SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Investors Financial Group, LLC

CIK 0001800535 · 9800 SHELARD PKWY, SUITE 220, PLYMOUTH, MN, 55441 · 763-525-0001

Reported Value
$189M
Q3 2021
Positions
198
Filings on Record
10
2020–present window
Filed
Oct 21, 2021
original filing

Summary

Investors Financial Group, LLC reported $189M in U.S.-listed holdings across 198 positions for Q3 2021.

Its largest position, VTI, represents 10.9% of the portfolio.

Compared with Q2 2021, the fund opened 13 new positions and exited 18.

Portfolio Metrics

Turnover
+10.1%
vs prior filed quarter
Top-10 Concentration
+43.4%
share of reported value
Largest Position
+10.9%
Vanguard Index Fds
New / Exited
13 / 18
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $123MQ4 ’19Q1 ’20: $99MQ2 ’20: $122MQ2 ’20Q3 ’20: $134MQ4 ’20: $151MQ4 ’20Q1 ’21: $171MQ2 ’21: $186MQ2 ’21Q3 ’21: $189MQ4 ’21: $215MQ4 ’21Q1 ’22: $0filingsflow.com

Portfolio Composition

By security type
ETP: 49.2%Common Stock: 48.3%Other: 1.5%ADR: 0.3%Closed-End Fund: 0.3%Other: 0.4%
  • ETP · 49.2% · $93M
  • Common Stock · 48.3% · $91M
  • Other · 1.5% · $3M
  • ADR · 0.3% · $532,000
  • Closed-End Fund · 0.3% · $485,000
  • Other · 0.4% · $757,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SLVISHARES SILVER TRNEW+207.2K207.2K+$4M$4M
WEBER INCNEW+208.7K208.7K+$4M$4M
HYZON MOTORS INCNEW+366.5K366.5K+$3M$3M
GENERAL ELECTRIC CONEW+5.8K5.8K+$598,000$598,000
JHMMJOHN HANCOCK EXCHANGE TRADEDNEW+9.8K9.8K+$505,000$505,000
AVXLANAVEX LIFE SCIENCES CORPNEW+24.0K24.0K+$431,000$431,000
JAZZ INVESTMENTS I LTDNEW+2.8K2.8K+$369,000$369,000
NUENUCOR CORPNEW+2.6K2.6K+$255,000$255,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

