO COMhistory →COM1.16%$6M162.1K
28COSTCOSTCO WHOLESALE CORP COMhistory →COM1.16%$6M12.6K
29BABOEING CO COMhistory →COM1.14%$6M28.9K
30CSCOCISCO SYSTEMS INC COMhistory →COM1.03%$6M106.6K
31VANGUARD MATERIALS ETFMATERIALS ETF0.99%$5M30.0K
32TSNTYSON FOODS INC COM CL ACOM CL A0.92%$5M83.9K
33VANECK ETF TRUST VANECK AGRIBUSINESS ETFVANECK AGRIBUSINESS ETF0.92%$5M57.0K
34GOLDMAN SACHS GROUP INC NOTE QTRLY VARNOTE QTRLY VAR0.89%$5M4.8K
35INVESCO EXCHANGE TRADED FD TR FINL PFD ETFFINL PFD ETF0.84%$5M312.0K
36GOOGLALPHABET INC COM CL ACOM CL A0.77%$4M40.1K
37WMWASTE MANAGEMENT INC COMCOM0.75%$4M24.8K
38BACVERIZON COMMUNICATIONS COMCOM0.73%$4M101.3K
39UBERUBER TECHNOLOGIES INC COMCOM0.73%$4M123.6K
40VANGUARD REAL ESTATE ETFREAL ESTATE ETF0.72%$4M46.6K
41ABRARBOR REALTY TRUST INC COM USDCOM USD0.68%$4M320.4K
42NVDANVIDIA CORP COMCOM0.65%$4M12.6K
43DWDPEURDUPONT DE NEMOURS INC COMCOM0.64%$3M48.3K
44STWDSTARWOOD PROPERTY TRUST INC COMCOM0.64%$3M194.3K
45WISDOMTREE TRUST INDIA ERNGS FD ETFINDIA ERNGS FD ETF0.63%$3M107.9K
46JNJJOHNSON JOHNSON COMCOM0.59%$3M20.4K
47IBMINTERNATIONAL BUS MACH CORP COMCOM0.58%$3M23.8K
48TAT&T INC COMCOM0.56%$3M156.4K
49GLTRABERDEEN PREIOUS MTLS BSKT TR ABRDN PRECIOUS METALS BASKEABRDN PRECIOUS METALS BASKE0.54%$3M31.7K
50GSGOLDMAN SACHS GROUP INC COMCOM0.53%$3M8.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$788M94May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$814M93Feb 11, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.2B130Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$69M160Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$57M47Apr 14, 202513F-HRchanges · EDGAR ↗
Q4 2024REVEALED$2.7B396Jan 22, 202513F-HRchanges · EDGAR ↗
Q3 2024$933M129Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$791M135Aug 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$665M130Jan 16, 202413F-HRchanges · EDGAR ↗
Q3 2023$552M102Nov 3, 202313F-HRchanges · EDGAR ↗
Q2 2023$630M127Jul 17, 202313F-HRchanges · EDGAR ↗
Q1 2023$539M135Apr 24, 2023RESTATEMENTchanges · EDGAR ↗
Q4 2022$433M125Jan 27, 202313F-HRchanges · EDGAR ↗
Q3 2022$348M114Oct 21, 202213F-HRchanges · EDGAR ↗
Q2 2022$399M137Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$419M106Apr 26, 202213F-HRchanges · EDGAR ↗
Q4 2021$385M92Jan 21, 202213F-HRchanges · EDGAR ↗
Q3 2021$335M89Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$282M89Jul 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$208M78Apr 22, 202113F-HRchanges · EDGAR ↗
Q4 2020$171M81Jan 26, 2021RESTATEMENTchanges · EDGAR ↗
Q3 2020$133M86Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$102M81Jul 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$61M43Apr 20, 202013F-HRchanges · EDGAR ↗
Q4 2019$96M56Feb 11, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.