SEC 13F Intelligence

Managers / Q4 2020 · view latest →

Investors Financial Group, LLC

CIK 0001800535 · 9800 SHELARD PKWY, SUITE 220, PLYMOUTH, MN, 55441 · 763-525-0001

Reported Value
$151M
Q4 2020
Positions
164
Filings on Record
10
2019–present window
Filed
Jan 19, 2021
original filing

Summary

Investors Financial Group, LLC reported $151M in U.S.-listed holdings across 164 positions for Q4 2020.

Its largest position, VTI, represents 10.7% of the portfolio.

Compared with Q3 2020, the fund opened 19 new positions and exited 13.

Portfolio Metrics

Turnover
+6.0%
vs prior filed quarter
Top-10 Concentration
+46.6%
share of reported value
Largest Position
+10.7%
Vanguard Index Fds
New / Exited
19 / 13
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $123MQ4 ’19Q1 ’20: $99MQ2 ’20: $122MQ2 ’20Q3 ’20: $134MQ4 ’20: $151MQ4 ’20Q1 ’21: $171MQ2 ’21: $186MQ2 ’21Q3 ’21: $189MQ4 ’21: $215MQ4 ’21Q1 ’22: $0filingsflow.com

Portfolio Composition

By security type
ETP: 50.4%Common Stock: 46.3%ADR: 2.4%Other: 0.8%Closed-End Fund: 0.1%
  • ETP · 50.4% · $76M
  • Common Stock · 46.3% · $70M
  • ADR · 2.4% · $4M
  • Other · 0.8% · $1M
  • Closed-End Fund · 0.1% · $126,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FLNACASSAVA SCIENCES INCNEW+87.3K87.3K+$595,000$595,000
XSOEWISDOMTREE TRNEW+12.1K12.1K+$479,000$479,000
IEFAISHARES TRNEW+4.7K4.7K+$324,000$324,000
VBVANGUARD INDEX FDSNEW+1.6K1.6K+$312,000$312,000
ARK ETF TRNEW+6.2K6.2K+$311,000$311,000
DALDELTA AIR LINES INC DELNEW+7.4K7.4K+$298,000$298,000
MCKMCKESSON CORPNEW+1.7K1.7K+$289,000$289,000
FDNFIRST TR EXCHANGE-TRADED FDNEW+1.3K1.3K+$267,000$267,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