148 positions (from 198 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VTIVANGUARD INDEX FDSTOTAL STK MKT · S&P 500 ETF SHS · GROWTH ETF · LARGE CAP ETF · VALUE ETF · SMALL CP ETF · MID CAP ETF · REAL ESTATE ETF · SM CP VAL ETF · MCAP GR IDXVIP10.91%$21M95.5K
2DGROISHARES TRCORE DIV GRWTH · RUSSELL 2000 ETF · CORE S&P SCP ETF · RUS 1000 GRW ETF · CORE S&P US GWT · CORE S&P500 ETF · MSCI USA MIN VOL · RUS 1000 VAL ETF · CORE S&P MCP ETF · CORE MSCI EAFE · CORE S&P US VLU · MSCI EAFE ETF · CORE S&P TTL STK · MBS ETF · IBOXX HI YD ETF · MSCI USA QLT FCT · 3 7 YR TREAS BD · DOW JONES US ETF · SHORT TREAS BD · BROAD USD HIGH · JPMORGAN USD EMG · CORE HIGH DV ETF9.37%$18M170.6K
3MMM3M COhistory →COM4.60%$9M49.5K
4AAPLAPPLE INChistory →COM4.23%$8M56.6K
5SPYSPDR S&P 500 ETF TRhistory →TR UNIT3.03%$6M13.3K
6XLFSELECT SECTOR SPDR TRFINANCIAL · SBI HEALTHCARE · SBI INT-UTILS · SBI INT-INDS · RL EST SEL SEC · COMMUNICATION2.43%$5M87.6K
7QQQINVESCO QQQ TRhistory →UNIT SER 12.31%$4M12.2K
8CTVACORTEVA INChistory →COM2.29%$4M102.9K
9SLVISHARES SILVER TRhistory →ISHARES2.25%$4M207.2K
10WEBER INCCL A1.94%$4M208.7K
11BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.94%$4M13.4K
12SPYGSPDR SER TRPRTFLO S&P500 GW · PORTFLI TIPS ETF · S&P DIVID ETF · PORTFOLI S&P1500 · PORTFOLIO INTRMD · PORTFLI INTRMDIT1.90%$4M74.2K
13VGTVANGUARD WORLD FDShistory →INF TECH ETF1.80%$3M8.5K
14MSFTMICROSOFT CORPhistory →COM1.57%$3M10.5K
15RDVYFIRST TR EXCHANGE-TRADED FDRISNG DIVD ACHIV · FST LOW OPPT EFT · CAP STRENGTH ETF · DJ INTERNT IDX1.52%$3M52.2K
16HYZON MOTORS INCCOM CL A1.35%$3M366.5K
17VZVERIZON COMMUNICATIONS INChistory →COM1.31%$2M45.9K
18VIGVANGUARD SPECIALIZED FUNDShistory →DIV APP ETF1.28%$2M15.8K
19NEARISHARES U S ETF TRhistory →BLACKROCK ST MAT1.28%$2M48.4K
20MDTMEDTRONIC PLChistory →SHS1.19%$2M17.9K
21CRMSALESFORCE COM INChistory →COM1.07%$2M7.5K
22XELXCEL ENERGY INChistory →COM1.03%$2M31.1K
23SRVRPACER FDS TRBNCHMRK INFRA · TRENDP US LAR CP · BNCHMRK INDSTR0.93%$2M44.2K
24DCIDONALDSON INCCOM0.89%$2M29.5K
25JPMJPMORGAN CHASE & COCOM · ALERIAN ML ETN0.87%$2M38.5K
26AMZNAMAZON COM INCCOM0.86%$2M494
27MPMP MATERIALS CORPCOM CL A0.84%$2M49.3K
28JNJJOHNSON & JOHNSONCOM0.82%$2M9.6K
29TGTTARGET CORPCOM0.80%$2M6.6K
30VNLAJANUS DETROIT STR TRHENDRSN SHRT ETF0.79%$2M29.9K
31FTAFIRST TR LRG CP VL ALPHADEXCOM SHS0.79%$1M23.0K
32BNDVANGUARD BD INDEX FDSTOTAL BND MRKT · SHORT TRM BOND0.77%$1M17.2K
33BUSEFIRST BUSEY CORPCOM NEW0.72%$1M54.9K
34GLDSPDR GOLD TRGOLD SHS0.70%$1M8.0K
35GISGENERAL MLS INCCOM0.69%$1M21.7K
36MGCVANGUARD WORLD FDMEGA CAP INDEX0.66%$1M8.2K
37FIXDFIRST TR EXCHNG TRADED FD VITCW OPPORTUNIS0.65%$1M22.8K
38ABBVABBVIE INCCOM0.62%$1M10.9K
39DISDISNEY WALT COCOM0.61%$1M6.8K
40CARRCARRIER GLOBAL CORPORATIONCOM0.61%$1M22.1K
41HRLHORMEL FOODS CORPCOM0.58%$1M26.9K
42DIASPDR DOW JONES INDL AVERAGEUT SER 10.57%$1M3.2K
43BONDPIMCO ETF TRACTIVE BD ETF0.55%$1M9.5K
44DDDUPONT DE NEMOURS INCCOM0.53%$1M14.8K
45AMLPALPS ETF TRALERIAN MLP0.52%$991,00029.7K
46ANGLVANECK ETF TRUSTFALLEN ANGEL HG0.51%$972,00029.4K
47BABOEING COCOM0.51%$964,0004.4K
