SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Trek Financial, LLC

CIK 0001768195 · 8355 EAST HARTFORD DRIVE SUITE 105, SCOTTSDALE, AZ, 85255 · 480 483-1510

Reported Value
$963M
Q3 2021
Positions
211
Filings on Record
30
2019–present window
Filed
Nov 12, 2021
original filing

Summary

Trek Financial, LLC reported $963M in U.S.-listed holdings across 211 positions for Q3 2021.

Its largest position, NDQ, represents 19.3% of the portfolio.

Compared with Q2 2021, the fund opened 42 new positions and exited 54.

Portfolio Metrics

Turnover
+30.6%
vs prior filed quarter
Top-10 Concentration
+74.1%
share of reported value
Largest Position
+19.3%
Invesco Qqq Tr
New / Exited
42 / 54
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $554MQ1 ’19Q2 ’19: $581MQ3 ’19: $707MQ4 ’19: $588MQ1 ’20: $408MQ1 ’20Q2 ’20: $627MQ3 ’20: $655MQ4 ’20: $773MQ1 ’21: $844MQ1 ’21Q2 ’21: $930MQ3 ’21: $963MQ4 ’21: $1.1BQ1 ’22: $1.1BQ1 ’22Q2 ’22: $980MQ3 ’22: $951MQ4 ’22: $1.0BQ1 ’23: $1.1BQ1 ’23Q2 ’23: $1.1BQ3 ’23: $1.1BQ4 ’23: $1.2BQ1 ’24: $1.3BQ1 ’24Q2 ’24: $1.3BQ3 ’24: $1.3BQ4 ’24: $1.3BQ1 ’25: $1.4BQ1 ’25Q2 ’25: $1.5BQ3 ’25: $1.7BQ4 ’25: $1.7BQ1 ’26: $1.9BQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 92.2%Common Stock: 7.3%Other: 0.3%ADR: 0.1%Closed-End Fund: 0.1%Other: 0.1%
  • ETP · 92.2% · $888M
  • Common Stock · 7.3% · $70M
  • Other · 0.3% · $3M
  • ADR · 0.1% · $753,000
  • Closed-End Fund · 0.1% · $719,000
  • Other · 0.1% · $892,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FXEINVESCO CURRENCYSHARES EURONEW+22.2K22.2K+$2M$2M
VANGUARD WORLD FDNEW+9.5K9.5K+$2M$2M
NTAPNETAPP INCNEW+16.8K16.8K+$2M$2M
SIMPLIFY EXCHANGE TRADED FUNNEW+47.9K47.9K+$1M$1M
ISHARES INCNEW+16.1K16.1K+$1M$1M
N1KNEWAGE INCNEW+669.5K669.5K+$931,000$931,000
SHENSHENANDOAH TELECOMMUNICATIONNEW+28.8K28.8K+$908,000$908,000
ISHARES INCNEW+11.7K11.7K+$835,000$835,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

17 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRCORE MSCI EAFE · 20 YR TR BD ETF · IBOXX INV CP ETF · ESG AWR MSCI USA · CORE S&P500 ETF · CORE S&P SCP ETF · 1 3 YR TREAS BD · EAFE VALUE ETF · EAFE GRWTH ETF · CORE TOTAL USD · JPMORGAN USD EMG · TIPS BD ETF · US TREAS BD ETF · MSCI USA VALUE · BARCLAYS 7 10 YR · U.S. ENERGY ETF · GLOBAL TECH ETF · GLOBAL FINLS ETF · MSCI INDIA ETF · ISHS 1-5YR INVS · MBS ETF24.44%$235M2.73M
2NDQINVESCO QQQ TRhistory →UNIT SER 119.27%$186M518.4K
3SPDR S&P 500 ETF TRTR UNIT18.09%$174M405.9K
4VANGUARD SPECIALIZED FUNDSDIV APP ETF13.14%$127M823.8K
5XLFSELECT SECTOR SPDR TRTECHNOLOGY · SBI CONS DISCR · FINANCIAL · COMMUNICATION · SBI INT-INDS · SBI HEALTHCARE · RL EST SEL SEC · SBI CONS STPLS · SBI INT-UTILS · ENERGY7.71%$74M894.3K
6SPDR SER TRBLOOMBERG BRCLYS · SPDR BLOOMBERG4.62%$45M434.7K
7AAPLAPPLE INCCOM0.96%$9M65.4K
8ESGEISHARES INCESG AWR MSCI EM · MSCI SWITZERLAND · MSCI GERMANY ETF · MSCI NETHERL ETF0.89%$9M206.4K
9MSFTMICROSOFT CORPCOM0.53%$5M18.1K
10PIMCO ETF TRENHAN SHRT MA AC0.31%$3M29.6K
11GOOGLALPHABET INCCAP STK CL A0.29%$3M1.0K
12FXEINVESCO CURRENCYSHARES EUROEURO SHS0.25%$2M22.2K
13VANGUARD WORLD FDMEGA GRWTH IND0.23%$2M9.5K
14BARCLAYS BK PLCETN 490.20%$2M79.9K
15GBCIGLACIER BANCORP INC NEWCOM0.19%$2M32.6K
16AFLAFLAC INCCOM0.17%$2M30.5K
17AMZNAMAZON COM INCCOM0.17%$2M484

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.9B472May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.7B449Feb 4, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.7B437Oct 31, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.5B418Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.4B383Apr 30, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.3B407Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.3B390Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.3B386Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.3B387May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.2B312Feb 8, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B282Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.1B277Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B249May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.0B232Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$951M211Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$980M217Aug 10, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.1B231May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.1B214Jan 19, 202213F-HRchanges · EDGAR ↗
Q3 2021$963M211Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$930M223Aug 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$844M203May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$773M211Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$655M174Nov 17, 202013F-HRchanges · EDGAR ↗
Q2 2020$627M156Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$408M88May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$588M104Feb 19, 202013F-HRchanges · EDGAR ↗
Q3 2019$707M137Nov 8, 201913F-HRchanges · EDGAR ↗
Q2 2019$581M137Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$554M112May 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.