SEC 13F Intelligence

Managers / Q4 2025 · view latest →

Occidental Asset Management, LLC

CIK 0001770994 · 301 CALIFORNIA DR. #9, BURLINGAME, CA, 94010 · 650-409-3888

Reported Value
$832M
Q4 2025
Positions
295
Filings on Record
50
2019–present window
Filed
Jan 8, 2026
original filing

Summary

Occidental Asset Management, LLC reported $832M in U.S.-listed holdings across 295 positions for Q4 2025.

Its largest position, NVDA, represents 7.1% of the portfolio.

Compared with Q3 2025, the fund opened 43 new positions and exited 22.

Portfolio Metrics

Turnover
+4.3%
vs prior filed quarter
Top-10 Concentration
+34.7%
share of reported value
Largest Position
+7.1%
Nvidia Corporation
New / Exited
43 / 22
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $208MQ1 ’19Q2 ’19: $222MQ3 ’19: $239MQ4 ’19: $245MQ1 ’20: $199MQ1 ’20Q2 ’20: $226MQ3 ’20: $240MQ4 ’20: $302MQ1 ’21: $336MQ1 ’21Q2 ’21: $376MQ3 ’21: $386MQ4 ’21: $421MQ1 ’22: $391MQ1 ’22Q2 ’22: $337MQ3 ’22: $334MQ4 ’22: $367MQ1 ’23: $401MQ1 ’23Q2 ’23: $442MQ3 ’23: $432MQ4 ’23: $482MQ1 ’24: $535MQ1 ’24Q2 ’24: $570MQ3 ’24: $620MQ4 ’24: $641MQ1 ’25: $662MQ1 ’25Q2 ’25: $725MQ3 ’25: $797MQ4 ’25: $832MQ1 ’26: $844MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 54.5%ETP: 44.3%Other: 0.6%REIT: 0.4%Closed-End Fund: 0.2%Other: 0.1%
  • Common Stock · 54.5% · $453M
  • ETP · 44.3% · $368M
  • Other · 0.6% · $5M
  • REIT · 0.4% · $3M
  • Closed-End Fund · 0.2% · $1M
  • Other · 0.1% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TFLRT ROWE PRICE ETF INCNEW+9.7K9.7K+$498,621$498,621
GOLDMAN SACHS ETF TRNEW+9.1K9.1K+$481,899$481,899
INNOVATOR ETFS TRUSTNEW+23.0K23.0K+$440,086$440,086
WPCWP CAREY INCNEW+6.0K6.0K+$386,289$386,289
TPRTAPESTRY INCNEW+2.8K2.8K+$352,901$352,901
ILMNILLUMINA INCNEW+2.6K2.6K+$343,377$343,377
UTHUNITED THERAPEUTICS CORPNEW+697697+$339,613$339,613
EXPEEXPEDIA GROUP INCNEW+1.2K1.2K+$329,773$329,773

