SEC 13F Intelligence

FLEXSHARES TR

CUSIP 33939L670

Flexshares Tr has 32 institutional holders in Filings Flow’s 13F database, together reporting 6.38M shares worth $141M as of Q1 2026. The largest reported holders are Northern Trust Corp, Envestnet Asset Management Inc, and Occidental Asset Management, LLC.

Institutional Holders
32
Q1 2026
Reported Value
$141M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 4Q4 ’18Q1 ’19: 6Q2 ’19: 6Q2 ’19Q3 ’19: 7Q2 ’21: 21Q2 ’21Q4 ’21: 24Q4 ’22: 20Q4 ’22Q4 ’25: 32Q1 ’26: 32Q1 ’26Q2 ’26: 5filingsflow.com
Total reported value
Q4 ’18: $12MQ4 ’18Q1 ’19: $29MQ2 ’19: $17MQ2 ’19Q3 ’19: $18MQ2 ’21: $72MQ2 ’21Q4 ’21: $132MQ4 ’22: $126MQ4 ’22Q4 ’25: $126MQ1 ’26: $141MQ1 ’26Q2 ’26: $3Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Occidental Asset Management, LLC$844M AUM2.32%$20M881.2KQ1 2026OLDER
VestGen Investment Management$181M AUM0.67%$1M54.5KQ1 2026OLDER
ROI Financial Advisors, LLC$167M AUM0.36%$602,67327.1KQ1 2026OLDER
PARK NATIONAL CORP /OH/$3.3B AUM0.20%$7M295.0KQ1 2026OLDER
ABSOLUTE CAPITAL MANAGEMENT, LLC$301M AUM0.18%$546,18924.6KQ1 2026OLDER
Herold Advisors, Inc.$455M AUM0.12%$553,06924.9KQ1 2026OLDER
SeaCrest Wealth Management, LLC$903M AUM0.08%$725,90732.9KQ2 2026
CITIZENS & NORTHERN CORP$401M AUM0.06%$232,99710.4KQ4 2025OLDER
First Heartland Consultants, Inc.$1.5B AUM0.06%$868,52239.3KQ2 2026
Stratos Wealth Advisors, LLC$1.6B AUM0.05%$830,95037.4KQ1 2026OLDER
Regent Peak Wealth Advisors LLC$490M AUM0.04%$214,3849.6KQ1 2026OLDER
CoreCap Advisors, LLC$3.4B AUM0.04%$1M60.1KQ2 2026
Mutual Advisors, LLC$4.7B AUM0.04%$2M77.9KQ1 2026OLDER
VestGen Advisors, LLC$3.8B AUM0.03%$1M56.4KQ1 2026OLDER
Patriot Financial Group Insurance Agency, LLC$1.8B AUM0.02%$421,87019.0KQ1 2026OLDER
Snowden Capital Advisors LLC$3.8B AUM0.02%$786,32835.4KQ1 2026OLDER
WealthPlan Investment Management, LLC$1.8B AUM0.02%$336,38715.1KQ1 2026OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.02%$6M256.0KQ1 2026OLDER
Wealth Watch Advisors, INC$239M AUM0.01%$37,5281.7KQ4 2025OLDER
Atria Investments, Inc$8.9B AUM0.01%$887,38139.9KQ1 2026OLDER
NORTHERN TRUST CORP$756.6B AUM0.01%$71M3.20MQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.01%$25M1.11MQ1 2026OLDER
CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM0.01%$87,6443.9KQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$105,0794.7KQ1 2026OLDER
GeoWealth Management, LLC$2.8B AUM0.00%$28,3461.3KQ1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$106,2274.8KQ4 2025OLDER
Wilmington Savings Fund Society, FSB$4.2B AUM0.00%$17,458785Q1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$892,54640.1KQ1 2026OLDER
AlphaCore Capital LLC$4.2B AUM0.00%$9,518428Q1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$99,6634.5KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$858,31638.4KQ4 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$241,91110.8KQ3 2025OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$50,0002.3KQ3 2025OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$26,8421.2KQ2 2026
UBS Group AG$666.3B AUM0.00%$7,986355Q3 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$5,855261Q1 2026OLDER
Sound Income Strategies, LLC$2.1B AUM$00Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.