122 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VTIVANGUARD INDEX FDSTOTAL STK MKT · LARGE CAP ETF · GROWTH ETF · S&P 500 ETF SHS · VALUE ETF · SM CP VAL ETF · MID CAP ETF · SMALL CP ETF10.72%$16M83.7K
2DGROISHARES TRCORE DIV GRWTH · RUSSELL 2000 ETF · CORE S&P SCP ETF · MSCI USA MIN VOL · RUS 1000 GRW ETF · CORE S&P US GWT · RUS 1000 VAL ETF · CORE S&P MCP ETF · CORE S&P500 ETF · CORE S&P US VLU · MSCI USA QLT FCT · IBOXX HI YD ETF · MBS ETF · CORE US AGGBD ET · MSCI EAFE ETF · 3 7 YR TREAS BD · CORE MSCI EAFE · DOW JONES US ETF · CORE S&P TTL STK · JPMORGAN USD EMG10.17%$15M170.3K
3MMM3M COhistory →COM5.65%$9M49.0K
4AAPLAPPLE INChistory →COM4.85%$7M55.4K
5SPYSPDR S&P 500 ETF TRhistory →TR UNIT2.93%$4M11.9K
6SPYGSPDR SER TRPRTFLO S&P500 GW · PORTFOLIO LN TSR · S&P DIVID ETF · BLOMBERG BRC INV · PORTFOLI S&P1500 · PORTFOLIO INTRMD2.79%$4M84.0K
7QQQINVESCO QQQ TRhistory →UNIT SER 12.74%$4M13.2K
8XLFSELECT SECTOR SPDR TRSBI INT-FINL · SBI INT-UTILS · SBI HEALTHCARE · SBI INT-INDS2.40%$4M74.0K
9CTVACORTEVA INChistory →COM2.36%$4M92.2K
10BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW2.00%$3M13.1K
11VGTVANGUARD WORLD FDShistory →INF TECH ETF1.83%$3M7.8K
12DAKTDAKTRONICS INChistory →COM1.71%$3M552.4K
13NOKNOKIA CORPhistory →SPONSORED ADR1.62%$2M625.4K
14NEARISHARES U S ETF TRhistory →BLACKROCK ST MAT1.61%$2M48.7K
15MSFTMICROSOFT CORPhistory →COM1.47%$2M10.0K
16VIGVANGUARD SPECIALIZED FUNDShistory →DIV APP ETF1.42%$2M15.3K
17VNLAJANUS DETROIT STR TRhistory →HENDRSN SHRT ETF1.41%$2M42.3K
18MDTMEDTRONIC PLChistory →SHS1.39%$2M18.0K
19LMBSFIRST TR EXCHANGE-TRADED FDFST LOW OPPT EFT · CAP STRENGTH ETF · DJ INTERNT IDX1.35%$2M33.0K
20XELXCEL ENERGY INChistory →COM1.28%$2M29.2K
21AMZNAMAZON COM INChistory →COM1.20%$2M558
22PTLCPACER FDS TRTRENDP US LAR CP · BNCHMRK INFRA · CFRA STVAL EQL1.18%$2M53.2K
23DCIDONALDSON INChistory →COM1.09%$2M29.6K
24BNDVANGUARD BD INDEX FDSTOTAL BND MRKT · SHORT TRM BOND1.01%$2M17.7K
25JNJJOHNSON & JOHNSONCOM0.98%$1M9.4K
26FTAFIRST TR LRG CP VL ALPHADEXCOM SHS0.93%$1M25.7K
27GTOINVESCO ACTIVELY MANAGED ETFTOTAL RETURN · S&P500 DOWNSID0.90%$1M28.1K
28CRMSALESFORCE COM INCCOM0.84%$1M5.7K
29BUSEFIRST BUSEY CORPCOM NEW0.82%$1M57.9K
30HRLHORMEL FOODS CORPCOM0.79%$1M25.5K
31DISDISNEY WALT COCOM0.78%$1M6.5K
32TGTTARGET CORPCOM0.73%$1M6.3K
33DIASPDR DOW JONES INDL AVERAGEUT SER 10.69%$1M3.4K
34VZVERIZON COMMUNICATIONS INCCOM0.67%$1M17.2K
35DDDUPONT DE NEMOURS INCCOM0.65%$981,00013.8K
36JPMJPMORGAN CHASE & COCOM · ALERIAN ML ETN0.65%$981,00036.2K
37BONDPIMCO ETF TRACTIVE BD ETF0.65%$980,0008.7K
38HONHONEYWELL INTL INCCOM0.63%$954,0004.5K
39GSLCGOLDMAN SACHS ETF TRACTIVEBETA US LG0.62%$943,00012.5K
40GW PHARMACEUTICALS PLCADS0.62%$940,0008.1K
41GLDSPDR GOLD TRGOLD SHS0.62%$940,0005.3K
42MGCVANGUARD WORLD FDMEGA CAP INDEX0.56%$853,0006.4K
43ADBEADOBE SYSTEMS INCORPORATEDCOM0.54%$814,0001.6K
44ABBVABBVIE INCCOM0.54%$810,0007.6K
45MRKMERCK & CO. INCCOM0.52%$791,0009.7K
46AMLPALPS ETF TRALERIAN MLP0.51%$770,00030.0K
