SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Nalls Sherbakoff Group, LLC

CIK 0001767500 · 9724 KINGSTON PIKE, SUITE 505, KNOXVILLE, TN, 37922 · 8656940898

Reported Value
$103M
Q3 2023
Positions
464
Filings on Record
10
2019–present window
Filed
Oct 17, 2023
original filing

Summary

Nalls Sherbakoff Group, LLC reported $103M in U.S.-listed holdings across 464 positions for Q3 2023.

Its largest position, Schwab Strategic Tr, represents 15.4% of the portfolio.

Compared with Q4 2018, the fund opened 220 new positions and exited 178.

Portfolio Metrics

Turnover
+13.7%
vs prior filed quarter
Top-10 Concentration
+50.0%
share of reported value
Largest Position
+15.4%
Schwab Strategic Tr
New / Exited
220 / 178
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $63MQ4 ’18Q3 ’23: $103MQ3 ’23Q1 ’24: $112MQ1 ’24Q1 ’26: $148MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 74.2%Common Stock: 22.1%Closed-End Fund: 1.7%Other: 1.4%ADR: 0.3%Other: 0.3%
  • ETP · 74.2% · $76M
  • Common Stock · 22.1% · $23M
  • Closed-End Fund · 1.7% · $2M
  • Other · 1.4% · $1M
  • ADR · 0.3% · $296,435
  • Other · 0.3% · $318,374

Quarter-over-Quarter Changes full breakdown →

vs Q4 2018 (amended baseline) · note: prior filed quarter, not the immediately preceding one

IssuerMoveShare ΔShares nowValue ΔValue now
VTVVANGUARD INDEX FDSNEW+14.3K14.3K+$2M$2M
DFSVDIMENSIONAL ETF TRUSTNEW+72.3K72.3K+$2M$2M
DIMENSIONAL ETF TRUSTNEW+71.5K71.5K+$2M$2M
DISVDIMENSIONAL ETF TRUSTNEW+53.3K53.3K+$1M$1M
SPROTT PHYSICAL SILVER TRNEW+138.2K138.2K+$1M$1M
FERRARI N VNEW+2.0K2.0K+$591,080$591,080
SPROTT PHYSICAL GOLD & SILVENEW+31.5K31.5K+$546,273$546,273
DFUSUSDDIMENSIONAL ETF TRUSTNEW+11.1K11.1K+$516,683$516,683

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

27 positions
#IssuerClass% PortfolioValueShares
1SCHWAB STRATEGIC TRUS BRD MKT ETF · INTL EQTY ETF · US AGGREGATE B · US LCAP GR ETF · US LCAP VA ETF · EMRG MKTEQ ETF · SCHWAB FDT US LG · US TIPS ETF · SCHWAB FDT US SC · US LRG CAP ETF · US DIVIDEND EQ36.67%$38M843.5K
2VTVVANGUARD INDEX FDSREAL ESTATE ETF · VALUE ETF · MCAP GR IDXVIP · MCAP VL IDXVIP · SML CP GRW ETF · S&P 500 ETF SHS10.49%$11M106.5K
3ISHARES TRISHS 1-5YR INVS · FLTG RATE NT ETF · SP SMCP600VL ETF8.58%$9M167.6K
4DFSVDIMENSIONAL ETF TRUSTUS SMALL CAP VAL · EMERGING MKTS CO · INTL SMALL CAP V · US EQUITY ETF5.14%$5M208.2K
5AAPLAPPLE INChistory →COM2.67%$3M16.0K
6CSTRUSDCAPSTAR FINL HLDGS INChistory →COM2.12%$2M153.4K
7GOOGLALPHABET INCCAP STK CL A · CAP STK CL C1.77%$2M13.9K
8INVESCO EXCH TRADED FD TR IIFTSE RAFI DEV1.55%$2M36.7K
9BSCOINVESCO EXCH TRD SLF IDX FDBULSHS 2023 CB · BULSHS 2024 CB · BULSHS 2025 CB1.29%$1M64.0K
10AMZNAMAZON COM INChistory →COM1.25%$1M10.1K
11VANGUARD BD INDEX FDSINTERMED TERM1.21%$1M17.1K
12MSFTMICROSOFT CORPhistory →COM1.07%$1M3.5K
13PGPROCTER AND GAMBLE COhistory →COM1.05%$1M7.4K
14SPROTT PHYSICAL SILVER TRTR UNIT1.02%$1M138.2K
15INVESCO EXCHANGE TRADED FD TS&P MDCP QUALITY0.99%$1M12.6K
16RFREGIONS FINANCIAL CORP NEWCOM0.89%$916,82953.3K
17FERRARI N VCOM0.58%$591,0802.0K
18EXMOCEXXON MOBIL CORPCOM0.55%$570,4424.9K
19SPROTT PHYSICAL GOLD & SILVETR UNIT0.53%$546,27331.5K
20SLVISHARES SILVER TRISHARES0.50%$513,56525.2K
21XLUSELECT SECTOR SPDR TRSBI INT-UTILS0.43%$438,5667.4K
22GQ9SPDR GOLD TRGOLD SHS0.43%$437,0272.5K
23GWWGRAINGER W W INCCOM0.40%$415,104600
24TAT&T INCCOM0.40%$408,11527.2K
25KKRKKR & CO INCCOM0.38%$391,0376.3K
26VANGUARD SPECIALIZED FUNDSDIV APP ETF0.34%$348,1402.2K
27TFCTRUIST FINL CORPCOM0.33%$337,41411.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$148M425Mar 12, 202613F-HRchanges · EDGAR ↗
Q1 2024$112M460Apr 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$103M464Oct 17, 202313F-HRchanges · EDGAR ↗
Q4 2018$63M422Feb 15, 2019RESTATEMENTchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.