48HONHONEYWELL INTL INCCOM0.51%$964,0004.5K
49AMDADVANCED MICRO DEVICES INCCOM0.51%$960,0009.3K
50ADBEADOBE SYSTEMS INCORPORATEDCOM0.49%$934,0001.6K
51SRLNSSGA ACTIVE ETF TRBLACKSTONE SENR · SPDR TR TACTIC0.48%$909,00019.3K
52IEMGISHARES INCCORE MSCI EMKT0.47%$895,00014.5K
53PFEPFIZER INCCOM0.46%$867,00020.2K
54RPGINVESCO EXCHANGE TRADED FD TS&P500 PUR GWT · DIVID ACHIEVEV0.44%$839,00012.8K
55COSTCOSTCO WHSL CORP NEWCOM0.41%$782,0001.7K
56MRKMERCK & CO INCCOM0.41%$777,00010.3K
57HDHOME DEPOT INCCOM0.41%$769,0002.3K
58EXMOCEXXON MOBIL CORPCOM0.37%$701,00011.9K
59DGIIDIGI INTL INCCOM0.37%$696,00033.1K
60XSOEWISDOMTREE TREM EX ST-OWNED · US HIGH DIVIDEND0.36%$680,00014.6K
61FFORD MTR CO DELCOM0.36%$675,00047.6K
62DAKTDAKTRONICS INCCOM0.35%$664,000122.3K
63ECLECOLAB INCCOM0.34%$634,0003.0K
64COINCOINBASE GLOBAL INCCOM CL A0.33%$632,0002.8K
65SBUXSTARBUCKS CORPCOM0.32%$600,0005.4K
66GENERAL ELECTRIC COCOM NEW0.32%$598,0005.8K
67WFCWELLS FARGO CO NEWCOM0.31%$591,00012.7K
68AMGNAMGEN INCCOM0.31%$582,0002.7K
69CSCOCISCO SYS INCCOM0.30%$573,00010.5K
70TJXTJX COS INC NEWCOM0.30%$568,0008.6K
71INTCINTEL CORPCOM0.30%$564,00010.6K
72FTGCFIRST TR EXCHANGE TRAD FD VIFST TR GLB FD0.29%$540,00022.4K
73GGGGRACO INCCOM0.27%$519,0007.4K
74USBUS BANCORP DELCOM NEW0.27%$515,0008.7K
75DRAFTKINGS INCCOM CL A0.27%$512,00010.6K
76JHMMJOHN HANCOCK EXCHANGE TRADEDMULTIFACTOR MI0.27%$505,0009.8K
77MCDMCDONALDS CORPCOM0.27%$503,0002.1K
78TAT&T INCCOM0.26%$501,00018.6K
79BACBK OF AMERICA CORPCOM0.26%$501,00011.8K
80MCKMCKESSON CORPCOM0.26%$497,0002.5K
81PGPROCTER AND GAMBLE COCOM0.26%$494,0003.5K
82UNHUNITEDHEALTH GROUP INCCOM0.26%$489,0001.3K
83VCITVANGUARD SCOTTSDALE FDSINT-TERM CORP0.25%$479,0005.1K
84CATCATERPILLAR INCCOM0.25%$477,0002.5K
85CVXCHEVRON CORP NEWCOM0.24%$456,0004.5K
86ARK ETF TRFINTECH INNOVA0.24%$447,0009.1K
87AVXLANAVEX LIFE SCIENCES CORPCOM NEW0.23%$431,00024.0K
88NVDANVIDIA CORPORATIONCOM0.23%$429,0002.1K
89ELVANTHEM INCCOM0.22%$417,0001.1K
90QQQJINVESCO EXCH TRADED FD TR IINASDAQNXTGEN1000.22%$413,00012.5K
91ABTABBOTT LABSCOM0.21%$400,0003.4K
92LLYLILLY ELI & COCOM0.21%$397,0001.7K
93PEPPEPSICO INCCOM0.21%$397,0002.6K
94FTSDFRANKLIN ETF TRLIBERTY SHRT ETF0.21%$397,0004.2K
95BHCBAUSCH HEALTH COS INCCOM0.21%$391,00014.1K
96MASMASCO CORPCOM0.20%$374,0006.7K
97JAZZ INVESTMENTS I LTDNOTE 1.500% 8/10.20%$369,0002.8K
98ORCLORACLE CORPCOM0.19%$364,0004.2K
99TSLATESLA INCCOM0.19%$351,000453
100CLFCLEVELAND-CLIFFS INC NEWCOM0.18%$337,00017.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2022$01May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$215M212Jan 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$189M198Oct 21, 202113F-HRchanges · EDGAR ↗
Q2 2021$186M203Jul 29, 202113F-HRchanges · EDGAR ↗
Q1 2021$171M192Apr 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$151M164Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$134M158Oct 14, 202013F-HRchanges · EDGAR ↗
Q2 2020$122M149Jul 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$99M124Apr 9, 202013F-HRchanges · EDGAR ↗
Q4 2019$123M134Jan 27, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.