47GISGENERAL MLS INCCOM0.47%$717,00012.2K
48XSOEWISDOMTREE TREM EX ST-OWNED · US HIGH DIVIDEND0.47%$714,00015.5K
49AMDADVANCED MICRO DEVICES INCCOM0.45%$688,0007.5K
50IEMGISHARES INCCORE MSCI EMKT0.45%$679,00010.9K
51SBUXSTARBUCKS CORPCOM0.44%$660,0006.2K
52LUMOS PHARMA INCCOM0.43%$650,00018.2K
53ECLECOLAB INCCOM0.43%$648,0003.0K
54PFEPFIZER INCCOM0.43%$647,00017.6K
55RPGINVESCO EXCHANGE TRADED FD TS&P500 PUR GWT0.42%$641,0003.9K
56CARRCARRIER GLOBAL CORPORATIONCOM0.42%$639,00016.9K
57FVDFIRST TR VALUE LINE DIVID INSHS0.42%$639,00018.2K
58HDHOME DEPOT INCCOM0.42%$637,0002.4K
59AMGNAMGEN INCCOM0.42%$629,0002.7K
60BABOEING COCOM0.40%$599,0002.8K
61FLNACASSAVA SCIENCES INCCOM0.39%$595,00087.3K
62TOTLSSGA ACTIVE ETF TRSPDR TR TACTIC0.37%$554,00011.3K
63PROSHARES TRSHORT S&P 500 NE0.36%$539,00030.0K
64INTCINTEL CORPCOM0.35%$529,00010.6K
65TAT&T INCCOM0.32%$486,00016.9K
66GGGGRACO INCCOM0.32%$486,0006.7K
67UNHUNITEDHEALTH GROUP INCCOM0.32%$484,0001.4K
68VCITVANGUARD SCOTTSDALE FDSINT-TERM CORP0.30%$458,0004.7K
69MDLZMONDELEZ INTL INCCL A0.29%$446,0007.6K
70MCDMCDONALDS CORPCOM0.29%$443,0002.1K
71COSTCOSTCO WHSL CORP NEWCOM0.29%$441,0001.2K
72FTSDFRANKLIN ETF TRLIBERTY SHRT ETF0.28%$430,0004.5K
73NKENIKE INCCL B0.28%$426,0003.0K
74EXMOCEXXON MOBIL CORPCOM0.27%$409,0009.9K
75WFCWELLS FARGO CO NEWCOM0.27%$403,00013.4K
76TJXTJX COS INC NEWCOM0.26%$387,0005.7K
77PGPROCTER AND GAMBLE COCOM0.25%$380,0002.7K
78TSLATESLA INCCOM0.24%$367,000520
79PEPPEPSICO INCCOM0.24%$364,0002.5K
80ELVANTHEM INCCOM0.24%$359,0001.1K
81CANOPY GROWTH CORPCOM0.23%$355,00014.4K
82CVXCHEVRON CORP NEWCOM0.23%$355,0004.2K
83GENERAL ELECTRIC COCOM0.23%$348,00032.3K
84KOCOCA COLA COCOM0.23%$348,0006.4K
85BHCBAUSCH HEALTH COS INCCOM0.23%$345,00016.6K
86USBUS BANCORP DELCOM NEW0.23%$342,0007.3K
87NSCNORFOLK SOUTHN CORPCOM0.21%$318,0001.3K
88ARK ETF TRFINTECH INNOVA0.21%$311,0006.2K
89NEENEXTERA ENERGY INCCOM0.20%$308,0004.0K
90ABTABBOTT LABSCOM0.20%$307,0002.8K
91DALDELTA AIR LINES INC DELCOM NEW0.20%$298,0007.4K
92MCKMCKESSON CORPCOM0.19%$289,0001.7K
93VVISA INCCOM CL A0.19%$287,0001.3K
94DRAFTKINGS INCCOM CL A0.19%$282,0006.0K
95CSCOCISCO SYS INCCOM0.18%$279,0006.2K
96ORCLORACLE CORPCOM0.18%$270,0004.2K
97BABAALIBABA GROUP HLDG LTDSPONSORED ADS0.18%$270,0001.2K
98DGIIDIGI INTL INCCOM0.17%$264,00013.9K
99MUMICRON TECHNOLOGY INCCOM0.17%$263,0003.5K
100SONOSONOS INCCOM0.17%$257,00011.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2022$01May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$215M212Jan 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$189M198Oct 21, 202113F-HRchanges · EDGAR ↗
Q2 2021$186M203Jul 29, 202113F-HRchanges · EDGAR ↗
Q1 2021$171M192Apr 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$151M164Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$134M158Oct 14, 202013F-HRchanges · EDGAR ↗
Q2 2020$122M149Jul 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$99M124Apr 9, 202013F-HRchanges · EDGAR ↗
Q4 2019$123M134Jan 27, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.