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2025

36 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRFLTG RATE NT ETF · RUS 1000 GRW ETF · 20 YR TR BD ETF · S&P 500 VAL ETF · RUS MDCP VAL ETF · RUS MD CP GR ETF · CORE INTL AGGR · JPMORGAN USD EMG · IBOXX HI YD ETF · SP SMCP600VL ETF · RUS 2000 GRW ETF17.89%$149M1.56M
2SPDR SERIES TRUSTSTATE STREET SPD7.80%$65M1.77M
3NVDANVIDIA CORPORATIONhistory →COM7.10%$59M316.8K
4AAPLAPPLE INChistory →COM5.82%$48M178.2K
5MSFTMICROSOFT CORPhistory →COM3.31%$28M56.9K
6FLEXSHARES TRCRE SLCT BD FD2.25%$19M835.6K
7FIDELITY MERRIMACK STR TRTOTAL BD ETF2.19%$18M395.0K
8GOOGALPHABET INChistory →CAP STK CL C2.14%$18M56.7K
9XLCSELECT SECTOR SPDR TRSTATE STREET TEC · STATE STREET COM2.12%$18M135.2K
10METAMETA PLATFORMS INChistory →CL A1.81%$15M22.8K
11JPMJPMORGAN CHASE & CO.history →COM1.27%$11M32.9K
12WISDOMTREE TRWSDM EMKTBD FD1.11%$9M138.6K
13WMTWALMART INChistory →COM1.00%$8M74.8K
14AMZNAMAZON COM INCCOM0.95%$8M34.4K
15DWDMORGAN STANLEYCOM NEW0.93%$8M43.6K
16CMICUMMINS INCCOM0.92%$8M15.0K
17CAHCARDINAL HEALTH INCCOM0.89%$7M36.2K
18CATCATERPILLAR INCCOM0.89%$7M12.9K
19CRMSALESFORCE INCCOM0.87%$7M27.2K
20SCCOSOUTHERN COPPER CORPCOM0.80%$7M46.5K
21AMATAPPLIED MATLS INCCOM0.80%$7M25.9K
22VVISA INCCOM CL A0.78%$7M18.6K
23ABGCENCORA INCCOM0.77%$6M19.1K
24ALBALBEMARLE CORPCOM0.72%$6M42.5K
25QCOMQUALCOMM INCCOM0.71%$6M34.5K
26HUBBHUBBELL INCCOM0.68%$6M12.7K
27MRKMERCK & CO INCCOM0.67%$6M52.7K
28SPDR INDEX SHS FDSPORTFOLIO DEVLPD0.65%$5M121.2K
29RSRELIANCE INCCOM0.64%$5M18.5K
30EMREMERSON ELEC COCOM0.64%$5M40.0K
31HDHOME DEPOT INCCOM0.63%$5M15.3K
32AMGNAMGEN INCCOM0.63%$5M16.0K
33NTAPNETAPP INCCOM0.63%$5M48.8K
34DDOMINION ENERGY INCCOM0.62%$5M88.4K
35SCHWAB STRATEGIC TRFUNDAMENTAL INTL0.62%$5M113.6K
36GILDGILEAD SCIENCES INCCOM0.62%$5M41.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$844M284Apr 16, 202613F-HRchanges · EDGAR ↗
Q4 2025$832M295Jan 8, 202613F-HRchanges · EDGAR ↗
Q3 2025$797M275Oct 29, 202513F-HRchanges · EDGAR ↗
Q2 2025$725M268Jul 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$662M253May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$641M219Jan 15, 202513F-HRchanges · EDGAR ↗
Q3 2024$620M220Oct 15, 202413F-HRchanges · EDGAR ↗
Q2 2024$570M207Jul 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$535M202Apr 16, 202413F-HRchanges · EDGAR ↗
Q4 2023$482M208Jan 19, 202413F-HRchanges · EDGAR ↗
Q3 2023$432M201Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$442M215Jul 12, 202313F-HRchanges · EDGAR ↗
Q1 2023$401M205May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$367M206Jan 24, 202313F-HRchanges · EDGAR ↗
Q3 2022$334M180Nov 8, 202213F-HRchanges · EDGAR ↗
Q2 2022$337M179Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$391M189May 4, 202213F-HRchanges · EDGAR ↗
Q4 2021$421M209Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$386M205Nov 3, 202113F-HRchanges · EDGAR ↗
Q2 2021$376M202Aug 17, 202113F-HRchanges · EDGAR ↗
Q1 2021$336M187May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$302M166Jan 28, 202113F-HRchanges · EDGAR ↗
Q3 2020$240M143Nov 10, 202013F-HRchanges · EDGAR ↗
Q2 2020$226M141Jul 17, 202013F-HRchanges · EDGAR ↗
Q1 2020$199M141Apr 23, 202013F-HRchanges · EDGAR ↗
Q4 2019$245M152Jan 16, 202013F-HRchanges · EDGAR ↗
Q3 2019$239M144Oct 17, 201913F-HRchanges · EDGAR ↗
Q2 2019$222M144Aug 2, 201913F-HRchanges · EDGAR ↗
Q1 2019$208M144May 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.