SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Strategic Wealth Investment Group, LLC

CIK 0001802365 · 500 N. HURSTBOURNE PKWY, SUITE 120, LOUISVILLE, KY, 40222 · 5024123354

Reported Value
$208M
Q1 2021
Positions
78
Filings on Record
29
2019–present window
Filed
Apr 22, 2021
original filing

Summary

Strategic Wealth Investment Group, LLC reported $208M in U.S.-listed holdings across 78 positions for Q1 2021.

Its largest position, VGSH, represents 14.4% of the portfolio.

Compared with Q4 2020, the fund opened 6 new positions and exited 9.

Portfolio Metrics

Turnover
+4.7%
vs prior filed quarter
Top-10 Concentration
+58.8%
share of reported value
Largest Position
+14.4%
Vanguard Scottsdale Fds
New / Exited
6 / 9
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $96MQ4 ’19Q1 ’20: $61MQ2 ’20: $102MQ3 ’20: $133MQ4 ’20: $171MQ4 ’20Q1 ’21: $208MQ2 ’21: $282MQ3 ’21: $335MQ4 ’21: $385MQ4 ’21Q1 ’22: $419MQ2 ’22: $399MQ3 ’22: $348MQ4 ’22: $433MQ4 ’22Q1 ’23: $539MQ2 ’23: $630MQ3 ’23: $552MQ4 ’23: $665MQ4 ’23Q2 ’24: $791MQ3 ’24: $933MQ4 ’24: $2.7BQ1 ’25: $57MQ1 ’25Q2 ’25: $69MQ3 ’25: $1.2BQ4 ’25: $814MQ1 ’26: $788MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 62.9%Common Stock: 32.3%REIT: 3.7%ADR: 1.1%Other: 0.0%
  • ETP · 62.9% · $131M
  • Common Stock · 32.3% · $67M
  • REIT · 3.7% · $8M
  • ADR · 1.1% · $2M
  • Other · 0.0% · $19,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
WF2WINTRUST FINL CORPNEW+10.0K10.0K+$758,000$758,000
VANGUARD INDEX FDSNEW+1.1K1.1K+$316,000$316,000
SCHWAB STRATEGIC TRNEW+2.8K2.8K+$266,000$266,000
DDD3-D SYS CORP DELNEW+8.5K8.5K+$234,000$234,000
UNPUNION PAC CORPNEW+985985+$217,000$217,000
CASTOR MARITIME INCNEW+25.0K25.0K+$19,000$19,000
NDQINVESCO QQQ TRADDED+7.5K13.0K+$2M$4M
VANECK VECTORS ETF TRSOLD OUT−42.9K0−$2M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

45 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VGSHVANGUARD SCOTTSDALE FDShistory →SHORT TERM TREAS14.42%$30M488.6K
2SPDR SER TRPORTFOLIO LN TSR · BLMBRG BRC CNVRT · S&P BIOTECH12.63%$26M648.6K
3PROSHARES TRS&P 500 DV ARIST7.27%$15M175.6K
4VANGUARD INDEX FDSTOTAL STK MKT · REAL ESTATE ETF5.46%$11M70.0K
5SPDR S&P 500 ETF TRTR UNIT4.62%$10M24.3K
6AAPLAPPLE INChistory →COM4.03%$8M68.9K
7ISHARES TRPFD AND INCM SEC · EXPONENTIAL TECH3.93%$8M206.3K
8AMZNAMAZON COM INChistory →COM3.53%$7M2.4K
9SPDR DOW JONES INDL AVERAGEUT SER 12.72%$6M17.2K
10GQ9SPDR GOLD TRhistory →GOLD SHS2.54%$5M33.1K
11ABRARBOR REALTY TRUST INChistory →COM2.05%$4M268.6K
12NDQINVESCO QQQ TRhistory →UNIT SER 11.98%$4M13.0K
13KOCOCA COLA COhistory →COM1.79%$4M70.8K
14DISDISNEY WALT COhistory →COM1.65%$3M18.6K
15INVESCO EXCHANGE TRADED FD TFINL PFD ETF1.65%$3M181.7K
16VANGUARD WORLD FDSMATERIALS ETF · INF TECH ETF1.47%$3M16.0K
17TAT&T INChistory →COM1.42%$3M97.9K
18METAFACEBOOK INChistory →CL A1.32%$3M9.3K
19STWDSTARWOOD PPTY TR INChistory →COM1.28%$3M107.6K
20GOOGLALPHABET INChistory →CAP STK CL A1.23%$3M1.2K
21VANECK VECTORS ETF TRAGRIBUSINESS ETF1.20%$3M28.6K
22JPMJPMORGAN CHASE & COhistory →COM1.14%$2M15.6K
23MSFTMICROSOFT CORPhistory →COM1.14%$2M10.0K
24CRMSALESFORCE COM INChistory →COM1.07%$2M10.6K
25BABOEING COhistory →COM1.06%$2M8.7K
26BPBP PLChistory →SPONSORED ADR1.02%$2M87.3K
27WISDOMTREE TRINDIA ERNGS FD1.00%$2M66.4K
28BACVERIZON COMMUNICATIONS INCCOM0.99%$2M35.5K
29PGPROCTER AND GAMBLE COCOM0.95%$2M14.6K
30KHCKRAFT HEINZ COCOM0.93%$2M48.5K
31AXPAMERICAN EXPRESS COCOM0.92%$2M13.6K
32LYFTLYFT INCCL A COM0.91%$2M30.0K
33VVISA INCCOM CL A0.88%$2M8.6K
34TSNTYSON FOODS INCCL A0.86%$2M24.2K
35COSTCOSTCO WHSL CORP NEWCOM0.86%$2M5.1K
36UBERUBER TECHNOLOGIES INCCOM0.71%$1M27.3K
37JNJJOHNSON & JOHNSONCOM0.53%$1M6.7K
38DWDPEURDUPONT DE NEMOURS INCCOM0.53%$1M14.3K
39GLTRABERDEEN STD PRECIOUS METALSPHYSCL PM BASKET0.51%$1M11.5K
40GSGOLDMAN SACHS GROUP INCCOM0.48%$1M3.1K
41IBMINTERNATIONAL BUSINESS MACHSCOM0.47%$973,0007.3K
42WF2WINTRUST FINL CORPCOM0.36%$758,00010.0K
43ARK ETF TRGENOMIC REV ETF0.36%$742,0008.4K
44NFLXNETFLIX INCCOM0.31%$636,0001.2K
45HUMHUMANA INCCOM0.29%$615,0001.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$788M94May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$814M93Feb 11, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.2B130Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$69M160Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$57M47Apr 14, 202513F-HRchanges · EDGAR ↗
Q4 2024REVEALED$2.7B396Jan 22, 202513F-HRchanges · EDGAR ↗
Q3 2024$933M129Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$791M135Aug 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$665M130Jan 16, 202413F-HRchanges · EDGAR ↗
Q3 2023$552M102Nov 3, 202313F-HRchanges · EDGAR ↗
Q2 2023$630M127Jul 17, 202313F-HRchanges · EDGAR ↗
Q1 2023$539M135Apr 24, 2023RESTATEMENTchanges · EDGAR ↗
Q4 2022$433M125Jan 27, 202313F-HRchanges · EDGAR ↗
Q3 2022$348M114Oct 21, 202213F-HRchanges · EDGAR ↗
Q2 2022$399M137Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$419M106Apr 26, 202213F-HRchanges · EDGAR ↗
Q4 2021$385M92Jan 21, 202213F-HRchanges · EDGAR ↗
Q3 2021$335M89Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$282M89Jul 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$208M78Apr 22, 202113F-HRchanges · EDGAR ↗
Q4 2020$171M81Jan 26, 2021RESTATEMENTchanges · EDGAR ↗
Q3 2020$133M86Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$102M81Jul 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$61M43Apr 20, 202013F-HRchanges · EDGAR ↗
Q4 2019$96M56Feb 11, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.